Financial Minds
eBIS provides a comprehensive news portal for financial services practitioners. Sourced from over 50 news agencies and web information services, the portal parses feeds daily into news categories that are relevant to your industry role. From updates on the latest regulatory events and headline financial stories to news on industry horizontals to technology specific trends, our news portal provides information categories for your area of interest. A custom filter tool allows you to sort news by date, category or keyword. Give it a try…
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7/26/2017
More people who work in New York City are commuting two hours or more so they can live in affordable neighborhoods or have be -More- ……
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7/26/2017
Federal Reserve Chair Janet Yellen might be renominated when her term expires next year, President Donald Trump says, reversi -More- ……
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7/25/2017
Greg Davis has become Vanguard’s chief investment officer, and he is getting up to speed on the equity side of business, afte -More- ……
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7/25/2017
President Donald Trump has submitted to the Senate his nomination of Republican Hester Peirce for a seat on the Securities an -More- ……
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7/21/2017
The Senate Finance Committee has unanimously agreed to advance David Kautter’s nomination as assistant secretary for tax poli -More- ……
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7/19/2017
Hester Peirce, a researcher at the Mercatus Center at George Mason University, will be nominated a Republican member of the S -More- ……
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7/19/2017
Charles Scharf, former CEO of Visa, has been appointed CEO of BNY Mellon. -More- ……
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7/14/2017
Vanguard Chief Investment Officer Mortimer “Tim” Buckley will become CEO on Jan. 1, succeeding F. William McNabb III. -More- ……
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7/13/2017
The White House is expected to nominate Russ Behnam, an aide to Sen. -More- ……
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7/13/2017
James Clinger, President Donald Trump’s nominee to be chairman of the Federal Deposit Insurance Corp., has withdrawn his name -More- ……
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7/12/2017
Federal Reserve Chair Janet Yellen might not be nominated for a second term next year, sources say. -More- ……
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7/11/2017
President Donald Trump has nominated Randal Quarles as vice chairman of supervision at the Federal Reserve, a position Congre -More- ……
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7/06/2017
Citadel founder Ken Griffin discusses the lead-up to the financial crisis and what he had to do to keep his firm in business. -More- ……
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7/06/2017
7/06/2017
Fewer people are attending open houses for Manhattan condominiums and co-ops, brokers say. -More- ……
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7/03/2017
Six people injured in a shooting at Bronx-Lebanon Hospital Center on Friday remained hospitalized in stable condition Sunday. -More- ……
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6/30/2017
The Financial Industry Regulatory Authority’s board has elected William Heyman, vice chairman and chief investment officer at -More- ……
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6/28/2017
President Donald Trump continues to search for three people to fill seats on the Federal Reserve Board. -More- ……
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6/20/2017
Cathy Bessant, chief operations and technology officer at Bank of America, says that developments in financial technology and -More- ……
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6/20/2017
Morgan Stanley trading chief Ted Pick’s success in turning around the bond business seems secure, based on four straight quar -More- ……
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6/19/2017
Dan Ivascyn, chief investment officer at PIMCO, has ushered the company back to the top by shifting management and investment -More- ……
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6/19/2017
President Donald Trump will nominate James Clinger, a former aide to Rep. -More- ……
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6/15/2017
Robert Greifeld, former CEO of Nasdaq, will succeed Vincent Viola as chairman of Virtu Financial. -More- ……
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6/13/2017
General Electric has picked John Flannery, a longtime executive who has spent most of his career in dealmaking and finance, t -More- ……
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6/12/2017
President Donald Trump reportedly is set to nominate Dawn Stump as a member of the Commodity Futures Trading Commission. -More- ……
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6/12/2017
Brian Brooks, general counsel for Fannie Mae, will be nominated for the post of deputy Treasury secretary, sources say. -More- ……
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6/09/2017
Matt Zames, chief operating officer at JPMorgan Chase, has stepped down after 13 years with the bank and will leave in coming -More- ……
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6/09/2017
BlackRock has appointed Heather Brownlie of Goldman Sachs as US head of fixed-income exchange-traded funds, a newly created r -More- ……
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5/31/2017
5/30/2017
Securities and Exchange Commission Chairman Jay Clayton is expected to select Sullivan & Cromwell’s Steven Peikin as co-head -More- ……
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5/30/2017
Quantlab Financial’s Cameron Smith, KCG Holdings’ Daniel Coleman and Convergex Group’s Eric Noll are abandoning high-frequenc -More- ……
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5/26/2017
Liquidnet CEO Seth Merrin says his mission to make markets more efficient continues as the firm explores artificial intellige -More- ……
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5/25/2017
CME Group Chairman and CEO Terrence Duffy, who has suffered a collapsed lung but is expected to fully recover and return to w -More- ……
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5/22/2017
Goldman Sachs’ Jim Donovan has withdrawn from consideration as deputy treasury secretary, setting back Treasury Secretary Ste -More- ……
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5/22/2017
Ford is removing CEO Mark Fields and replacing him with Jim Hackett, chairman of subsidiary Ford Smart Mobility, sources say. -More- ……
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5/19/2017
5/18/2017
Robert Mueller III, a former director of the FBI, has been named special counsel to investigate Russia’s potential influence -More- ……
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5/17/2017
On Monday, Brian Duperreault was named CEO of American International Group, succeeding Peter Hancock, who was pressured by th -More- ……
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5/15/2017
The Trump administration has nominated Brian Quintenz, formerly head of an investment firm, as a Republican member of the Com -More- ……
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5/11/2017
David Humphrey, an accountant at the Securities and Exchange Commission between 1998 and 2014, has pleaded guilty to securiti -More- ……
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5/11/2017
Keith Noreika’s appointment as acting head at the Office of the Comptroller of the Currency has raised concerns with critics, -More- ……
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5/10/2017
The US Court of Appeals for the Federal Circuit has dismissed an attempt by former AIG CEO Maurice “Hank” Greenberg to prove -More- ……
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5/09/2017
Brent McIntosh might influence cybersecurity decisions concerning the banking sector if he is confirmed as general counsel of -More- ……
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5/04/2017
Comptroller of the Currency Thomas Curry will step down at the end of the week to be replaced by Simpson Thacher & Bartlett p -More- ……
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5/02/2017
The Senate has advanced Jay Clayton’s nomination as chairman of the Securities and Exchange Commission on a 60-36 vote. -More- ……
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5/01/2017
Jay Clayton’s nomination as chairman of the Securities and Exchange Commission will go to the Senate for an initial vote toda -More- ……
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4/28/2017
The Senate voted 60-38 to confirm law school dean R. Alexander Acosta, President Donald Trump’s labor secretary nominee. -More- ……
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4/26/2017
Investment Technology Group executive Jamie Selway is seen as the leading candidate to run the Securities and Exchange Commis -More- ……
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4/24/2017
Larry Fink, chairman and CEO of BlackRock, says that organizations with “one magical person” in charge struggle to overcome -More- ……
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4/17/2017
Former Treasury Department official Randal Quarles has emerged as President Donald Trump’s likely nominee for vice chairman o -More- ……
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4/14/2017
BlackRock Chairman and CEO Larry Fink received $25.5 million in compensation last year, down 1% compared with 2015, although -More- ……
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4/10/2017
Commodity Futures Trading Commission member Sharon Bowen said she will remain in her post until a fellow Democrat has been no -More- ……
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4/10/2017
A Federal Reserve spokesman said Governor Jerome Powell has been appointed to chair the supervision and regulation committee, -More- ……
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4/07/2017
CME Group Chairman and CEO Terrence Duffy was paid $9.75 million last year, a 59% increase from 2015 earnings, according to a -More- ……
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4/07/2017
A jury has unanimously acquitted former Barclays traders Ryan Reich and Stylianos Contogoulas in a retrial for conspiracy to -More- ……
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4/05/2017
The Senate banking committee voted 15-8 to support Jay Clayton, President Donald Trump’s nominee to head the Securities and E -More- ……
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4/03/2017
4/03/2017
Daniel Tarullo’s plan to leave the Federal Reserve on Wednesday has bank executives relieved and financial reform advocates c -More- ……
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3/31/2017
The Senate Health, Education, Labor and Pensions Committee has approved R. -More- ……
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3/30/2017
The Senate banking committee has said it will vote next week on whether to approve the appointment of Jay Clayton as head of -More- ……
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3/29/2017
Drugmaker Mylan has appointed Daniel Gallagher, a former member of the Securities and Exchange Commission, as chief legal off -More- ……
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3/28/2017
Sheila Bair, former head of the US Federal Deposit Insurance Corp., has been appointed a nonexecutive director at Industrial -More- ……
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3/28/2017
PIMCO co-founder Bill Gross has accepted an $81 million settlement after a dispute with the firm from which he was ousted in -More- ……
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3/24/2017
Jay Clayton, President Donald Trump’s nominee to be chairman of the Securities and Exchange Commission, said the Dodd-Frank A -More- ……
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3/24/2017
The Securities and Exchange Commission has been asked to watch for conflicts of interest in Carl Icahn’s position as an advis -More- ……
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3/23/2017
Marcus Schenck, chief financial officer at Deutsche Bank, was appointed deputy CEO this month, with several industry insiders -More- ……
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3/22/2017
Don Wilson, founder and CEO of the Chicago-based proprietary trading firm DRW, has seen a lot of changes to the markets and t -More- ……
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3/22/2017
Former US Attorney Preet Bharara will become a distinguished scholar in residence at the New York University School of Law ne -More- ……
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3/21/2017
Jay Clayton, a lawyer who is President Donald Trump’s nominee to head the Securities and Exchange Commission, is scheduled to -More- ……
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3/21/2017
Eric Bischof, a senior manager at Morgan Stanley, has moved to Bank of America, where he will be joint head of the Global Fin -More- ……
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3/20/2017
Jeff Jones, who joined Uber as president of ride-sharing in September, has resigned, criticizing the company’s leadership. -More- ……
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3/20/2017
A regulatory filing shows that Goldman Sachs Group CEO Lloyd Blankfein was paid $22 million in salary and bonuses last year, -More- ……
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3/17/2017
Former Barclays CEO Bob Diamond is reported to be establishing a presence in London by acquiring the Panmure Gordon stockbrok -More- ……
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3/16/2017
Prosecutor James McDonald is Commodity Futures Trading Commission acting Chairman J. -More- ……
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3/15/2017
President Donald Trump has nominated acting Chairman J. -More- ……
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3/15/2017
President Donald Trump plans to nominate Goldman Sachs’ Jim Donovan as deputy secretary of the Treasury Department. -More- ……
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3/14/2017
Raphael Bostic, a public-policy professor at the University of Southern California, has been chosen to succeed Dennis Lockhar -More- ……
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3/13/2017
New York City has received a flood of applications from people interested in serving on community boards since the November e -More- ……
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3/10/2017
Hester Peirce and Lisa Fairfax, nominees to the Securities and Exchange Commission from former President Barack Obama, have r -More- ……
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3/09/2017
GE Energy Financial Services CEO David Nason has withdrawn from the short list to lead bank supervision at the Federal Reserv -More- ……
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3/09/2017
Jay Clayton, President Donald Trump’s nominee to head the Securities and Exchange Commission, has represented many high-profi -More- ……
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3/08/2017
The Senate banking committee will hold Jay Clayton’s confirmation hearing for the post of Securities and Exchange Commission -More- ……
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3/07/2017
The Federal Reserve is considering bringing charges against Bruno Iksil, the “London whale” trader whose dealings incurred $6 -More- ……
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3/06/2017
Alexandra Lebenthal is about to sell her family business, Lebenthal Holdings, which has been beset by lawsuits and debt. -More- ……
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3/03/2017
Bridgewater Associates founder Ray Dalio has stepped down as co-CEO and has announced the departure of co-CEO Jon Rubinstein. -More- ……
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3/03/2017
Retired neurosurgeon Ben Carson has been confirmed as secretary of the Department of Housing and Urban Development in a 58-41 -More- ……
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3/02/2017
Yahoo CEO Marissa Mayer has lost her 2016 bonus after an investigation by the board into security breaches beginning in 2014. -More- ……
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2/28/2017
The Senate has voted 72-27 to confirm billionaire Wilbur Ross as commerce secretary. -More- ……
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2/27/2017
Details have emerged on the struggle of real estate investor Bradley Cohen, whom a website accused of running a Ponzi scheme -More- ……
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2/24/2017
Stephen R. Covey, educator, writer and speaker……
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2/23/2017
Commodity Futures Trading Commission acting Chairman J. -More- ……
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2/22/2017
Evan Spiegel, CEO of Snap, has dismissed criticism of the Snapchat parent’s forthcoming initial public offering. -More- ……
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2/20/2017
Bank of America Chairman and CEO Brian Moynihan received $20 million in compensation last year, after profit increased 13%. -More- ……
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2/20/2017
Former JPMorgan Chase executive Tim Throsby has been brought on at Barclays to revive its investment-bank business. -More- ……
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2/17/2017
Mary Jo White, who has stepped down as head of the Securities and Exchange Commission, will return to law firm Debevoise & Pl -More- ……
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2/16/2017
Andrew Puzder, a fast-food executive nominated by President Donald Trump to be labor secretary, has withdrawn from considerat -More- ……
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2/15/2017
Four Senate Republicans have not decided whether they support President Donald Trump’s nomination of fast-food executive Andr -More- ……
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2/13/2017
Lawyers for Navinder Singh Sarao — a UK trader charged with multiple counts of fraud and thought to have contributed to the -More- ……
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2/13/2017
Gary Cohn, who resigned as president of Goldman Sachs to work for the Trump administration, is emerging as a powerful voice o -More- ……
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2/10/2017
The confirmation hearing for Andrew Puzder, President Donald Trump’s nominee to be labor secretary, has been scheduled by the -More- ……
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2/07/2017
Russell Horwitz has been appointed deputy chief of staff at Goldman Sachs and secretary of the management committee. -More- ……
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2/06/2017
Tim Gunn, TV personality and fashion consultant……
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2/06/2017
A civil lawsuit has been filed against Treasury Secretary nominee Steven Mnuchin concerning his tenure as co-chairman of the -More- ……
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2/02/2017
2/02/2017
Former ExxonMobil CEO Rex Tillerson has been sworn in as US secretary of state after the Senate confirmed his appointment in -More- ……
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2/02/2017
Anthony Scaramucci might not get the appointment to be one of President Donald Trump’s highest-ranking advisers that he was w -More- ……
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2/01/2017
Tom Farley, president of the New York Stock Exchange, looks to merge respect for the exchange’s history with the need to keep -More- ……
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1/31/2017
Marc Wyatt, head of the Securities and Exchange Commission’s examination division, will step down in February. -More- ……
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1/31/2017
Acting US Attorney General Sally Yates has been fired by President Donald Trump after she announced the Justice Department wo -More- ……
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1/30/2017
Kevin Turner is stepping down as CEO of Citadel Securities after five months on the job. -More- ……
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1/25/2017
CME Group Chairman and CEO Terrence Duffy discusses deregulation, the state of liquidity, electronic trading and President Do -More- ……
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1/25/2017
A New York state appeals court reinstated the theft conviction of Sergey Aleynikov, a former Goldman Sachs Group programmer w -More- ……
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1/24/2017
BlackRock has hired George Osborne, former chancellor of the Exchequer for the UK, as a part-time senior adviser. -More- ……
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1/13/2017
President-elect Donald Trump has appointed SkyBridge Capital founder Anthony Scaramucci a leading adviser, sources say. -More- ……
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1/12/2017
Jeffrey Lacker, president of the Federal Reserve Bank of Richmond, plans to retire at the beginning of October. -More- ……
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1/11/2017
Elisha Weisel has been named chief information officer at Goldman Sachs. -More- ……
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1/11/2017
The US Department of Justice has filed charges against three former Wall Street traders for allegedly rigging foreign exchang -More- ……
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1/10/2017
Yahoo CEO Marissa Mayer will leave the board of directors after the company closes a $4.83 billion sale of its core internet -More- ……
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1/06/2017
Senate Republicans confirmed Sen. Orrin Hatch, R-Utah, as chairman of the Senate Finance Committee. -More- ……
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1/06/2017
David Malpass, a former economic adviser in the administrations of George H.W. -More- ……
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1/05/2017
Jason Katz, formerly a trader at Barclays, has pleaded guilty to US charges related to the manipulation of foreign exchange p -More- ……
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1/04/2017
Jay Clayton, a partner at law firm Sullivan & Cromwell, has emerged as a strong contender to lead the Securities and Exchange -More- ……
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1/03/2017
Cantor Fitzgerald has appointed former Deutsche Bank co-CEO Anshu Jain as president. -More- ……
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12/23/2016
CBOE Holdings Chairman William Brodsky, who was CEO from 1997 to 2013, plans to relinquish the chairmanship to CEO Edward Til -More- ……
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12/23/2016
Six executives of billion-dollar hedge fund Platinum Partners have been arrested and charged, accused of falsifying investmen -More- ……
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12/23/2016
Bridgewater Associates founder Ray Dalio says people work like machines but are hampered by emotions from achieving optimal p -More- ……
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12/20/2016
Former US attorney and Gibson, Dunn & Crutcher partner Debra Wong Yang is at the top of President-elect Donald Trump’s list t -More- ……
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12/19/2016
The New York Historical Society will preserve many of the sticky notes that people posted in the 14th Street-Union Square sub -More- ……
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12/16/2016
JPMorgan Chase CEO Jamie Dimon has earned a 62% return, or $43.1 million, this year on 500,000 shares of the bank purchased i -More- ……
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12/16/2016
The Financial Industry Regulatory Authority said Brad Bennett will step down as chief of enforcement early in 2017. -More- ……
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12/14/2016
David Solomon, co-head of investment banking at Goldman Sachs Group, and Chief Financial Officer Harvey Schwartz will be prom -More- ……
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12/13/2016
President-elect Donald Trump has appointed Goldman Sachs President Gary Cohn to be his assistant for economic policy and dire -More- ……
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12/12/2016
Gary Cohn, president of Goldman Sachs Group, has been asked to head the National Economic Council, making him the highest ran -More- ……
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12/09/2016
Andrew Ceresney will leave the Securities and Exchange Commission by year-end. -More- ……
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12/09/2016
Gary Parr will become senior managing director and management operating committee co-chairman for Apollo Global Management. -More- ……
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12/07/2016
A 391-2 House vote in favor of legislation to relax the definition of an accredited investor to let more people invest in unr -More- ……
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12/06/2016
LPL Financial Holdings CEO Mark Casady will hand over the reins to President Dan Arnold, who will wear both hats starting Jan -More- ……
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12/05/2016
Raymond James Financial CEO Paul Reilly will take on the role of board chairman when Thomas James steps down at the company’s -More- ……
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11/30/2016
President-elect Donald Trump is expected to pick financier Steven Mnuchin to be Treasury secretary, people close to the trans -More- ……
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11/30/2016
Former New York Stock Exchange CEO Duncan Niederauer will join blockchain company Paxos’ board of directors. -More- ……
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11/29/2016
Don Wilson, head of DRW, is poised to defend himself in court this week against a lawsuit brought by the Commodity Futures Tr -More- ……
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11/28/2016
Some of the people whom President-elect Donald Trump is considering for positions in his government have ties to New Jersey. -More- ……
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11/28/2016
Vanguard founder Jack Bogle revolutionized the investment industry when he introduced the first index fund in 1976, and 40 ye -More- ……
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11/23/2016
Wesley Bricker, interim chief accountant at the Securities and Exchange Commission since July, will officially fill the role -More- ……
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11/22/2016
Stephen Luparello, director of trading and markets at the Securities and Exchange Commission, announced that he is resigning -More- ……
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11/17/2016
Billionaire Wilbur Ross is most likely to be named secretary of the Commerce Department in the Trump administration, sources -More- ……
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11/16/2016
The TIAA 2016 Advice Matters Survey found that 71% of people in the US have an interest in getting financial advice. -More- ……
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11/15/2016
Adena Friedman will become CEO of Nasdaq on Jan. 1, while CEO Robert Greifeld will ascend to chairman. -More- ……
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11/15/2016
Former Morgan Stanley executive Sara Furber has joined IEX Group, where she is trying to nab listings from rival exchanges. -More- ……
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11/14/2016
President-elect Donald Trump might nominate J. -More- ……
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11/14/2016
CME Group has selected Terrence Duffy as CEO, replacing Phupinder Gill, who is retiring at year-end. -More- ……
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11/11/2016
US financial regulators are accelerating work on rules to limit Wall Street compensation, people familiar with the matter sai -More- ……
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11/11/2016
CME Group CEO Phupinder Gill plans to depart at year-end, saying it is “the right time to retire.” “Gill’s retirement comes a -More- ……
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11/10/2016
Former New York City Mayor Rudy Giuliani says people who thought he supported President-elect Donald Trump because he wanted -More- ……
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11/10/2016
Navinder Singh Sarao, the London trader whose strategies allegedly contributed to the 2010 “flash crash,” has pleaded guilty -More- ……
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11/10/2016
Steven Mnuchin, a former banker at Goldman Sachs, is under serious consideration for nomination as secretary of the US Treasu -More- ……
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11/09/2016
Mobile-wallet provider Mozido has filed a lawsuit that accuses former board member Philip Geier Jr. -More- ……
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11/08/2016
Navinder Singh Sarao, a UK futures trader accused of contributing to the 2010 “flash crash,” is set to appear today in a Chic -More- ……
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11/04/2016
Many people who contributed to New York City Mayor Bill de Blasio’s effort to put Democrats in control of the state Senate in -More- ……
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11/03/2016
Ripple, a startup that is building a bitcoin-style network that lets banks make cross-border payments, says co-founder Chris -More- ……
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11/01/2016
Bank of Mexico Governor Agustin Carstens and European Central Bank Executive Board member Benoit Coeure are the most likely c -More- ……
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10/31/2016
The federal trial of people accused of participating in the controversial closing of lanes on George Washington Bridge has pr -More- ……
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10/31/2016
Jim Rosenthal, chief operating officer at Morgan Stanley, will retire at the end of the year, according to an internal memo. -More- ……
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10/28/2016
DRW, led by Don Wilson, has filed a motion to dismiss a price-manipulation lawsuit brought by the Commodity Futures Trading C -More- ……
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10/26/2016
Bond-fund manager Bill Gross left Pacific Investment Management for Janus Capital Group more than two years ago, but Janus ha -More- ……
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10/20/2016
The Commodity Futures Trading Commission has settled a civil case against Igor Oystacher and 3Red Trading for alleged manipul -More- ……
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10/19/2016
Data collected by the US government show that people who were outside the labor market so long that they weren’t counted as u -More- ……
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10/18/2016
Charles Scharf is stepping down as Visa’s CEO after determining that he needs to be near family in New York. -More- ……
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10/17/2016
British futures trader Navinder Singh Sarao will face extradition to the US in the next 28 days to stand trial on 22 charges -More- ……
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10/17/2016
Melissa Hodgman, who joined the Securities and Exchange Commission Enforcement Division in 2008, has been appointed associate -More- ……
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10/14/2016
Tim Sloan has become CEO days before Wells Fargo releases third-quarter results. -More- ……
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10/12/2016
Steven Cohen, president of Point72 Asset Management, is increasing trader bonuses from 20% to as much as 25%, but top bonuses -More- ……
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10/11/2016
The 2016 Nobel Memorial Prize in Economic Sciences was awarded to Oliver Hart of Harvard University and the Massachusetts Ins -More- ……
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10/10/2016
Former employees are suing American International Group for deferred derivatives-trade bonuses worth more than $100 million t -More- ……
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10/07/2016
Statistics show that 94 million people in the US older than 15 don’t have a job and aren’t seeking one. -More- ……
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10/05/2016
Billionaire Steve Cohen’s company, Point72 Asset Management, recently hired Matthew Granade to oversee big data used in the f -More- ……
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9/30/2016
Judge Charles Ramos, a New York state judge, has been pushing for brevity in the civil fraud trial of former American Interna -More- ……
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9/30/2016
Harvard University has hired Nirmal Narvekar, who successfully overhauled Columbia University’s endowment, as CEO of its fund -More- ……
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9/30/2016
The official count of people living in New York City’s homeless shelters has climbed to almost 60,000. -More- ……
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9/29/2016
The Senate Agriculture Committee has unanimously approved Georgetown University professor Chris Brummer, a Democrat, and Repu -More- ……
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9/28/2016
Former Morgan Stanley mortgage-bond trader Nicholas Michael Bonacci has been fined $100,000 and has been suspended from the i -More- ……
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9/27/2016
Iconic hedge fund firm Perry Capital is shutting down its flagship hedge fund, according to a letter sent to investors Monday -More- ……
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9/22/2016
The Securities and Exchange Commission has alleged insider trading by hedge fund manager Leon Cooperman. -More- ……
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9/14/2016
Dennis Lockhart, who has served as president of the Federal Reserve Bank of Atlanta for almost a decade, plans to step down F -More- ……
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9/13/2016
The Senate agriculture committee is set to hold a hearing Thursday on two nominees, Brian Quintenz and Chris Brummer, to the -More- ……
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9/12/2016
About 8,000 people gathered Sunday at the National September 11 Memorial & Museum. -More- ……
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9/09/2016
China Zhongwang Holdings founder Liu Zhongtian has been accused by US trade group Aluminum Extruders Council of stockpiling $ -More- ……
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9/08/2016
9/08/2016
Sarah ten Siethoff has been appointed deputy associate director of the Division of Investment Management Rulemaking Office at -More- ……
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9/07/2016
Morningstar founder and CEO Joe Mansueto will transition to executive chairman Jan. 1 and will be succeeded by Kunal Kapoor. -More- ……
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9/06/2016
Barclays has recruited Tim Throsby, global head of equities at JPMorgan Chase, to run the corporate and international unit. -More- ……
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8/31/2016
The Senate will hold a confirmation hearing in September on President Barack Obama’s two nominees to the Commodity Futures Tr -More- ……
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8/30/2016
The Federal Reserve is seeking a $1.2 million fine and a permanent industry ban against former Barclays trader Christopher As -More- ……
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8/26/2016
Joseph Blauvelt, Amherst Pierpont Securities’ former chief financial officer, died of brain cancer at the age of 57 in his Nu -More- ……
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8/24/2016
Retired NBA star Kobe Bryant has teamed up with investor Jeff Stibel to launch a $100 million venture capital fund focused on -More- ……
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8/19/2016
Citigroup’s final proprietary trader, Anna Raytcheva, is departing the bank after its decision to shut down that part of its -More- ……
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8/17/2016
The Securities and Exchange Commission has fined former Goldman Sachs trader Edwin Chin $400,000 to settle civil charges of d -More- ……
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8/17/2016
8/16/2016
The Securities and Exchange Commission has charged Donald “Jay” Lathen Jr., manager of Eden Arc Capital Management, with frau -More- ……
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8/12/2016
Bill Miller is leaving Legg Mason after 35 years of service and has bought out the firm’s stake in his advisory firm, LMM. -More- ……
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8/12/2016
Warren Buffett, businessman, investor and philanthropist -More- ……
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8/12/2016
The number of people in the US filing first-time jobless claims fell by 1,000, to 266,000, last week, the Labor Department sa -More- ……
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8/11/2016
The Securities and Exchange Commission has selected Kristin Snyder as co-national associate director of its examination progr -More- ……
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8/09/2016
Central banks have adopted negative interest rates to stimulate the economy, but data show that consumers are increasing savi -More- ……
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8/04/2016
Blockchain startup Digital Asset Holdings has begun looking to the banking industry for talent, including Kelly Mathieson, JP -More- ……
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8/02/2016
Erica McGinnis is stepping down as president and CEO of Advisor Group to become executive vice president and head of transiti -More- ……
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8/01/2016
Tom Kalaris, formerly head of Barclays’ wealth-management business, has launched a wealth-management firm, Saranac Partners. -More- ……
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8/01/2016
Securities and Exchange Commission member Kara Stein cast the sole dissenting vote when the SEC reinstated former Dell Chief -More- ……
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7/29/2016
Amazon founder and CEO Jeff Bezos has become the third-richest person in the world, taking the spot from Berkshire Hathaway C -More- ……
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7/26/2016
Phil Di Iorio, head of JPMorgan Chase’s global wealth-management business, will retire at year-end, sources say. -More- ……
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7/21/2016
As banks hesitate to take part in repurchase loans, money market funds are beginning to deal directly with large investors an -More- ……
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7/21/2016
Emmanuel “Manny” Roman, chief executive officer of Man Group since 2013, has been tapped by Pacific Investment Management Co. -More- ……
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7/18/2016
The Financial Industry Regulatory Authority has selected John “Jack” Brennan, chairman emeritus and former CEO of The Vanguar -More- ……
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7/13/2016
Blythe Masters has stepped down as chairwoman of Santander Consumer USA Holdings, which provides subprime auto loans, to beco -More- ……
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7/05/2016
7/01/2016
6/22/2016
Rules for people who perform for tips in Times Square, aimed at preserving its family-friendly atmosphere, are largely being -More- ……
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6/17/2016
6/15/2016
Two people being prosecuted in connection with the closure of ramps to the George Washington Bridge want New Jersey Gov. -More- ……
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6/14/2016
Robert Cook, who was the Securities and Exchange Commission’s director of trading and markets from 2010 to 2013, has been nam -More- ……
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6/13/2016
Security has intensified in New York City in response to a shooting that killed more than 50 people at a gay nightclub in Orl -More- ……
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6/10/2016
Thomas Perkins, 84, the venture capital investor who played a key role in financing the launches of Google, Amazon and Sun Mi -More- ……
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6/02/2016
Federal Reserve Governor Daniel Tarullo, known as the Wizard of Oz by financiers for his work behind the scenes, has come to -More- ……
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6/01/2016
Office-supply retailer Staples says CEO Ron Sargent has agreed to step down after the company’s annual shareholders meeting J -More- ……
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5/27/2016
Dan Mathews, Citigroup’s senior vice president for market structure and liquidity venues in Europe, the Middle East and Afric -More- ……
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5/24/2016
Daniel Roth, CEO of the National Futures Association, is preparing for retirement. -More- ……
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5/11/2016
Craig Donohue, executive chairman of Options Clearing, is bullish on the options industry and is continuing changes to keep h -More- ……
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5/10/2016
Federal Reserve Bank of New York President William Dudley anticipates steady economic growth in the US, despite a weak first -More- ……
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5/06/2016
Former BrokerTec chief David Rutter has seen much change in the Treasury market and is focusing on developing blockchain-insp -More- ……
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5/05/2016
Nasdaq CEO Bob Greifeld keeps turtles at home in New Jersey, an ironic hobby as speed becomes a major focus of his business. -More- ……
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5/04/2016
Nine brokers and traders have been accused of persuading investors to purchase stock in a worthless LED lighting distributor, -More- ……
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5/03/2016
The US Labor Department’s fiduciary rule might encourage millennials to become financial advisers as older advisers retire or -More- ……
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5/03/2016
Donald Bollerman, one of nine co-founders of IEX Group, has left the company. -More- ……
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4/29/2016
A jury won’t hear the Commodity Futures Trading Commission’s futures market manipulation case against Igor Oystacher, co-foun -More- ……
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4/29/2016
A survey required by the federal government has determined that the number of homeless people living on New York City’s stree -More- ……
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4/27/2016
The Securities and Exchange Commission will withdraw its decision to allow former Wall Street trader Steven Rattner to return -More- ……
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4/27/2016
4/27/2016
Bank of England official Michael Hume has quit his post to become senior markets strategist for the New York hedge fund MKP. -More- ……
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4/18/2016
The New York Police Department has stopped arresting people who ask others for a free subway ride by swiping their MetroCard. -More- ……
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4/15/2016
Elm Tree Investment Advisors founder Fred Elem and Chief Operating Officer Ahmed Naqvi have been charged with securities frau -More- ……
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4/08/2016
Confirmation votes for two White House nominees for the Securities and Exchange Commission have been delayed after four Democ -More- ……
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4/06/2016
Eighteen months after a Starboard Value-led shareholder coup of Darden Restaurants’ board, the Olive Garden operator’s stock -More- ……
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4/05/2016
The full Senate banking committee is scheduled to vote Thursday on the confirmation of President Barack Obama’s nominations o -More- ……
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4/04/2016
The Securities and Exchange Commission is in early stages of an investigation of circumstances that led JPMorgan Chase to all -More- ……
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3/29/2016
International Monetary Fund Managing Director Christine Lagarde said Monday that she intends to reappoint David Lipton as fir -More- ……
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3/24/2016
A British court has ruled that trader Navinder Singh Sarao, accused of spoofing US markets and contributing to the $800 billi -More- ……
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3/23/2016
Rohit Bansal, a former Goldman Sachs worker, has avoided prison time for illegally acquiring reports from the Federal Reserve -More- ……
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3/22/2016
JPMorgan Chase Chairman and CEO Jamie Dimon surprised investors when he purchased $26.6 million worth of the bank’s stock. -More- ……
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3/15/2016
Hester Peirce, an outspoken opponent of financial regulation and a senior research fellow at the Mercatus Center, is schedule -More- ……
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3/11/2016
The new co-chief of the asset-management unit of the Securities and Exchange Commission Enforcement Division is Anthony Kelly -More- ……
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3/09/2016
Two nominees for the Securities and Exchange Commission will get confirmation hearings before the Senate banking committee Tu -More- ……
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3/08/2016
Michael Bloomberg says he won’t enter the US presidential race as an independent because he fears his candidacy would push Do -More- ……
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3/04/2016
The White House announced plans to nominate Georgetown University law professor Chris Brummer and former congressional aide B -More- ……
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3/04/2016
Senate Banking Committee Chairman Richard Shelby plans to hold a confirmation hearing this month for Securities and Exchange -More- ……
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3/03/2016
The House Financial Services Committee passed a bill allowing companies and individuals accused of misconduct to transfer the -More- ……
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3/02/2016
JPMorgan Chase CEO Jamie Dimon discusses the future of finance, Silicon Valley’s effect on Wall Street and China’s influence -More- ……
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2/22/2016
New York City’s effort to encourage people to share cabs to save money and cut congestion is getting a unenthusiastic recepti -More- ……
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2/11/2016
A former New York City technology manager, Carl Bell, who accepted $6 million in bribes in connection with the CityTime compu -More- ……
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2/09/2016
U.S. Rep. Chris Gibson, R-N.Y., has taken the first step toward a potential campaign to become the governor of New York. -More- ……
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2/08/2016
Joseph Tracy of the Federal Reserve Bank of New York has been chosen to become chairman of the Swiss-based Regulatory Oversig -More- ……
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2/02/2016
The search has begun for a successor for the Financial Industry Regulatory Authority’s CEO Richard Ketchum, who hopes to reti -More- ……
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2/01/2016
The Securities and Exchange Commission plans to shift some staff oversight from brokers to investment advisers, people famili -More- ……
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1/29/2016
The Financial Industry Regulatory Authority will focus on industry entrance-exam rules and licensing requirements for people -More- ……
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1/28/2016
Former Securities and Exchange Commission Division of Investment Management Director Norm Champ, who has been critical of the -More- ……
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1/27/2016
Intercontinental Exchange has promoted ICE Futures US President and Chief Operating Officer Ben Jackson to head ICE’s mergers -More- ……
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1/26/2016
Jeffrey Gitomer, business trainer and writer -More- ……
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1/21/2016
Daniel Gallagher, who was a member of the Securities and Exchange Commission from 2011 to 2015, has become president of Patom -More- ……
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1/18/2016
John Taft, who has served as RBC’s wealth-management chief for more than a decade, will retire in May. -More- ……
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1/15/2016
A $2 million study says Uber and similar services aren’t significantly aggravating congestion on Manhattan’s streets, people -More- ……
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1/12/2016
Morgan Stanley Chief Operating Officer Jim Rosenthal will manage the firm’s new digital platform in the wake of the departure -More- ……
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1/07/2016
Morgan Stanley CEO James Gorman has promoted Colm Kelleher, head of investment banking, to president, prompting the departure -More- ……
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1/05/2016
Michael Oxley, former Ohio congressman, House Financial Services Committee chairman and Financial Industry Regulatory Authori -More- ……
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1/04/2016
Daniel Gallagher, who stepped down from the Securities and Exchange Commission in October, is joining consulting firm Patomak -More- ……
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1/04/2016
Jamie Dimon has spent a decade as head of JPMorgan Chase, having navigated the financial crisis, avoided a government rescue -More- ……
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12/23/2015
Adam Siegel, formerly a top bond trader at Royal Bank of Scotland Group, pleaded guilty to securities fraud in federal court -More- ……
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12/16/2015
Adena Friedman, the president of Nasdaq’s corporate, information and technology solutions business, has been named to the add -More- ……
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12/15/2015
Financial-services executives, including Blythe Masters, Vikram Pandit and John Mack, are investing millions of dollars in fi -More- ……
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12/10/2015
Former Bank of England Deputy Governor Paul Tucker will work to keep policymakers committed to financial reform as chairman o -More- ……
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12/09/2015
Former US banking analyst Meredith Whitney has joined Arch Capital Group, a Bermuda-based insurance company, where she will o -More- ……
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12/09/2015
The March 2014 fraud conviction of Jesse Litvak, a former managing director at Jefferies, was overturned Tuesday. -More- ……
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12/08/2015
Pacific Investment Management has formed a global advisory board to provide perspective and insight into markets. -More- ……
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12/04/2015
The Securities and Exchange Commission has charged Chicago-based options traders Behruz Afshar, Shahryar Afshar and Richard K -More- ……
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12/03/2015
Blythe Masters, CEO at Digital Asset Holdings and a former executive at JPMorgan Chase, has repudiated a Reuters report that -More- ……
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12/02/2015
Luis Aguilar, a departing member of the Securities and Exchange Commission, has offered future members suggestions, such as c -More- ……
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11/30/2015
The Securities and Exchange Commission has dropped its ban preventing Michael Steinberg, a former SAC Capital Advisors fund m -More- ……
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11/30/2015
The Securities and Exchange Commission has charged former Goldman Sachs employee Yue Han for reaping more than $450,000 in pr -More- ……
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11/24/2015
Traders Anthony Allen and Anthony Conti have requested that a US court toss their convictions for manipulation of the London -More- ……
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11/24/2015
New York City subway passengers are facing more common delays as Metropolitan Transportation Authority personnel help people -More- ……
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11/23/2015
What happens next in the US economy depends upon what the Federal Reserve decides about interest rates next month, said CME G -More- ……
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11/17/2015
Securities and Exchange Commission member Luis Aguilar says he will leave at the end of December. -More- ……
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11/17/2015
Investment Technology Group says board Chairwoman Maureen O’Hara and board member Chris Dodds will retire Jan. 15 and Dec. -More- ……
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11/12/2015
The evolution of the stock market toward faster trading means there will be haves and have-nots, Convergex CEO Eric Noll says -More- ……
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11/10/2015
Igor Oystacher, CEO of 3Red Trading, is facing the possibility of being banned from trading following a filing by the Commodi -More- ……
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11/06/2015
Former Goldman Sachs executive Rohit Bansal entered a misdemeanor guilty plea Thursday for passing confidential documents fro -More- ……
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11/04/2015
Morgan Stanley Chairman and CEO James Gorman has been elected a Class A director of the Federal Reserve Bank of New York. -More- ……
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11/03/2015
Todd Wilemon, the former San Francisco-based New York Stock Exchange managing director, has dropped his lawsuit against NYSE -More- ……
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11/02/2015
Richard Ketchum, chairman and CEO of the Financial Industry Regulatory Authority, says he will retire during the second half -More- ……
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10/29/2015
James “Jes” Staley, formerly an executive at JPMorgan Chase, will become CEO of Barclays on Dec. 1. -More- NYSSA’s Third Annual Global Infrastructure Conference NYSSA’s 3rd Annual Global Infrastructure conference will once more bring together leading executives, analysts, portfolio manage…
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10/29/2015
The Federal Reserve Bank of New York is encouraging people to use its interactive tool to analyze what’s going on in the tri- -More- ……
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10/28/2015
Anthony Albanese, acting head of New York’s Department of Financial Services, and Matthew Anderson, the agency’s chief spokes -More- Free Webinar: Liquid Alternative Funds—A Path to Growth for Hedge Fund Managers Liquid alternative funds can provide attractive ways to increase assets…
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10/23/2015
Rep. Paul Ryan, R-Wis., says in a letter to fellow Republicans that he is officially a candidate for House speaker. -More- Free Event: An Alternative Investment Fund Manager’s Perspective on GIPS The adoption of the GIPS standards by alternative investment managers has grown in recent yea…
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10/22/2015
A majority of the conservative House Freedom Caucus says it will vote for Rep. -More- Free Event: GIPS & Investment Performance Measurement for Alternative Managers This free webinar provides an overview of some common challenges that managers of alternative investment funds, including he…
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10/20/2015
Former Rabobank trader Paul Robson told a federal court it was standard practice to set the bank’s London Interbank Offered R -More- ……
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10/19/2015
Dallas Mavericks owner Mark Cuban launched a discussion on Twitter questioning the safety of the stock market. -More- ……
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10/16/2015
Antonio Weiss, counselor to Treasury Secretary Jack Lew, is pushing for a deeper analysis of whether incidents such as the Oc -More- The CFA Institute Research Foundation’s 50th Anniversary Celebration The CFA Institute Research Foundation (RF) celebrates its 50th anniversary in 2015. As p…
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10/13/2015
Barclays reportedly will appoint former JPMorgan Chase executive Jes Staley as CEO. -More- Wilbur Ross accepts Irving Kahn Achievement Award Join us at our Annual Dinner on 10/20 to celebrate Wilbur L. Ross Jr.’s contributions to the investment industry & his achievements that have elevat…
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10/13/2015
Paul Andrews, vice president of international affairs at the US Financial Industry Regulatory Authority, has been named secre -More- ……
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10/09/2015
Bond investor Bill Gross says in a lawsuit filed in California that he was forced out of his job as head of Pacific Investmen -More- ……
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10/09/2015
9/30/2015
Nikhil Rathi, a former official at the UK Treasury, has been named CEO of the London Stock Exchange. -More- Understanding the Seismic Changes to Institutional Portfolios We are witnessing a rapidly shifting landscape where the increasing complexity and decomposition of institutional portf…
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9/28/2015
A London judge has approved a request from Navinder Singh Sarao’s attorney to reschedule until February a US extradition hear -More- NYC Multifamily Real Estate Investment Dynamics NYC is an extreme example of a high-barrier market. Whether an owner, renter, or commuter, you will want to…
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9/25/2015
Volkswagen is set to name Matthias Mueller, head of its Porsche brand, as CEO in the wake of an emissions-testing issue. -More- ……
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9/25/2015
A Madrid court has frozen €18 million worth of assets of Rodrigo Rato, a former head of the International Monetary Fund, -More- Should finance be run by gamblers, lawyers or investment professionals? NYSSA in collaboration with CFA Institute will host “Wall Street Excesses: Bad Behav…
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9/24/2015
A year after Bill Gross moved from Pacific Investment Management to Janus Capital, Gross’ mutual fund at Janus is down 2.5% w -More- ……
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9/23/2015
Mark Wetjen, a former member of the Commodity Futures Trading Commission, will join Depository Trust & Clearing Corp. -More- Join us for NYSSA’s Annual Dinner 2015 at 583 Park Avenue Attend our Annual Dinner on Tuesday, October 20, to celebrate and honor the NYSSA Award Winners for their…
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9/18/2015
William Hague, a former member of the UK Parliament and former foreign minister, has been appointed chairman of ICE Futures E -More- NIRI and NYSSA Present: Investor Insight in the Boardroom Recently, shareholders have focused on board accountability and have voiced concern about whether…
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9/17/2015
Carey Gabay, 43, a lawyer for the Cuomo administration, has died a week after being shot in the head at a public celebration. -More- NYSSA Author Series™: Anne Heller, “Ayn Rand and the World She Made” NYSSA Author Seriesâ„¢ presents an engaging and insightful conversation on one of…
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9/16/2015
Richard Sandor, a futures market pioneer, explains why he thinks this is the right time to focus on small and midsized banks -More- ……
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9/11/2015
Benjamin Wey, founder of New York Global Group, has been charged with securities fraud and other violations in relation to re -More- ……
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9/11/2015
Former Nomura Holdings traders Ross Shapiro, Michael Gramins and Tyler Peters pleaded not guilty Thursday to securities fraud -More- ……
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9/10/2015
Saeculum Capital’s Brian Quintenz, a former House aide, is expected to be nominated by the White House to fill an open Republ -More- ……
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9/09/2015
The impending departure of Daniel Gallagher from the Securities and Exchange Commission is seen as unlikely to help the regul -More- ……
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9/08/2015
Daniel Gallagher, a Republican member of the Securities and Exchange Commission, says he plans to leave the agency by Oct. -More- ……
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9/04/2015
George Washington University Law School professor Lisa Fairfax is being floated by the White House as a candidate to fill a D -More- ……
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9/03/2015
Representatives of several New York City agencies are set to visit homeless encampments to determine how people end up living -More- ……
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9/01/2015
Blythe Masters, CEO of Digital Asset Holdings and formerly an executive at JPMorgan Chase, is promoting block chain, the soft -More- ……
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9/01/2015
Maimonides Medical Center in Brooklyn, N.Y., has recruited Kenneth Gibbs, head of the municipal-bond department at Jefferies -More- ……
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8/31/2015
Many predicted Mayor Ras Baraka would be a divisive force when he took office in Newark, N.J., last summer, with anti-busines -More- Environmental Risk in the Diversified Chemicals Industry Join us for A presentation of key findings and engagement opportunities from CDP’s latest sectorial…
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8/27/2015
8/26/2015
-More- NIRI and NYSSA Present: Investor Insight in the Boardroom Recently, shareholders have focused on board accountability and investors are conducting qualitative and quantitative assessments of board composition and structure. Consequently, director tenure, diversity, how a board mea…
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8/26/2015
Nasdaq OMX Group CEO Robert Greifeld said that after recent global market volatility, exchanges should be careful about how t -More- ……
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8/25/2015
The number of people in Times Square who are on foot, on bicycles and inside vehicles who suffer traffic injuries has fallen -More- ……
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8/25/2015
Richard Schaeffer and David Greenberg, former board members of the New York Mercantile Exchange, have joined the American Can -More- Sustainable Portfolio Strategies for Financial Advisors hosted by MSCI Multiple recent surveys have confirmed surging investor interest in sustainable invest…
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8/24/2015
Sen. -More- Attend NYSSA’s Monthly ‘Investment Strategy Roundtable’ Join like-minded individuals to discuss investment strategies at the upcoming roundtable meeting on Thursday, September 17. This meeting will discuss topics important to all market participants & provides an experience th…
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8/21/2015
New York City Health Commissioner Mary Bassett says the outbreak of Legionnaires’ Disease that killed 12 people and made 128 -More- ……
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8/20/2015
Daniel Houston, previously operations chief at Principal Financial Group, has succeeded Larry Zimpleman as CEO. -More- Preorder: High Yield, Future Tense: Cracking the Code of Speculative Debt The debut book publication by NYSSA, High Yield, Future Tense: Cracking the Code of Speculative…
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8/18/2015
Robert Steven Kaplan, a professor at Harvard University and a former Goldman Sachs Group executive, has been named president -More- ……
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8/17/2015
Navinder Singh Sarao, a London trader accused of contributing to the 2010 “flash crash,” has been released on bail after four -More- ……
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8/14/2015
8/14/2015
Mike Heid, 58, is retiring as mortgage chief at Wells Fargo after 28 years with the largest home lender in the U.S. -More- ……
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8/13/2015
AQR Capital Management terminated Hitesh Mittal as head of trading as his former employer Investment Technology Group agreed -More- ……
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8/12/2015
Stocks and commodities worldwide were hit, while government bonds rose, after the People’s Bank of China devalued the yuan Tu -More- ……
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8/06/2015
Deutsche Bank has recently let go a few employees in the firm’s securitized-debt business amid an investigation into trading -More- ……
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8/05/2015
New York City is preparing a response to the problem of homeless people and panhandlers on its streets. -More- ……
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8/04/2015
Jarrett Lilien, a board member of Investment Technology Group, will succeed CEO Bob Gasser following the disclosure of a poss -More- ……
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8/04/2015
Tom Hayes, a former trader at UBS and Citigroup, has been found guilty of conspiracy to manipulate the London Interbank Offer -More- ……
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8/03/2015
An outbreak of Legionnaires’ disease that involved 71 people by Sunday is being investigated by New York City health official -More- ……
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7/31/2015
Kovack Securities President Brian Kovack beat out a candidate nominated by a FINRA committee for a midsize-firm seat on the b -More- ……
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7/31/2015
A $4 billion overhaul is planned for La Guardia Airport, but the people who live near the airport aren’t worried about the ef -More- ……
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7/30/2015
In the future, successful financial advice will call for a “bionic” approach that combines technology and the best of human j -More- Experts to Discuss the Investment Decision-Making Process at #NYSSAMF15 In a world characterized by asynchronous growth rates, international investing has n…
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7/29/2015
Hillary Clinton’s campaign for president has significant Wall Street support despite the reform rhetoric she uses to appeal t -More- 25th Annual High Yield Bond Conference and Master Class The two-day event led by high yield legend Martin Fridson, CFA will feature leading experts discussi…
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7/23/2015
Chief Financial Officer Bruce Thompson is leaving Bank of America, and David Darnell, a vice chairman responsible for the wea -More- Do You Want to Increase Your Competitive Advantage at Work? On July 29, executive coach, Sonya M. Stoklosa, MS, PCC, will speak at NYSSA to help leaders inc…
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7/22/2015
Daniel McNeill of JPMorgan Chase has been hired by Credit Suisse Group to head the equity-derivatives unit for the Americas, -More- ……
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7/21/2015
Leda Braga, an algorithmic trader who started Systematica Investments, says humans still have a role in trading, but it’s get -More- ……
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7/20/2015
Former Sen. -More- Greece: What’s Next? What is the current political landscape in Greece? What is the future of the Euro and the European Monetary Union? What can be learned from the Greece debt crisis? Discuss these topics and more at our event on Monday July 27; this event is one for t…
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7/17/2015
Paul Andrews, a vice president at the Financial Industry Regulatory Authority, is the leading candidate to become secretary g -More- ……
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7/16/2015
Blythe Masters, former head of global commodities at JPMorgan Chase, has been appointed nonexecutive chair of Santander Consu -More- ……
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7/09/2015
Former UBS trader Tom Hayes has told a London court that his boss, Mike Pieri, warned him in August 2009 not to e-mail about -More- ……
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7/08/2015
Jon Corzine, former CEO of MF Global, and nine colleagues have agreed to pay $64.5 million to settle a lawsuit brought by the -More- The New Economics of Liquidity and Financial Frictions David Adler wrote the literature review titled The New Economics of Liquidity and Financial Frictions…
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7/07/2015
Marcel Pagnol, novelist, playwright and filmmaker -More- ……
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7/07/2015
A New York judge has dismissed a criminal conviction against Sergey Aleynikov, a former Goldman Sachs Group programmer of hig -More- Do you want to be more compelling and self-assured at work? Don’t present timid forecasts to CIOs or shy away from telling clients the hard truth: Let NYSSA…
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7/06/2015
An improved culture at banks proves prosecutors have been right to pursue record-setting penalties against institutions, rath -More- ……
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7/02/2015
Federal Housing Finance Agency Director Mel Watt approved significant pay raises for Fannie Mae CEO Timothy Mayopoulos and Fr -More- ……
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7/01/2015
Legislation and lawsuits may have made it harder for regulators and central bankers to respond to the next financial crisis, -More- ……
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6/29/2015
Nonprofit group Opportunity Network helps young people from low-income families who are high achievers in school cope with co -More- ……
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6/26/2015
Digital Asset Holdings, the startup led by former JPMorgan Chase executive Blythe Masters, has acquired two companies. -More- ……
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6/19/2015
Former Rep. -More- NYSSA Market Forecast™: Investing In A Multi Speed World In a world characterized by asynchronous growth rates, international investing has never been more complex. On August 6th, NYSSA will gather key investment strategists, economists, asset managers, and other…
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6/18/2015
The death on Wednesday of Jimmy Lee, an important dealmaker at JPMorgan Chase, has shocked colleagues. -More- ……
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Ron Levi has left his position as chief operating officer at GFI Group in the wake of the finalization of the firm’s acquisit -More- What is the Current Scope and Growth in the Liquid Alternatives Space? Liquid alternatives are one of the fastest-growing segments among investment vehicles,…
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Republican presidential hopefuls are attacking the financial services system. Former Texas Gov. Rick Perry, Sen. -More- ……
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Mary Schapiro, former head of the Securities and Exchange Commission, is joining the board of London Stock Exchange Group as -More- ……
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6/10/2015
State Farm Chief Operating Officer Michael Tipsord will become the company’s CEO in September as Ed Rust Jr. retires. -More- ……
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6/08/2015
Deutsche Bank says John Cryan, a member of the Supervisory Board, will replace Juergen Fitschen and Anshu Jain as CEO. -More- ……
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6/05/2015
Bosses who started working in the 1970s must learn to adjust to the changing nature of the modern workforce, says David Mader -More- Do You Want to Stand out and Increase your Professional Network? Laura Virili, National Marketing Consultant, will help you build your network and enhance jo…
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5/29/2015
Andrew Donohue is leaving his job as top lawyer at Goldman Sachs Group’s asset-management unit to become the chief aide to Ma -More- 16th Annual Metals and Mining Conference Join our industry expert, Dr. Raymond Goldie, as he gives us an overview of how he perceives metal & mining companie…
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5/28/2015
Pension funds and insurers are being harmed by low interest rates intended to boost global economic growth, said Larry Fink, -More- Do You Want a Deeper Understanding of ETFs, Especially in Global Markets? More than $2 trillion of financial assets are managed through Exchange Traded Funds…
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5/28/2015
Creative people could be more prone to crossing ethical lines, but only when they’re conducting imaginative work, research su -More- ……
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The banking industry remains creative and dynamic, committed to its goals of “helping issuers and investors come together,” s -More- ……
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Jean-Francois Theodore formed Euronext NV in 2000 by joining stock exchanges in Amsterdam, Brussels and Paris, and then merge -More- ……
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Broadridge President and CEO Rich Daly cites challenges facing financial utilities, concerns related to cybersecurity, shorte -More- ……
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5/18/2015
Citadel, which faced near-ruin in the financial crisis, now has a record $26 billion under management, up 170% from early 201 -More- ……
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5/15/2015
A combination of issues, including a poor showing in a Federal Reserve stress test in March, are testing Bank of America’s ch -More- ……
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5/14/2015
The foremost concern of bank privacy officers is keeping data private. -More- Do You Want to Advance Your Career and Become a Leader? Learn how three women achieved their success and accomplishments in the present financial world. They will discuss what it takes to make it on Wall Street,…
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5/13/2015
Daniel Gallagher, a Republican member of the Securities and Exchange Commission, plans to resign but will remain until a succ -More- ……
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5/12/2015
Frank DiPascali, Bernard Madoff’s former finance chief, died Thursday of lung cancer at age 58. -More- ……
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5/11/2015
The Securities and Exchange Commission has appointed David Grim director of the Division of Investment Management. -More- ……
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Navinder Singh Sarao, a London trader charged with fraud and market manipulation that allegedly contributed to the 2010 “flas -More- ……
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4/30/2015
Former Federal Reserve Chairman Ben Bernanke announced he will join Pacific Investment Management, which is not regulated by -More- ……
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4/29/2015
Civil liberties lawyers are expressing concern about the questioning by police of people arrested during protests related to -More- ……
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4/29/2015
The lawyer for Sergey Aleynikov, a former Goldman Sachs Group programmer, has requested a mistrial after two jurors expressed -More- NYSSA Celebrates Ben Graham’s 121st Birthday On May 6, celebrate the 121st birthday of NYSSA Founder Benjamin Graham by exploring the many ways the value inv…
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4/28/2015
Mary Pat Christie, wife of New Jersey Gov. -More- ……
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4/27/2015
Futex Global, a trading arcade that employed Navinder Sarao from 2003 to 2008, said the trader “worked hard and traded dilige -More- ……
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4/24/2015
Navinder Sarao, the trader accused of manipulating the U.S. futures market in the 2010 “flash crash,” told U.K. -More- Coming Late to Real Estate Real estate has arguably been the best performing—and most under-allocated—institutional asset class. Should capital still be depl…
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4/23/2015
A day trader with a reputation for making millions while being distant from fellow traders has appeared in London court to co -More- More Volatility = Less Sleep The chief lesson of Davos 2015? Volatility is the ‘New Normal’ for the global market. Learn to navigate a jittery market by ide…
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4/21/2015
Bill Gates, businessman and philanthropist -More- ……
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4/21/2015
David Woodcock, leader of the Securities and Exchange Commission’s accounting-fraud task force, is planning to leave the agen -More- ……
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4/20/2015
Jon Corzine, former CEO of MF Global Holdings, has been discussing starting a hedge fund with a handful of investors, sources -More- ……
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4/17/2015
Former Federal Reserve Chairman Ben Bernanke will take the senior adviser position at Citadel, providing the hedge fund’s inv -More- ……
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4/15/2015
Ronald O’Hanley has taken over as CEO of State Street Global Advisors. -More- Think (Like a Client) Before You Invest Wealth Management Unwrapped author Charlotte Beyer will distill decades of wealth management knowledge down to a simple maxim: ‘Think like an adviser AND a client’. Click…
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4/14/2015
Laurence Fink, CEO at BlackRock, is telling 500 other CEOs that too many are harming the creation of value by returning money -More- ESG Factors in Managing Equity Portfolio Investment strategies that rely on environmental, social and governance (ESG) factors have grown in popularity over…
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4/14/2015
Some talented people will only be discovered when leaders make the effort, says John Baldoni in this blog post and video. -More- ……
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4/10/2015
Marc Wyatt has been appointed acting director of the Securities and Exchange Commission’s office of compliance inspections an -More- VIX vs. Alpha Gen: The SkyBridge Way Join Anthony Scaramucci, of alternative asset manager SkyBridge Capital, to explore the current market volatility and d…
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4/09/2015
The Securities and Exchange Commission official who investigated what caused the May 2010 “flash crash” is set to leave this -More- ……
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4/08/2015
Andrew Bowden, director of the Securities and Exchange Commission Office of Compliance Inspections and Examinations, plans to -More- ……
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4/03/2015
Michael Lewis, author of “Liar’s Poker,” “Flash Boys” and other books, discusses his work and how it has reflected on and aff -More- ……
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4/01/2015
Former Fidelity Investments executive Ron O’Hanley has been appointed by State Street to lead its asset-management business. -More- ……
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3/31/2015
The Securities and Exchange Commission on Monday accused New York financier Lynn Tilton and several of her Patriarch Partners -More- 3rd Annual Investing in Mongolia Conference Due to its immense natural resources and location next to the biggest consumer in the World – China, Mongolia has…
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Bob Greifeld, CEO at Nasdaq, announced at a conference plans to roll out an energy-focused futures exchange. -More- ……
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3/24/2015
Duncan Niederauer, former CEO of the New York Stock Exchange, has joined Tera Group, parent company of a derivatives-trading -More- Become a Part of the Premier Finance & Networking Forum for Wall Street By becoming a member of NYSSA you will have the opportunity to expand your professio…
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3/23/2015
Igor Oystacher, a co-founder of 3Red Group who has been accused of manipulative trading strategies, faces new allegations tha -More- Spring 2015 ETP Forum NYC ETPs are a valuable component for investors’ portfolios ranging from the most experienced to novice investors. Attend this forum o…
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3/13/2015
Muhtar Kent, CEO of Coca-Cola, was eligible for a $2.5 million bonus, but he declined after the firm failed to hit its profit -More- Continue your Education at NYSSA NYSSA provides many options and opportunities to further your education. Attend a NYSSA course to invest in your career, imp…
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3/11/2015
Digital Asset Holdings, which is set to launch today, announced that former JPMorgan Chase executive Blythe Masters, known fo -More- ……
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3/09/2015
David Hammer, formerly a senior vice president at Pacific Investment Management, has rejoined PIMCO as executive vice preside -More- 19th Annual Insurance Conference Solid growth is expected in 2015/2016 in the life insurance investment sector. The non-life sector will face some headwinds…
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3/09/2015
The new test for people who want a New York City taxi driver’s license contains more technology and less geography than previ -More- ……
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3/05/2015
Robert Moore, president of LPL Financial, has become the latest executive to depart the firm. -More- Learn to Detect Accounting Gimmicks & Fraud Would you like to be able to make the best business decisions possible? Don’t get tricked again by companies attempting to overstate their finan…
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3/04/2015
A former CEO of TMX Group, Thomas Kloet, has taken a seat on the board of directors of Nasdaq OMX Group, the international bo -More- ……
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3/02/2015
A former commissioner of the Bureau of Labor Statistics has been selected by Republicans on the House and Senate Budget commi -More- ……
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2/27/2015
Bill Winters, former head of investment banking at JPMorgan Chase, has been named CEO of Standard Chartered, effective in Jun -More- Host your Next Conference or Event at NYSSA Need space for a meeting, conference, or other event? Look no further. NYSSA’s fully-equipped, flexible meeting s…
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2/25/2015
Chris Concannon will be CEO of BATS Global Markets, current CEO Joseph Ratterman says. -More- ……
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2/24/2015
Jefferies Group has appointed Alex Kelloff and Craig Mineard to succeed Prem Parameswaran as global joint heads of media and -More- ……
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2/23/2015
Paul McCulley, who returned to Pacific Investment Management in May to assure investors jolted by the departure of firm co-fo -More- NYSSA Author Series™: William Cohan Please join us for an engaging discussion with noted author William Cohan on a variety of topics covered in his boo…
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2/20/2015
Ivers Riley, the progenitor of exchange-traded funds, died Thursday. -More- ……
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2/20/2015
Christopher Hehmeyer, chairman of the National Futures Association, was elected to the one-year role for the fifth time Thurs -More- ……
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2/18/2015
BATS Global Markets is preparing to launch an initial public offering again, three years after a software problem forced a ha -More- Catapult your Career Forward by Using Persuasive Communication Do you wish you could be more influential at work? Do you want to know how to negotiate your n…
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2/17/2015
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The Wall Street task force, part of U.S. -More- Build Confidence with NYSSA Toastmasters Do you have to give presentations for work? Would you like to be more confident when speaking to your clients? Toastmasters offers a proven way to hone your communication skills. By participating in o…
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2/13/2015
A former programmer at Goldman Sachs Group whose federal conviction on charges he stole the bank’s high-speed-trading code wa -More- ……
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2/12/2015
The Financial Industry Regulatory Authority has hired a Securities and Exchange Commission official to head a new office inte -More- Discuss the Outlook for Natural Gas with the American Gas Association Attend the American Gas Association’s Luncheon and Presentation on Thursday, February…
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2/12/2015
CBS News correspondent Bob Simon, 73, who appeared for years on “60 Minutes,” died from injuries suffered as a passenger in a -More- ……
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2/11/2015
Pacific Investment Management has recruited Joachim Fels, formerly chief economist at Morgan Stanley, as global economic advi -More- 19th Annual Insurance Conference Solid growth is expected in 2015/2016 in the life insurance investment sector. The non-life sector will face some headwinds…
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2/04/2015
David Grim has been appointed acting director of the Securities and Exchange Commission Division of Investment Management, re -More- ……
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2/04/2015
Seven people were killed and a dozen injured when a Metro-North Railroad commuter train struck a sport-utility vehicle on the -More- ……
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1/29/2015
New York Assembly Speaker Sheldon Silver, who is facing federal corruption charges, said he is taking a leave of absence from -More- ……
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1/27/2015
Fellow Democrats are telling Sheldon Silver, speaker of the New York Assembly, that he will be forced out of his leadership p -More- The Flattening of Wall Street Research The investment research landscape of today includes a broader mix of providers that deliver analytic tools, data, besp…
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1/26/2015
Sen. Elizabeth Warren will now be the top Democrat on a key subcommittee of the Senate banking committee. -More- ……
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1/23/2015
The newest member of the Commodity Futures Trading Commission has potential conflicts that may require him to avoid issues in -More- ……
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1/22/2015
The speaker of the New York Assembly, Sheldon Silver, is expected to be arrested by federal authorities on corruption charges -More- ……
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1/22/2015
The Securities and Exchange Commission says Norm Champ, its director of investment management, will step down sometime in Jan -More- NYSSA Career Chat: How to Prepare for Your Next Job Attend NYSSA’s upcoming Career Chat on Wednesday, January 28, to discuss overall Job Market Intelligen…
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1/21/2015
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1/21/2015
Senate Finance Committee Chairman Orrin Hatch, R-Utah, says enacting tax reform is a priority. Hatch told the U.S. -More- Discuss the Outlook for Natural Gas with AGA Attend the American Gas Association’s Luncheon and Presentation on Wednesday, January 28, to explore various issues regar…
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1/20/2015
Pershing Square Capital Management is set to announce the hiring of Stephen Fraidin, a veteran merger lawyer. -More- Join us for a FREE 2015 Investment Outlook on January 28 How will changes in the global market environment effect your investments this year? The Market Technicians Associ…
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1/14/2015
Martin Gruenberg, chairman of the Federal Deposit Insurance Corp., has selected Charles Yi as general counsel, pending board -More- ……
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1/13/2015
Former Lazard investment banker Antonio Weiss has withdrawn from consideration to become a senior official in the Treasury De -More- ……
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1/09/2015
Republicans on the Senate banking committee have selected Sen. Richard Shelby, R-Ala., as chairman. -More- ……
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1/07/2015
New York City’s school system is set to bring its ban on cellphones to an end, people familiar with the matter said. -More- ……
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1/07/2015
President Barack Obama has designated a former Bank of Hawaii CEO to be a Federal Reserve governor. -More- ……
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1/07/2015
A Federal Reserve staff economist has been promoted to director of monetary affairs. -More- ……
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1/06/2015
New York police have arrested the son of Thomas Gilbert, the founder of Wainscott Capital Partners and biotech private equity -More- ……
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1/05/2015
Stanley Fischer, the Federal Reserve’s No. -More- NYSSA Market Forecast™: To Infinity and Beyond! Will gravity bring stocks back to earth? Or will the gravity of the economic situation suggested by near zero % interest rates turn out to be a red herring? On January 8th, NYSSA will c…
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1/05/2015
A former chief risk officer at Royal Bank of Scotland Group and Fannie Mae has been appointed to a similar job at the Treasur -More- ……
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1/02/2015
Mario Cuomo, who was elected to three terms as New York governor and is the father of current Gov. -More- ……
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12/08/2014
Robert Okin, head of Oppenheimer’s retail brokerage division, has stepped down, according to a memo. -More- ……
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12/04/2014
The global chief for coffee at Louis Dreyfus Commodities, Trishul Mandana, has resigned for personal reasons. -More- ……
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12/03/2014
Dispute has broken out within the Democratic Party over President Barack Obama’s nomination of Wall Street banker Antonio Wei -More- ……
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12/01/2014
Louis Dreyfus Commodities has hired the former head of Viterra, a Canadian grain handler, to be its CEO. -More- ……
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11/25/2014
New York City has provided public housing for hundreds of homeless families but more people keep showing up at shelters seeki -More- ……
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11/20/2014
George Painter, an administrative law judge with the Commodity Futures Trading Commission who criticized the agency for inade -More- ……
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11/18/2014
Many leaders say they aim to surround themselves with people who are smarter, but few believe that principle or its incoheren -More- ……
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10/23/2014
The chief operating officer of the Federal Reserve Bank of New York said Wednesday that she plans to retire in June. -More- ……
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10/22/2014
Assistant Labor Secretary Phyllis Borzi, who has been heading the department’s work on a uniform fiduciary rule for financial -More- ……
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10/22/2014
The Securities and Exchange Commission’s first overseer of regulation for municipal bonds will step down in November to take -More- ……
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10/21/2014
A growing company means the chance to hire people who are smarter than you, but that brings its own challenge, says Erik Seve -More- ……
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10/20/2014
A New York law that simplified the procedure for taking firearms away from people who have been deemed unstable is “sensible -More- ……
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10/14/2014
Fidelity Investments says Abigail Johnson will be CEO, succeeding her father, Edward Johnson III, to become the highest-ranki -More- ……
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10/09/2014
The Federal Reserve wants to change guidance on interest rates it has promised to keep low for a “considerable time” after ha -More- ……
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9/08/2014
The Securities and Exchange Commission has announced its first ombudsman, as required by the Dodd-Frank Act, to work with ret -More- ……
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9/08/2014
BATS Global Markets is looking for a new president, sources say. -More- ……
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9/05/2014
Edward DeMarco, former acting director of the Federal Housing Finance Administration, is taking a job as senior fellow at an -More- ……
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9/05/2014
The Financial Industry Regulatory Authority is looking for a successor for Linda Fienberg, head of arbitration and disciplina -More- ……
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9/04/2014
Former New York City Mayor Michael Bloomberg, 72, will return to the helm of his eponymous firm, in a surprise replacement of -More- ……
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9/04/2014
Andrew Madoff, 48, son of Bernard Madoff, died at the Memorial Sloan Kettering Cancer Center on Wednesday from mantle cell ly -More- ……
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9/02/2014
Eric Cantor, formerly majority leader of the House, will become vice chairman and a board member at Moelis & Co. -More- Crisis, Sanctions and Russian Investing Defiant despite heavy condemnation from the West, Russia is now facing the threat of a sanction-induced recession and economic ne…
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8/28/2014
John Pietrowicz was named chief financial officer of CME Group, replacing his boss, Jamie Parisi. -More- ……
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8/27/2014
The Securities and Exchange Commission has appointed a former Deloitte vice chairman as chief accountant. -More- ……
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8/25/2014
Industry veteran Bill Harts was named CEO of Modern Markets Initiative, a high-frequency-trading group with four member firms -More- Crisis, Sanctions and Russian Investing Defiant despite heavy condemnation from the West, Russia is now facing the threat of a sanction-induced recession and…
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8/21/2014
8/21/2014
Steve Ballmer, former CEO at Microsoft, has resigned as a director after buying the Los Angeles Clippers basketball franchise -More- ……
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8/20/2014
Albert Einstein, German-American theoretical physicist -More- ……
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8/20/2014
Tom Montag has been named sole chief operating officer at Bank of America. -More- ……
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8/19/2014
Financial companies talk about the importance of compliance, but most don’t spend enough money or employ enough people to bac -More- ……
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8/19/2014
Deutsche Bank has hired Richard Shannon from Goldman Sachs and Scott Marcar from Royal Bank of Scotland to improve IT securit -More- ……
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8/08/2014
Matthew Rutherford, assistant Treasury secretary for financial markets, will leave the department in mid-September, according -More- ……
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8/04/2014
Larry Schwartz, the top aide of New York Gov. -More- NYSSA Market Forecast™: Swept Away LiveStream Can’t make it to NYC on August 7th? Register for this LiveStream to hear an expert panel discuss the forces at work in the global economy and markets, and help identify the most effect…
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8/04/2014
The People’s Bank of China has become an important shareholder of Italian-based carmaker Fiat Chrysler. -More- ……
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7/24/2014
The International Monetary Fund has revised its forecast for U.S. growth to 1.7%, down from June’s forecast of 2%. -More- ……
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7/23/2014
William O’Brien has stepped down as president of BATS Global Markets, effective immediately. -More- ……
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7/22/2014
Scott O’Malia, a member of the Commodity Futures Trading Commission, plans to step down Aug. 8. -More- ……
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7/14/2014
JPMorgan Chase CEO and Chairman Jamie Dimon’s decision to go public with his cancer diagnosis has won praise as a contrast to -More- ……
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7/11/2014
The Senate confirmed President Barack Obama’s nominee, Shaun Donovan, as director of the White House Office of Management and -More- ……
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7/10/2014
San Antonio Mayor Julian Castro has been confirmed by the Senate to head the U.S. -More- ……
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7/03/2014
Tradebot Systems Chairman Dave Cummings announced Tuesday that he is taking on the role of CEO for the company again. -More- ……
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6/26/2014
Julian Castro, the mayor of San Antonio and President Barack Obama’s choice to be the secretary of Housing and Urban Developm -More- ……
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6/06/2014
Nonbank commodity traders aren’t a meaningful threat to the commodity businesses of banks, said Stuart Staley, Citi’s head of -More- ……
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6/06/2014
One of BNP Paribas’ three chief operating officers might have to step down or retire as part of a settlement with U.S. -More- ……
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6/05/2014
Douglas Cifu, CEO of Virtu Financial, says high-frequency traders should face accountability for their effects on markets. -More- ……
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6/04/2014
Treasury Department official Timothy Massad has earned Senate approval to become chairman of the Commodity Futures Trading Co -More- ……
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5/28/2014
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The Senate voted 68-27 to confirm Stanley Fischer, former governor of the Bank of Israel, to a seat on the Federal Reserve Bo -More- ……
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5/13/2014
Mayor Bill de Blasio is pressing for New York City to use some of the approaches used in Sweden to prevent people from being -More- ……
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5/07/2014
An internal JPMorgan Chase memo said that John Anderson and Michael Camacho will take over the remainder of the bank’s global -More- ……
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4/30/2014
Stanley Fischer, Lael Brainard and Jerome Powell have earned unanimous approval from the Senate banking committee to sit on t -More- ……
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4/29/2014
Robert Greifeld, chief executive officer at Nasdaq OMX, has increased revenue at the firm from $600 million a decade ago, to -More- ……
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4/28/2014
The Federal Emergency Management Agency said rent payments that have helped people whose homes were damaged by Superstorm San -More- ……
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4/25/2014
The Senate banking committee is set to vote Tuesday on the nominations of Stanley Fischer, Lael Brainard and Jerome Powell to -More- ……
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4/18/2014
New York Mayor Bill de Blasio announced reforms aimed at speeding up help for people who suffered losses from superstorm Sand -More- ……
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4/16/2014
Alibaba Group Holding will file papers next week for its initial public offering in the U.S., people familiar with the matter -More- ……
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4/10/2014
Tim Massad, President Barack Obama’s nominee to lead the Commodity Futures Trading Commission, testified at Senate hearings i -More- ……
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4/07/2014
The BlackRock board of directors is making changes to its senior management ranks as it prepares for the eventual resignation -More- ……
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4/04/2014
Jeremy Stein, a Federal Reserve governor, says he will leave the central bank May 28 to return to Harvard University to teach -More- ……
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3/26/2014
It’s important to “close the loop” at the workplace so clients and managers are up to date on a project’s progress, writes St -More- ……
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3/26/2014
Michael Cavanagh, co-head of the corporate and investment bank at JPMorgan Chase, is poised to join Carlyle Group as its co-p -More- ……
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3/25/2014
Bart Chilton, whose Commodity Futures Trading Commission term ended Friday, said that one of his biggest disappointments was -More- ……
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3/19/2014
Benefitfocus CEO Shawn Jenkins says that when he messed up during a flying test, his instructor made him continue, then gave -More- ……
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3/14/2014
New Jersey Gov. Chris Christie was confronted by people who shouted criticism at a town meeting in Mount Laurel. -More- ……
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3/12/2014
Labor Secretary Thomas Perez says his department is continuing due diligence on a revised fiduciary rule for people who give -More- ……
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3/11/2014
Benjamin Lawsky, superintendent of New York’s Department of Financial Services, is working to hold individuals and institutio -More- ……
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3/10/2014
Duncan Niederauer, CEO of NYSE Euronext, draws on lessons from his past to keep moving forward as he sells the New York Stock -More- ……
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3/10/2014
Employers added 175,000 people to payrolls last month, double the December number, according to the Labor Department. -More- ……
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3/07/2014
Creative people are different — or, at least, they’ve learned to act differently, writes Carolyn Gregoire. -More- ……
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3/07/2014
JPMorgan Chase reportedly is negotiating with Swiss trading house Mercuria Energy Group to spin off the bank’s physical commo -More- ……
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3/06/2014
The NBC 4 New York/Wall Street Journal/Marist College poll shows Gov. -More- Where’s the Insurance Market Heading in 2014-2015? Attend NYSSA’s 18th Annual Insurance Conference on 3/17-3/18 in NYC to gain forward-looking insights and discover trends and opportunities from leading insurance…
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3/05/2014
Frigid weather in Washington, D.C., has forced the Senate banking committee to reschedule a confirmation hearing to March 13 -More- ……
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2/27/2014
The Senate agriculture committee has set March 6 as the day it will open confirmation hearings on three nominees for the Comm -More- ……
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2/26/2014
CEOs can hire people to take care of most elements of their business, but not whom to hire, says 1stdibs CEO David Rosenblatt -More- ……
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Effective writing, speaking, listening and engaging with other people can be used in a professional setting to get a stalled -More- ……
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2/13/2014
The Securities and Exchange Commission has appointed Rick Fleming, deputy general counsel for the North American Securities A -More- ……
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2/10/2014
President Barack Obama’s nominee to be Federal Reserve vice chairman, Stanley Fischer, will go before a Senate committee this -More- ……
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2/10/2014
Three people who have criticized the Federal Reserve’s quantitative easing will speak before the House Financial Services Com -More- ……
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2/07/2014
Blythe Masters, who built JPMorgan Chase’s physical-commodity business into the largest on Wall Street, was named Thursday to -More- ……
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2/04/2014
Janet Yellen on Monday took charge as head of the Federal Reserve, becoming the first woman to lead the central bank. -More- ……
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1/31/2014
Mary Schapiro, former chair of the Securities and Exchange Commission, is shifting from her full-time position at Promontory -More- ……
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1/27/2014
Some fencing will be removed from the World Trade Center site this year to allow people to move freely between the 9/11 memor -More- ……
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As an exchange, Nasdaq OMX Group is a natural advocate for transparency and is fully prepared for all the new global transpar -More- ……
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1/23/2014
New York Mayor Bill de Blasio said people from the Upper East Side who complained about inadequate snow removal this week mad -More- ……
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1/23/2014
Portfolios of people who didn’t pay for investment advice fared better last year than those managed by paid financial adviser -More- ……
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1/22/2014
The Senate agriculture committee is said to be in favor of Timothy Massad as chairman of the Commodity Futures Trading Commis -More- ……
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1/22/2014
Many people saving for retirement are dangerously uninformed about bond investment, according to a survey by State Street Glo -More- ……
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1/17/2014
When people fail to use up the balances left on MetroCards they have purchased from New York City Transit, the money eventual -More- ……
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1/15/2014
Francis Bacon, British writer and statesman -More- ……
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1/13/2014
Stanley Fischer is President Barack Obama’s choice to be vice chairman of the Federal Reserve, the White House announced. -More- ……
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1/08/2014
The Manhattan District Attorney’s Office unsealed an indictment charging 106 people with cheating the government out of about -More- ……
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1/07/2014
The Securities and Exchange Commission has promoted Michael Osnato Jr. -More- ……
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1/06/2014
George Canellos, co-director of the enforcement division at the Securities and Exchange Commission, is leaving the agency thi -More- ……
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12/27/2013
One prominent central banker whose bank didn’t want him identified has given thought to how experiences of the past decade ha -More- ……
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12/27/2013
A lawsuit by investors in the Empire State Building says they were shortchanged by $300 million because the people managing t -More- ……
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12/20/2013
President Barack Obama has nominated securities lawyer Sharon Bowen to serve on the Commodity Futures Trading Commission. -More- ……
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12/19/2013
President Barack Obama plans to nominate Sen. Max Baucus, D-Mont., chairman of the Senate Finance Committee, to be U.S. -More- ……
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12/17/2013
The Commodity Futures Trading Commission has selected Democratic member Mark Wetjen to become acting chairman. -More- What Leading Analysts Are Predicting for 2014 Start 2014 off with insights from leading economists, investment strategists and geopolitical experts. Join us in NYC on Janu…
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12/16/2013
The Senate Finance Committee has approved the nomination of Federal Reserve Gov. Sarah Bloom Raskin to become the No. -More- ……
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12/05/2013
Private employers hired 215,000 people in November, significantly more than the 170,000 that most economists had anticipated, -More- ……
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12/03/2013
The number of people on payrolls in the U.S. -More- ……
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12/03/2013
Alberto Musalem, managing director and partner at Tudor Investment, will become head of the Federal Reserve Bank of New York’ -More- ……
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11/26/2013
William Cohan, a Bloomberg View columnist, discusses whether Mary Jo White, head of the Securities and Exchange Commission, w -More- ……
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11/26/2013
Christy Romero, special inspector general for the Troubled Asset Relief Program, continues to search for abuse in the program -More- ……
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11/25/2013
Stephen Cutler, JPMorgan Chase’s top lawyer, challenged regulators during a panel discussion Friday. -More- ……
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11/21/2013
New York City’s mayor-elect, Bill de Blasio, said he has had conversations with three people under consideration to be police -More- ……
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11/14/2013
Senators are raising questions about whether Timothy Massad has the experience or the resolve to run the Commodity Futures Tr -More- ……
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11/13/2013
The role of a boss is to help people to take control of their lives, says Katia Beauchamp, co-founder and co-CEO of Birchbox. -More- ……
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11/11/2013
The Securities and Exchange Commission has named LeeAnn Gaunt to head its enforcement division’s municipal securities and pub -More- ……
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11/08/2013
The Senate banking committee says it will consider on Thursday the nomination of Janet Yellen, vice chairwoman of the Federal -More- ……
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11/08/2013
President Barack Obama plans to nominate Timothy Massad, a Treasury Department official, to be the next chairman of the Commo -More- ……
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11/06/2013
The U.S. Treasury Department is losing its undersecretary for international affairs at week’s end. -More- ……
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11/06/2013
Bart Chilton, a member of the Commodity Futures Trading Commission, is planning to leave the agency. -More- ……
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10/30/2013
As co-founder of Atari, Nolan Bushnell was one of the few people to be Steve Jobs’ boss. -More- ……
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10/28/2013
The New York Stock Exchange opened up its trading floor for a small group of people Saturday to test its systems and make sur -More- ……
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10/22/2013
IntercontinentalExchange CEO Jeffrey Sprecher said it’s important for the New York Stock Exchange, which ICE is in the proces -More- ……
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10/15/2013
In September 2008, The Hartford accepted nearly $3.4 billion from the Troubled Asset Relief Program to manage its annuity ris -More- ……
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10/15/2013
University of Chicago professor Lars Peter Hansen is among three people awarded this year’s Nobel Prize in economics, for his -More- ……
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10/11/2013
Meredith Whitney, a banking analyst who gained renown for a call on Citigroup in 2007, is establishing an investment fund aft -More- ……
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10/08/2013
Goldman Sachs Group announced that Robert Zoellick, former World Bank Group president, will return to the investment bank and -More- ……
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10/07/2013
The list of potential replacements for Commodity Futures Trading Commission Chairman Gary Gensler, who is expected to depart -More- ……
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10/04/2013
JPMorgan Chase’s new internal policy on multiple roles has prompted Jamie Dimon, chairman and CEO of the firm, to forgo his r -More- ……
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10/03/2013
The House is likely to take up a bill aimed at preventing the Department of Labor from requiring people who help individual i -More- ……
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10/01/2013
Rep. Spencer Bachus, R-Ala., announced that he will retire at the end of 2014 after more than 20 years in Congress. -More- ……
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9/18/2013
Mary Jo White, head of the Securities and Exchange Commission, has had to recuse herself from a number of high-profile cases -More- ……
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9/17/2013
Margaret Chase Smith, American politician -More- ……
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9/17/2013
Mary Callahan Erdoes leads JPMorgan Asset Management, overseeing $2.2 trillion in assets. -More- ……
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9/16/2013
JPMorgan Chase’s head of commodities trading, Blythe Masters, has been at the center of many of the largest financial stories -More- ……
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9/11/2013
Sheila Bair, former head of the Federal Deposit Insurance Corp., says not enough has been done to strengthen the banking syst -More- ……
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9/11/2013
An AARP survey says 78% of people saving for retirement are “very concerned” or “somewhat concerned” that advice provided thr -More- ……
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9/10/2013
JPMorgan Chase appointed Lee Raymond as lead independent director, giving the former presiding director additional supervisor -More- ……
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9/03/2013
Mary Miller will become the acting deputy Treasury secretary after Neal Wolin steps down, according to an unidentified Treasu -More- ……
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8/27/2013
Michael Coyne, one of JPMorgan Chase’s two top litigators, reportedly is set to leave the bank. -More- ……
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8/12/2013
The Securities and Exchange Commission announced Friday that it had sworn in Kara Stein as its new Democratic commissioner. -More- ……
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8/12/2013
Lawrence Summers, one of the leading candidates to replace Ben Bernanke as chairman of the Federal Reserve, has the most Wall -More- ……
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8/07/2013
Companies need to take technology seriously and have people and structures in place to ensure they aren’t caught off-guard by -More- ……
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8/02/2013
New York Attorney General Eric Schneiderman is investigating the practice by some major banks of refusing to allow people to -More- ……
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8/01/2013
Sarah Bloom Raskin is President Barack Obama’s nominee to become deputy secretary of the Treasury Department, replacing Neal -More- ……
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7/26/2013
A letter supporting Janet Yellen as the next head of the Federal Reserve is being circulated by Senate Democrats. -More- ……
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7/25/2013
The Financial Accounting Standards Board announced that James Kroeker, former chief accountant at the Securities and Exchange -More- ……
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7/24/2013
Recent calls from Treasury Secretary Jack Lew to finish Dodd-Frank Act implementation by the end of the year are encouraging, -More- ……
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7/23/2013
As more people work in New York City in jobs that don’t follow the traditional work day, subway ridership is surging at a var -More- ……
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7/23/2013
Treasury Deputy Secretary Neal Wolin, an official heavily involved in shaping the Obama administration’s regulatory policies, -More- ……
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7/22/2013
If your workers are never ticked off at you, you’re doing something wrong, according to Colin Powell. -More- ……
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7/19/2013
The Senate banking committee voted unanimously to confirm Kara Stein and Michael Piwowar, President Barack Obama’s nominees t -More- ……
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7/18/2013
Century Payments founder Robert Wechsler tried his hand as a pharmacy stocker, a lawyer, a cook and a bartender before findin -More- ……
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7/17/2013
The Securities and Exchange Commission’s most vocal supporter for a self-regulatory organization to oversee financial adviser -More- ……
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7/12/2013
The Senate banking committee is set to vote Tuesday on five White House nominees for regulatory and economic posts. -More- ……
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7/09/2013
Will.i.am has been all over the world and has hung out with leaders from all walks of life, but the Black Eyed Peas musician -More- ……
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7/05/2013
The inspector general for the Commodity Futures Trading Commission has determined that the agency’s chairman, Gary Gensler, d -More- ……
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6/28/2013
Good leaders recognize that their workers aren’t automatons and don’t try to make every single decision for them, writes Mary -More- ……
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6/27/2013
Kara Stein and Mike Piwowar, President Barack Obama’s nominees for the Securities and Exchange Commission, are expected to be -More- ……
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6/26/2013
Despite rankings that say being a financial adviser is one of the best careers, people are leaving the industry faster than t -More- ……
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6/21/2013
6/18/2013
Being a good leader is about knowing where you want to go, and then hiring the people who can get you there, says Wize Commer -More- ……
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6/12/2013
In about four years, Tracy Britt has parlayed a fresh-out-of-school interview with Warren Buffett into an office next to his -More- ……
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5/17/2013
Leading regular employees is hard enough, but what about when you find yourself with a team of people who are used to being i -More- ……
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5/16/2013
New York Judge Margaret Chan ruled that New York City can’t close its program that provides shelter in hotels for 913 people -More- ……
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5/15/2013
Mary Jo White, chairwoman of the Securities and Exchange Commission, has her sights on Charles Schwab executive Jeff Brown fo -More- ……
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5/14/2013
Norm Champ, the director of the Securities and Exchange Commission’s investment management division, held a range of jobs in -More- ……
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5/14/2013
Janet Yellen, one of the candidates to take over as head of the Federal Reserve should Ben Bernanke step down, will face the -More- ……
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5/08/2013
Proxy advisory firm Glass, Lewis & Co. -More- ……
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5/06/2013
Warren Buffett, 82, gave the most detailed explanation yet of how Berkshire Hathaway will run after he leaves the company. -More- ……
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5/03/2013
President Barack Obama nominated longtime associate Michael Froman to serve as the U.S. trade representative. -More- ……
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5/03/2013
President Barack Obama has named Chicago investor and executive Penny Pritzker, a key fundraiser in his 2008 and 2012 campaig -More- ……
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4/30/2013
4/23/2013
The Securities and Exchange Commission on Monday appointed Andrew Ceresney and George Canellos co-directors of enforcement. -More- ……
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4/19/2013
New Securities and Exchange Commission Chairwoman Mary Jo White reportedly is set to appoint Andrew Ceresney as the SEC’s enf -More- ……
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4/19/2013
A drop in New York City’s unemployment in March, bringing the number below 9%, was caused in large part by people leaving the -More- ……
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4/15/2013
A onetime adviser to then-Securities and Exchange Commission Chairman Arthur Levitt is a candidate for a key post in the SEC’ -More- ……
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4/12/2013
Good leadership and effective negotiation starts with simply being kind and respectful to those around you — even your drive -More- ……
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4/12/2013
Chris Concannon, an executive at Virtu Financial, reportedly met this week with Securities and Exchange Commission Chairwoman -More- ……
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4/08/2013
Because New Jersey doesn’t require political candidates to report the names of people who contribute $300 or less to them, th -More- ……
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4/05/2013
Goldman Sachs says Stephen Friedman has reached the company’s age limit and will retire from its board of directors. -More- ……
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4/02/2013
Sallie Krawcheck has held senior positions at Citigroup, Bank of America and Sanford C. Bernstein & Co. -More- ……
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3/28/2013
The experience, qualifications, liberal view and position of Federal Reserve Vice Chairwoman Janet Yellen make her the obviou -More- ……
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3/25/2013
The board of JPMorgan Chase has indicated it wants Jamie Dimon to continue as both chairman and CEO. -More- ……
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3/22/2013
Federal Reserve Chairman Ben Bernanke is sending signals that he may step down, Hans Nichols writes. -More- ……
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3/21/2013
IntercontinentalExchange’s move to acquire NYSE Euronext has placed a spotlight on one man: Jeff Sprecher. -More- ……
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3/19/2013
Michael Piwowar, the Senate banking committee’s head Republican economist, reportedly is being vetted for a spot on the Secur -More- ……
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3/15/2013
For the first time since 1950, the number of people moving to New York City has outnumbered the people leaving it. -More- ……
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3/12/2013
In testimony prepared for a confirmation hearing, Mary Jo White, nominated to head the Securities and Exchange Commission, hi -More- ……
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3/11/2013
The Commodity Futures Trading Commission’s top lawyer, Dan Berkovitz, has announced that he will leave the agency at the end -More- ……
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3/06/2013
The end of a New York state rental-subsidy program is the reason for a sharp rise in people spending the night in New York Ci -More- ……
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3/06/2013
The White House is in talks with Gary Gensler about a second term as chairman of the Commodity Futures Trading Commission, so -More- ……
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3/01/2013
The wealth accumulated by the people on Wall Street is largely explained by two charts showing the relationship between the n -More- ……
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2/19/2013
Securities and Exchange Commission chief Elisse Walter says she has no interest in acting like an interim leader. -More- ……
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2/18/2013
Republican Troy Paredes reportedly wants to leave the Securities and Exchange Commission at the end of his term in June, alth -More- ……
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2/15/2013
Albert Einstein,German-born theoretical physicist -More- ……
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2/13/2013
New Jersey Democrat Frank Lautenberg, 89, is the oldest member of the U.S. -More- ……
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2/13/2013
Lloyd Blankfein, CEO of Goldman Sachs Group, says he isn’t going anywhere. -More- ……
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2/12/2013
Jack Lew’s work at Citigroup, before he joined the State Department in 2009, reportedly will be Republicans’ focus during Sen -More- ……
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2/11/2013
Jack Lew received a bonus of nearly $1 million while at Citibank, just before the bank got a federal bailout. -More- ……
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2/11/2013
Mary Jo White, the nominee to lead the Securities and Exchange Commission, has promised to avoid participation in any cases i -More- ……
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2/08/2013
Mary Jo White’s history as a lawyer for Wall Street firms is likely to make her too soft on the financial industry, despite h -More- ……
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2/08/2013
Jeremy Stein, who joined the Federal Reserve last year, says he considers spotting and preventing bubbles a top priority. -More- ……
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2/06/2013
2/06/2013
New York City Council members are urging city officials to do more to help people who were displaced by superstorm Sandy to m -More- ……
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2/04/2013
Elisse Walter, chair of the Securities and Exchange Commission, says she isn’t sure what she’ll do after the Senate confirms -More- ……
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1/30/2013
Three people familiar with JPMorgan Chase’s “London Whale” trading debacle, which cost the bank $6.2 billion, say there’s a n -More- ……
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1/29/2013
More than two-thirds of the people who participated in the “Occupy Wall Street” protests held professional jobs and one-third -More- ……
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1/25/2013
The regulatory demands faced by financial institutions in the U.S. -More- ……
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1/16/2013
Gregg Berman, who had been working with the Securities and Exchange Commission on a temporary basis to help improve electroni -More- ……
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1/16/2013
Over the course of her time as the Securities and Exchange Commission chairman, Mary Schapiro oversaw an average of 680 settl -More- ……
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1/14/2013
Outgoing Treasury Secretary Timothy Geithner had extensive international experience. -More- ……
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1/10/2013
Securities and Exchange Commission enforcement director Robert Khuzami is stepping down, the latest in a line of top official -More- ……
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1/08/2013
Geoffrey Aronow, a former enforcement chief for the Commodity Futures Trading Commission, has been tapped as the lead lawyer -More- ……
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1/07/2013
After former Citigroup chief Vikram Pandit failed to win the go-ahead from U.S. -More- ……
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1/02/2013
12/31/2012
Secretary of State Hillary Clinton was admitted to New York-Presbyterian Hospital after doctors discovered a blood clot durin -More- ……
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12/28/2012
12/28/2012
Lloyd Blankfein of Goldman Sachs Group, Jamie Dimon of JPMorgan Chase and Brady Dougan of Credit Suisse Group all survived th -More- ……
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12/27/2012
William Butler Yeats,Irish poet and playwright -More- ……
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12/27/2012
President Barack Obama named Pimco CEO and frequent CNBC contributor Mohamed El-Erian to lead his Global Development Council. -More- ……
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12/27/2012
Former Financial Services Authority chief Hector Sants will be charged with reducing pay in his new job as head of compliance -More- ……
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12/26/2012
Bernie Madoff wrote in a letter to CNBC that recent cases of insider trading may be fresh in the news, but the practice has g -More- ……
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12/21/2012
Robert Khuzami, head of the Security and Exchange Commission’s enforcement unit since 2009, is planning to leave the agency a -More- ……
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12/17/2012
“Tickled pink” is how Sen.-elect Elizabeth Warren, D-Mass., describes her Senate committee assignments, including one to the -More- ……
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12/17/2012
JPMorgan Chase lost a bundle on the trades placed by the “London whale,” but few people know how the bank eventually unwound -More- ……
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12/14/2012
Gary Gensler, chairman of the Commodity Futures Trading Commission, has emerged as a leader of the regulatory crackdown after -More- ……
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12/13/2012
The Democratic Steering Committee approved Sen.-elect Elizabeth Warren’s assignment to the Senate Banking Committee. -More- ……
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12/11/2012
Four years have passed since the mammoth Ponzi scheme of Bernard Madoff collapsed and became big news worldwide. -More- ……
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12/10/2012
When Duncan Niederauer took over as CEO at NYSE Euronext on Dec. -More- ……
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12/06/2012
Berkshire Hathaway’s Warren Buffett says Wall Street is dominated by a trading culture, rather than an investing culture, and -More- ……
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11/26/2012
Marianne Moore,American poet and writer -More- ……
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11/06/2012
The search for new housing for people made homeless by Hurricane Sandy is beginning. -More- ……
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11/01/2012
Dorothy Thompson,American journalist and radio broadcaster -More- ……
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10/31/2012
Most banking regulators leave their positions quietly, but Sheila Bair, former chairwoman of the Federal Deposit Insurance Co -More- ……
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10/19/2012
President Barack Obama appointed Mary Schapiro as chairman of the Securities and Exchange Commission four years ago. -More- ……
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10/10/2012
Harvey M. Schwartz is poised to succeed David A. Viniar as chief financial officer of Goldman Sachs Group. -More- ……
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10/09/2012
Last year’s pessimism on Wall Street is fading and almost half of the people working there expect to get a bigger bonus at th -More- ……
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10/08/2012
John D. Rockefeller,American industrialist and philanthropist -More- ……
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9/28/2012
Terry Duffy, executive chairman of the board of CME Group, tells CNBC that high-frequency traders are providing markets with -More- ……
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9/26/2012
Larry Fink, chairman and CEO of BlackRock, says he is “still a student” as he describes his approach to leadership. -More- ……
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9/12/2012
9/04/2012
8/30/2012
Antony Jenkins, head of retail and business banking at Barclays, was named CEO of the banking giant. -More- ……
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8/30/2012
Mark Adelson, who was brought in by Standard & Poor’s in 2008 to restore the credibility of its credit ratings, has left the -More- ……
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8/29/2012
Gary DeWaal, a senior executive in Newedge Group’s legal division, will retire at the end of the year, although he will remai -More- ……
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8/14/2012
Jamie Dimon, CEO at JPMorgan Chase, acknowledges that bankers make mistakes, but says they are not responsible for every issu -More- ……
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8/13/2012
When Mitt Romney announced Rep. Paul Ryan, R-Wis., was his running mate, New Jersey Gov. -More- ……
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8/03/2012
True innovation is about changing the way people act, not just coming up with new technological developments, Thomas Koulopou -More- ……
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7/31/2012
Hannah Arendt,German-American political theorist -More- ……
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7/30/2012
Congress had good reasons for giving the Securities and Exchange Commission sovereign immunity, but it went too far in exempt -More- ……
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7/27/2012
Banks recovered their influence and confidence remarkably quickly after the financial crisis, but the latest round of scandal -More- ……
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7/26/2012
Caterpillar CEO Doug Oberhelman, whose company reported strong earnings, says he is optimistic about the economy in the long -More- ……
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7/25/2012
7/24/2012
Citigroup’s new chairman, Michael O’Neill, is gaining a reputation for taking a hands-on approach to understanding the detail -More- ……
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7/24/2012
At least one big bank will likely face criminal charges for its role in the London Interbank Offered Rate scandal, the Justic -More- ……
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7/06/2012
Private-sector employers in the U.S. hired 176,000 people last month, according a report from Automatic Data Processing. -More- ……
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7/03/2012
John Kemp spotlights Commodity Futures Trading Commission member Scott O’Malia, writing that he “has emerged as the most cons -More- ……
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7/02/2012
Thomas Curry began as comptroller of the currency as banking regulators were beginning to understand the significance of bets -More- ……
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6/22/2012
Simon Potter, 51, has been named head of the Federal Reserve Bank of New York’s markets group, which deals directly with Wall -More- ……
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6/21/2012
Unfortunately, some people feel the need to be rude to their co-workers and others while on the job, Joyce E.A. -More- ……
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6/21/2012
Steve Bartlett has a simple explanation for why he is leaving his job as head of the Financial Services Roundtable where he s -More- ……
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6/20/2012
6/18/2012
Citigroup CEO Vikram Pandit is working to make the bank safer, “operating with the full awareness that it owes something not -More- ……
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6/13/2012
Debt analyst Gregory Winans Bauer and his team at Moody’s Investors Service could cost bank shareholders billions. -More- ……
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6/11/2012
William James,American psychologist and philosopher -More- ……
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6/08/2012
Charles Dallara, head of the Institute of International Finance, announced Thursday he would be stepping down soon from the o -More- ……
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6/07/2012
Tracey Weber, Citigroup’s managing director of consumer and Internet mobile banking in North America, utilizes her ability to -More- ……
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6/06/2012
Bob Doll, BlackRock’s chief equity strategist, will retire. -More- ……
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5/31/2012
Dennis M. Kelleher, president of Better Markets, is striving to prevent a repeat of the 2008 global financial crisis. -More- ……
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5/25/2012
Sallie Krawcheck, Bank of America’s former president of global wealth and investment management, offers four ways to repair t -More- ……
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5/24/2012
5/24/2012
Matt Zames was recently appointed as head of JPMorgan Chase’s chief investment office. -More- ……
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5/23/2012
Direct Edge CEO William O’Brien discusses his take on the controversy surrounding high-frequency trading and the structure of -More- ……
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5/21/2012
Ray Dalio, head of Bridgewater Associates, calls the current phase of deleveraging in the U.S. -More- ……
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5/17/2012
The date is drawing near for the Department of Labor to publish its next draft of a proposed rule redefining fiduciary under -More- ……
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5/15/2012
Tom Nally is prepared to take on his next challenge as president of TD Ameritrade Institutional. -More- ……
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5/14/2012
Jamie Dimon, CEO at JPMorgan Chase, has earned considerable clout in the financial services industry and beyond largely due t -More- ……
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5/11/2012
Tash Elwyn, president of Raymond James & Associates Private Client Group, discusses the integration of Morgan Keegan, which w -More- ……
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5/10/2012
Depository Trust and Clearing has named Michael Dunn, a former member of the Commodity Futures Trading Commission, as head of -More- ……
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5/10/2012
This article offers mini-profiles of five of the most influential women in the hedge fund world, including Mina Gerowin, mana -More- ……
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5/09/2012
Peg Henry, general counsel at the Municipal Securities Rulemaking Board, is planning to leave her post next month to become s -More- ……
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5/08/2012
Since the beginning of the global financial crisis, the idea of improving the quality of and consolidating bank data has gain -More- ……
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5/08/2012
Beth Mooney, chairwoman and CEO of KeyCorp, met resistance in her climb to the top and faced criticism for being “too prepare -More- ……
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5/07/2012
As CEO at Wells Fargo, John Stumpf has transformed the bank into a home-loan giant and has built on its tradition of cross-se -More- ……
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5/04/2012
John Bogle, founder of Vanguard, says he has seen movement toward a more client-focused financial services industry. -More- ……
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4/30/2012
Jim Sinclair has been hailed as the largest gold trader in the world, but there is more to this gold bug than a focus on the -More- ……
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4/27/2012
Craig Donohue, CEO at CME Group, has decided to leave next month rather than at the end of the year as planned. -More- ……
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4/26/2012
Goldman Sachs Group Chairman and CEO Lloyd Blankfein acknowledged his firm makes a few mistakes. -More- ……
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4/25/2012
4/25/2012
Investment Advisor has published its annual list of the most influential people for financial advisers, leading with a profil -More- ……
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4/18/2012
Warren Buffett said he was diagnosed with early-stage prostate cancer but that he will continue to run Berkshire Hathaway whi -More- ……
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4/13/2012
The pace of bank failures is slower this year than in 2011, and that’s a trend that likely will continue, according to Martin -More- ……
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4/12/2012
A federal appeals court ruled unanimously that the taking of existing computer code by a Goldman Sachs programmer did not vio -More- ……
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4/12/2012
Under the Dodd-Frank Act, investors can access more information about hedge funds, including investor composition, assets und -More- ……
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4/11/2012
JPMorgan Chase trader Bruno Iksil has stopped making massive credit-derivatives bets that earned him the nickname “London wha -More- ……
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4/10/2012
Tad Rivelle oversees more than $30 billion in mutual funds as chief investment officer of fixed income at TCW. -More- ……
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4/10/2012
Nigerian Finance Minister Ngozi Okonjo-Iweala, a candidate for president of the World Bank, writes that the bank needs to ada -More- ……
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4/06/2012
Brian Sack, a Federal Reserve Bank of New York official who played a central role in the Fed’s “Operation Twist” market inter -More- ……
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4/03/2012
Troy Paredes, a member of the Securities and Exchange Commission, said U.S. regulators should “repropose” the Volcker rule. -More- ……
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4/02/2012
Thomas Hoenig, who was recently confirmed to the Federal Deposit Insurance Corp. -More- ……
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3/30/2012
The Senate has confirmed President Barack Obama’s nomination of Martin Gruenberg, Thomas Hoenig and Jeremiah Norton as board -More- ……
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3/30/2012
The February agreement between states and five banks regarding the handling of mortgage loans should apply to more financial -More- ……
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3/29/2012
Senate Republicans continue their standoff against President Barack Obama’s nominees for the Federal Deposit Insurance Corp., -More- ……
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3/28/2012
Goldman Sachs agreed to change the structure of its board to avoid a shareholder vote on whether to strip Lloyd Blankfein of -More- ……
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3/28/2012
Kohlberg Kravis Roberts says former Morgan Stanley Chairman and CEO John Mack was appointed as a senior adviser on investment -More- ……
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3/23/2012
Moody’s posted a paper by CEO Ray McDaniel on its website that says governments should create a credit rating agency. -More- ……
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3/22/2012
With reform in the over-the-counter swaps market evolving, Lombard Risk CEO John Wisbey said many firms have overlooked the i -More- ……
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3/15/2012
Sheila Bair, former head of the Federal Deposit Insurance Corp., said the Federal Reserve’s assessments of the nation’s large -More- ……
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3/14/2012
Greg Smith is stepping down from his position as an executive director and head of the U.S. -More- ……
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3/13/2012
The Federal Reserve is trying to prevent Chairman Ben Bernanke from being forced to testify in a civil lawsuit about Bank of -More- ……
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3/09/2012
Bank of America CEO Brian Moynihan said the $25 billion settlement reached between states and banks to settle foreclosure mis -More- ……
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3/05/2012
Mike Stewart, London-based global head of proprietary trading at JPMorgan, is planning to launch his own hedge fund, called W -More- ……
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3/02/2012
BlackRock Chairman and CEO Laurence “Larry” Fink says he has told investors they “need to get off the sidelines and get your -More- ……
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3/02/2012
ISDA’s Determinations Committee has ruled credit default swaps insuring Greece’s debt have not been triggered. -More- ……
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3/01/2012
Michelangelo,Italian sculptor, painter, architect, poet and engineer -More- ……
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3/01/2012
John Strangfeld, chairman and CEO of Prudential Financial, explains that to maintain relevance in the marketplace, it has bee -More- ……
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2/29/2012
Scott O’Malia, a member of the Commodity Futures Trading Commission has been pushing for increased transparency in the writin -More- ……
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2/28/2012
Housing-market problems continue to hit many Americans and the nation will not enjoy a meaningful economic recovery until the -More- ……
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2/27/2012
Former Treasury Secretary Lawrence Summers argues that political leaders from both parties should pledge to overhaul the tax -More- ……
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2/24/2012
Giacomo Leopardi,Italian poet, essayist and philosopher -More- ……
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2/24/2012
Mary Schapiro, chairwoman of the Securities and Exchange Commission, said the agency’s practices of settling fraud cases “cle -More- ……
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2/24/2012
Effective management requires confident decision-making, but some people struggle with this, writes Amy Levin-Epstein. -More- ……
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2/23/2012
Mary Schapiro, chairman of the Securities and Exchange Commission, said legislation focused on curtailing insider trading by -More- ……
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2/23/2012
John Baldoni lays out five steps for how people or groups with differing opinions can find a way to achieve a compromise. -More- ……
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2/21/2012
Vikram Pandit and Henry Paulson discuss U.S. competitiveness … -More- ……
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2/20/2012
Though Wells Fargo has avoided some of the woes other banks have suffered through after the financial crisis, the bank is sti -More- ……
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2/17/2012
Federal Reserve Board Chairman Ben Bernanke said community banks need to stick to “high standards for lending, risk managemen -More- ……
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2/16/2012
The two top candidates to replace Robert Zoellick as head of the World Bank are U.S. -More- ……
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2/15/2012
Former Citibank Chairman John Reed says firms will try to get around the Volcker rule, and it should be toughened to prevent -More- ……
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2/14/2012
Paul Volcker, former chairman of the Federal Reserve, argues that foreign entities’ opposition to the ban on proprietary trad -More- ……
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2/13/2012
Jerry del Missier, co-CEO at Barclays Capital, said Basel III rules will force dealers to change their approach to long-dated -More- ……
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2/09/2012
Laurence Fink, chief executive at BlackRock, said that investors should be 100% in equities rather than bonds as the Federal -More- ……
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2/07/2012
Douglas Peterson, president of Standard & Poor’s, says the rating agency has “a tremendous opportunity to grow.” In this int -More- ……
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2/03/2012
Michael Roseman, who served as chief risk officer at MF Global Holdings from 2008 to January 2011, told lawmakers that his st -More- ……
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2/02/2012
The U.S. House Oversight and Investigations subcommittee scheduled a hearing today about the collapse of MF Global Holdings. -More- ……
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2/01/2012
Walt Bettinger, chief executive officer at Charles Schwab, said that forecasts by officials at the Federal Reserve stating th -More- ……
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1/30/2012
Richard Parsons is expected to make a decision about whether to step down from his post as chairman of Citigroup by early Mar -More- ……
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1/27/2012
Barclays CEO Robert Diamond says banking is facing a variety of changes and challenges because of the economy, new regulation -More- ……
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1/26/2012
Citigroup CEO Vikram Pandit said the bank will go “back to the basics of banking” and practice “responsible finance.” “It’s i -More- ……
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1/26/2012
Morgan Stanley CEO James Gorman offers an overview of his company’s position, the broader marketplace and his outlook for 201 -More- ……
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1/25/2012
Jamie Dimon, chief executive officer at JPMorgan Chase, has faced his share of career challenges to emerge as one of the most -More- ……
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1/24/2012
Peter Clarke, head of Man Group, said he supports reintroduction of the “uptick rule” to reduce market-crash risks from high- -More- ……
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1/23/2012
Steve Crutchfield, CEO of NYSE Euronext’s Amex options exchange, said the Volcker rule could have adverse effects on the U.S. -More- ……
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1/20/2012
Consumer Financial Protection Bureau Director Richard Cordray says that companies need to be fair and upfront with their cust -More- ……
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1/19/2012
John Stumpf, chief executive officer at Wells Fargo, said he couldn’t “care less” that his bank is climbing the investment ba -More- ……
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1/18/2012
1/18/2012
Darrell Duffie, finance professor at Stanford University, said the Volcker rule would drive market-making of securities beyon -More- ……
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1/17/2012
Citigroup CEO Vikram Pandit writes that the financial system can be improved by increasing transparency and giving markets mo -More- ……
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1/16/2012
Gary Cohn, president of Goldman Sachs Group, offers his take on Europe’s sovereign-debt crisis, the U.S. -More- ……
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1/16/2012
Jamie Dimon, chief executive officer at JPMorgan Chase, discussed the bank’s quarterly earnings and issues related to new reg -More- ……
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1/13/2012
Richard Cordray, the director of the Consumer Financial Protection Bureau, has been reaching out to the heads of major banks -More- ……
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1/12/2012
Candida Wolff, executive vice president for global government affairs at Citigroup, said that President Barack Obama’s appoin -More- ……
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1/09/2012
Sarah Bloom Raskin, governor at the Federal Reserve, said that mortgage-servicing firms that violated the law should be fined -More- ……
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1/06/2012
Othmar Karas, a leading EU lawmaker, said European banks might not have to comply with Basel III rules on capital and liquidi -More- ……
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1/05/2012
President Barack Obama named Richard Cordray director of the Consumer Financial Protection Bureau. -More- ……
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1/04/2012
John Kemp, a Reuters market analyst, explains how the role of cost-benefit analysis in the regulatory process is emerging as -More- ……
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1/03/2012
Research shows that stocks rise in January, a trend that mystifies analysts, writes Stephen Ciccone, finance professor at the -More- ……
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12/29/2011
Federal Reserve Chairman Ben Bernanke might double the central bank’s press briefings, to better explain policy changes. -More- ……
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12/28/2011
President Barack Obama plans to nominate former Treasury Department officials Jerome Powell and Jeremy Stein to the Federal R -More- ……
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12/27/2011
Tyler Cowen, an economics professor at George Mason University, explains how the next financial crisis appears to be heading -More- ……
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12/22/2011
High-profile analyst Meredith Whitney predicted a year ago that dozens of municipalities would default in 2011. -More- ……
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12/20/2011
Bank of America and CEO Brian Moynihan are on the right path and doing what is needed to resolve the firm’s issues, said Hugh -More- ……
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12/16/2011
Jon Corzine, former chief executive officer at MF Global, told Congress that he did not know that customer funds had been imp -More- ……
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12/13/2011
President Barack Obama said during a recent interview on the CBS program “60 Minutes” that the reason few have been prosecute -More- ……
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12/06/2011
The Obama administration is trying another tactic to gain support in the Senate for Richard Cordray, nominee to lead the Cons -More- ……
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12/05/2011
The House Agriculture Committee has voted to subpoena Jon Corzine, former CEO at MF Global, forcing him to appear at a hearin -More- ……
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12/02/2011
Wells Fargo CEO John Stumpf said that although the U.S. -More- ……
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11/30/2011
In rejecting a proposed settlement between the Securities and Exchange Commission and Citigroup regarding a $1 billion mortga -More- ……
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11/29/2011
John Rollwagen,American corporate executive -More- ……
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11/29/2011
Judge Jed Rakoff of the Federal District Court in Manhattan on Monday rejected a Securities and Exchange Commission settlemen -More- ……
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11/28/2011
A former director of the FBI, Louis Freeh, has been asked to take charge of MF Global’s holding company as its bankruptcy tru -More- ……
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11/23/2011
Jon Corzine, former chief executive at MF Global Holdings, is poised to testify before the House Financial Services Subcommit -More- ……
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11/22/2011
Sen. Pat Roberts, R-Kan., has called for Jon Corzine, former CEO at MF Global, to testify at a congressional hearing. -More- ……
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11/21/2011
Sam Peters, Bill Miller’s successor as lead manager of the Legg Mason Capital Management Value Trust, is expected to maintain -More- ……
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11/18/2011
The Senate appears ready to confirm Thomas Hoenig, former president of the Federal Reserve Bank of Kansas City, as vice chair -More- ……
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11/17/2011
Michael O’Neill recently was appointed as chairman of Citibank, the largest subsidiary of Citigroup, and has been tasked with -More- ……
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11/16/2011
Brian Moynihan, CEO at Bank of America, is expected to emphasize at a meeting with the bank’s board his plan to stay the cour -More- ……
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11/15/2011
Andrew Kahr, a principal in Credit Builders, argues that the global financial crisis was caused by false assumptions made in -More- ……
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11/09/2011
Hedge fund executive Raj Rajaratnam must pay $92.8 million in civil penalties for insider trading, a judge has ordered. -More- ……
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11/04/2011
In this interview, Jamie Dimon, chief executive at JPMorgan Chase, discusses the proposed tax on financial transactions, the -More- ……
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11/02/2011
Consumer advocate Ralph Nader says that a tax on financial speculation would be a good start to addressing public concerns ab -More- ……
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10/31/2011
Edward DeMarco, acting director of the Federal Housing Finance Agency, denied that the agency isn’t doing enough to revive th -More- ……
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10/28/2011
Edward DeMarco, the acting director of the Federal Housing Finance Agency and conservator of Fannie Mae and Freddie Mac, is s -More- ……
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10/27/2011
Critics have blasted the proposed Volcker rule for its complexity, but Paul Volcker, former chairman of the Federal Reserve a -More- ……
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10/26/2011
Mark Wetjen has been sworn in as a member of the Commodity Futures Trading Commission. -More- ……
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10/25/2011
Omgeo CEO Marianne Brown calls for improving middle-office processes, writing that a push for legal-entity identifiers is a s -More- ……
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10/24/2011
President Barack Obama has nominated Thomas Hoenig, retired head of the Federal Reserve Bank of Kansas City, to a key positio -More- ……
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10/24/2011
The Senate confirmed several appointments to regulatory agencies, including the Commodity Futures Trading Commission and the -More- ……
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10/21/2011
President Barack Obama nominated Thomas Hoenig, former president of the Federal Reserve Bank of Kansas City, as vice chairman -More- ……
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10/20/2011
Most people use the Black-Scholes equation to get a price for an option, but the Black-Scholes equation is used for European -More- ……
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10/19/2011
Richard Cordray, a former attorney general for Ohio, has gained support from 37 of his colleagues in his bid to become the fi -More- ……
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10/18/2011
With senior Treasury positions still sitting vacant, it’s up to three young staffers to implement the Volcker Rule banking ch -More- ……
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10/17/2011
Rather than protect investors against losses, credit default swaps often are used to influence bond ratings and set market di -More- ……
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10/14/2011
Malcolm Forbes,American magazine publisher -More- ……
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10/14/2011
Credit Suisse is likely to lay off about 50 people in its commercial-mortgage-backed securities division, an unidentified sou -More- ……
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10/14/2011
Hedge fund billionaire Raj Rajaratnam was sentenced to 11 years in prison, the longest on record for insider trading. U.S. -More- ……
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10/13/2011
Citigroup CEO Vikram Pandit said the Occupy Wall Street protesters’ sentiments are “completely understandable.” Pandit said h -More- ……
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10/12/2011
In this interview, John Walsh, the acting comptroller of the currency, discusses the global financial crisis, the issues plag -More- ……
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10/11/2011
Mary Schapiro, chairman of the Securities and Exchange Commission, plans to remain on the job despite a number of issues, inc -More- ……
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10/10/2011
Having solid education credentials might actually make your job search more difficult in areas with a glut of people like you -More- ……
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10/10/2011
Mary Schapiro took over as chairman of the Securities and Exchange Commission in 2009 with the aim of improving the agency’s -More- ……
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10/07/2011
Mike Anderson, head of group asset and liability management at HSBC Holdings, told participants at an industry conference tha -More- ……
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10/06/2011
Ed Clark, chief executive officer at Toronto-Dominion Bank, told business leaders that the Basel III capital rules “are a goo -More- ……
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10/05/2011
Mark Adelson joined Standard & Poor’s three years ago with a focus on reshaping the ratings agency’s credit standards. -More- ……
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10/04/2011
Bill Brodsky, CEO of the Chicago Board Options Exchange, said that high-frequency trading has helped the markets and that pro -More- ……
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10/03/2011
With the Democratic primary in Massachusetts about a year away, Wall Street is plotting its strategy for preventing consumer -More- ……
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10/03/2011
Social and professional networks are playing a bigger role in helping people land jobs, according to research from the Univer -More- ……
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9/30/2011
Even productive, intelligent people make boneheaded moves, Adam Dachis writes. -More- ……
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9/30/2011
Eric Rosengren, president of the Federal Reserve Bank of Boston, said the Fed’s shift to longer-term U.S. -More- ……
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9/29/2011
JPMorgan Chase CEO Jamie Dimon recently met with Mitt Romney, a Republican presidential candidate who has suggested repealing -More- ……
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9/29/2011
Vikram Pandit, chief executive officer at Citigroup, is optimistic about the bank’s prospects in emerging markets and is conf -More- ……
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9/28/2011
Orlando Hanselman of Fiserv notes that bankers have suggested that the U.S. not adopt Basel III rules. -More- ……
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9/28/2011
Alexandra Lebenthal, president and CEO at Lebenthal and Co., explains why Meredith Whitney’s dire prediction for the municipa -More- ……
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9/27/2011
For the second year in a row, Abigail Johnson, president of personal, workplace and institutional services at Fidelity Invest -More- ……
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9/27/2011
A provision of President Barack Obama’s jobs plan would allow private companies to raise small amounts of money from people o -More- ……
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9/26/2011
Citigroup CEO Vikram Pandit warned that higher capital requirements for banks could drive money to less-regulated firms and t -More- ……
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9/23/2011
Vikram Pandit, chief executive officer at Citigroup, has been named incoming chairman of The Clearing House’s supervisory boa -More- ……
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9/21/2011
The UBS board is scheduled to meet in Singapore and is likely to pressure CEO Oswald Gruebel to rein in the investment bank a -More- ……
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9/20/2011
Brian Traquair, president of SunGard’s capital-markets business, gave his view of how Basel III and changes in the over-the-c -More- ……
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9/19/2011
New York City police over the weekend set up barricades restricting access to Manhattan’s Financial District to keep people p -More- ……
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9/19/2011
President Barack Obama will propose that people making more than $1 million a year pay at least as high a tax rate as middle -More- ……
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9/19/2011
The global financial crisis ended the careers of James Cayne, Hank Greenberg and other Wall Street chiefs. -More- ……
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9/16/2011
Morgan Stanley announced that John Mack, 66, will retire as chairman at year-end. -More- ……
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9/15/2011
Ted Weschler, who has run Virginia-based hedge fund Peninsula Capital Advisors since 2000, is the newest of two lieutenants w -More- ……
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9/14/2011
Elizabeth Warren, who proposed creating the Consumer Financial Protection Bureau, plans to run for U.S. -More- ……
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9/14/2011
One in four people say they’ve experienced a strained relationship at work after a friendship turned south, and a recent stud -More- ……
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9/09/2011
Treasury Secretary Timothy Geithner argues that some of the biggest threats to economic growth are “political paralysis” and -More- ……
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9/08/2011
The senior management shake-up at Bank of America could put one of its new co-chief operating officers, Thomas K. -More- ……
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9/08/2011
David Darnell, the recently named co-chief operating officer at Bank of America, sought to reassure the bank’s wealth-managem -More- ……
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9/07/2011
9/07/2011
Good leadership is about challenging people to achieve greatness, says Enrique Salem, president and CEO of Symantec. -More- ……
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9/07/2011
The Commodity Futures Trading Commission named John L. -More- ……
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9/06/2011
Richard Cordray, nominated by President Barack Obama to head the new Consumer Financial Protection Bureau, is poised to tell -More- ……
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9/02/2011
Gary Gensler, chairman of the Commodity Futures Trading Commission, writes that as the third anniversary of the start of the -More- ……
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9/02/2011
Bank of New York Mellon’s stock price rose after the announcement that CEO Robert Kelly had left the company and would be rep -More- ……
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8/31/2011
Edward DeMarco has become the accidental head of the Federal Housing Finance Agency, a position that puts him at the eye of t -More- ……
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8/30/2011
President Barack Obama on Monday announced Princeton University economics professor Alan Krueger as his pick to chair the Cou -More- ……
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8/29/2011
David Beers of Standard & Poor’s attributed the recent market volatility to a number of factors, including weak economic grow -More- ……
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8/25/2011
Warren Stephens, head of Stephens Inc., writes that the Dodd-Frank Act, the Sarbanes-Oxley Act and other regulations are pre -More- ……
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8/24/2011
French leaders said former International Monetary Fund Managing Director Dominique Strauss-Kahn could make a return to French -More- ……
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8/19/2011
General Electric CEO Jeff Immelt said the U.S. -More- ……
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8/18/2011
Philadelphia Fed President Charles Plosser and Dallas Fed President Richard Fisher said Wednesday that the central bank’s div -More- ……
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8/17/2011
8/16/2011
Larry Fink, chief executive officer at BlackRock, has been traveling the world to visit clients and discuss economic issues w -More- ……
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8/15/2011
Warren Buffett, CEO of Berkshire Hathaway, writes in a New York Times opinion piece that the 12-member congressional committe -More- ……
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8/12/2011
The Senate Agriculture Committee has approved Mark Wetjen’s nomination to the Commodity Futures Trading Commission and the fu -More- ……
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8/11/2011
The Federal Reserve decided to keep interest rates at record low until mid-2013, but some policymakers were opposed to expres -More- ……
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8/11/2011
Analyst Meredith Whitney scrutinized the structure of large banks in an interview with CNBC. -More- ……
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8/10/2011
8/10/2011
Vikram Pandit, CEO at Citigroup, told the bank’s executives that the company has changed significantly since the global finan -More- ……
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8/08/2011
Kathleen Casey, whose term as a member of the Securities and Exchange Commission expired June 5, is planning to leave the age -More- ……
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8/05/2011
Michael Shemi, a director at international money manager Christofferson, Robb & Co, argues that credit rating agencies, which -More- ……
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8/04/2011
Phil Angelides, chairman of the Financial Crisis Inquiry Commission, writes that the accuracy of the FCIC’s report into the g -More- ……
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8/04/2011
Art Cashin of UBS said high-frequency trading was partly to blame for the market’s steep decline, which he called “a classica -More- ……
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8/02/2011
Last year, Sunil Hirani left the credit-default-swap broker Creditex, which he co-founded and then sold to IntercontinentalEx -More- ……
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8/01/2011
Sen. -More- Market Forecast™: Soft Patch or Armageddon? — Two years into the economic recovery from the Great Recession, investors are still dealing with more questions than answers. Leading strategists, geopolitical experts and other market gurus will discuss pressing issues…
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7/29/2011
JPMorgan Chase CEO Jamie Dimon, Bank of America CEO Brian Moynihan and other heads of major financial institutions are pressu -More- ……
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7/28/2011
George Soros, one of the most widely known investors in the world and a pioneer of the modern hedge fund, plans to avoid addi -More- ……
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7/27/2011
International Monetary Fund Managing Director Christine Lagarde said policymakers in Europe and the U.S. -More- ……
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7/27/2011
More people are pursuing master’s degrees, driven by employers’ preferences, experts say. -More- ……
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7/27/2011
White House Chief of Staff Bill Daley said Wall Street should be concerned about a U.S. -More- ……
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7/26/2011
Tense debate in Washington about the national debt limit is getting a lot of publicity, but some big players on Wall Street s -More- ……
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7/25/2011
If President Barack Obama has a big problem with Wall Street, it isn’t showing up in his political fundraising. -More- ……
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7/22/2011
The Senate Banking Committee next week will question Martin Gruenberg, nominated by President Barack Obama to succeed Sheila -More- ……
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7/21/2011
Rep. Barney Frank, D-Mass., helped steer the regulatory overhaul of the financial sector into law a year ago. -More- ……
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7/20/2011
Scott O’Malia, a member of the Commodity Futures Trading Commission, said the agency has “no specific plan or strategy” for i -More- Market Forecast™: Soft Patch or Armageddon? — Two years into the economic recovery from the Great Recession, investors are still dealing with mor…
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7/19/2011
Richard Cordray, formerly the attorney general for the state of Ohio, has a history of taking on the banking industry. -More- ……
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7/19/2011
Gary Gensler, chairman of the Commodity Futures Trading Commission, has spent the last year trying to implement rules mandat -More- ……
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7/15/2011
The current debate over bank capital requirements will determine whether the U.S. -More- ……
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7/14/2011
Many investment advisers are moving to fee-based business models, according to Charles Johnston, vice chairman of Morgan Stan -More- ……
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7/13/2011
Harvey Pitt, chairman of the Securities and Exchange Commission from 2001 to 2003, said the Dodd-Frank Act will not prevent f -More- ……
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7/11/2011
Elizabeth Warren, the White House adviser tapped to set up the Consumer Financial Protection Bureau, is poised to testify bef -More- ……
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7/08/2011
Private-sector U.S. employers hired 156,000 people in June, compared with 36,000 in May, payroll-processing firm ADP said. -More- ……
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7/08/2011
When Goldman Sachs CFO David Viniar retires, the company might assign his duties to two or three people, sources said. -More- ……
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7/08/2011
Warren Buffett said in an interview that he doesn’t think Goldman Sachs chief Lloyd Blankfien is on the verge of resigning, a -More- ……
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7/07/2011
Under Sheila Bair’s leadership, the Federal Deposit Insurance Corp. has gained broader regulatory authority. -More- ……
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7/06/2011
JPMorgan Chase, led by CEO Jamie Dimon, wants to extend its reach beyond the U.S., but it seems to be making little progress. -More- FREE! CFA Level I Orientation — Get an overview of the CFA Program curriculum, prep courses, and study groups. Experts from CFA Institute will be on ha…
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7/05/2011
The French Socialist Party in considering rescheduling its presidential primary to allow former International Monetary Fund c -More- ……
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7/01/2011
Former President Bill Clinton is generally positive about the Dodd-Frank Act, but suggested that regulators slow down impleme -More- ……
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6/30/2011
Larry Fink, CEO at BlackRock, said that he’s optimistic about stocks. -More- ……
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6/30/2011
The Commodity Futures Trading Commission is working to implement new rules for the derivatives market is getting bogged down -More- ……
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6/29/2011
Christine Lagarde, France’s finance minister and the former chairwoman of the powerful Chicago law firm Baker & McKenzie, was -More- ……
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6/29/2011
Stefan Ingves, incoming chairman of the Basel Committee on Banking Supervision, said Basel III capital and liquidity rules fo -More- ……
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6/27/2011
Christopher Perkins writes that the regulatory push for increased clearing of derivatives will help improve transparency of t -More- ……
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6/24/2011
Four Democratic members of Congress want John Walsh removed as acting U.S. comptroller of the currency. -More- ……
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6/23/2011
Myron Scholes, a Nobel Prize-winning quantitative analyst, said subjecting major banks to higher capital requirements could m -More- ……
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6/22/2011
As the Commodity Futures Trading Commission takes on increased oversight of the derivatives market, Chairman Gary Gensler sai -More- ……
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6/22/2011
Mary Schapiro, chairman of the Securities and Exchange Commission, said that three years after the near collapse of the finan -More- ……
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6/21/2011
Judd Gregg, a Goldman Sachs Group adviser and a former senator and governor of New Hampshire, argues that implementation of t -More- ……
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6/17/2011
House Budget Committee Chairman Paul Ryan, R-Wisc., is adamant about the futility of a temporary employer payroll-tax cut, wh -More- ……
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6/16/2011
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6/15/2011
JPMorgan Chase CEO Jamie Dimon has moved Charles Scharf, head of a large retailing and mortgage division, to a less senior ro -More- ……
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6/15/2011
Sen. David Vitter, R-La., said that until the Securities and Exchange Commission addresses compensation for victims of R. -More- ……
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6/14/2011
Adlai E. Stevenson,American politician -More- ……
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6/14/2011
The regulatory agencies implementing measures mandated in the Dodd-Frank Act need strong leaders, but Republican lawmakers co -More- Is the rebound in the high yield market a bubble? Bears warn that speculative grade investors face substantial risks from deteriorating protections in new is…
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6/13/2011
Elizabeth von Arnim,New Zealand-born British novelist -More- ……
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6/13/2011
The earnings of Wall Street banks are stuck in what could turn out to be a long period of low returns, but the only people fe -More- ……
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6/13/2011
Richard Cordray, former attorney general of Ohio, is now the director of enforcement at the Consumer Financial Protection Bur -More- ……
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6/10/2011
Commodity Futures Trading Commission Chairman Gary Gensler said that a Republican effort to cut funding for regulatory agenci -More- ……
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6/09/2011
Raj Date, formerly an executive at Deutsche Bank Securities and Capital One Financial, is being considered as a candidate to -More- ……
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6/08/2011
Jamie Dimon, chief executive at JPMorgan Chase, asked Federal Reserve Chairman Ben Bernanke whether regulation could be hinde -More- ……
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6/06/2011
U.S. Treasury Secretary Timothy Geithner will discuss plans to head off regulatory issues in Asia as Europe and the U.S. -More- ……
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6/06/2011
JPMorgan Chase, led by CEO Jamie Dimon, is the largest private-sector employer in New York and the leading lender to small bu -More- ……
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6/03/2011
JPMorgan Chase Chairman and CEO Jamie Dimon said that a proposal to require major lenders to hold additional capital will pro -More- ……
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6/02/2011
Michel Barnier, the European Union’s internal-market commissioner, argues for the Basel III rules, saying they will help prev -More- ……
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6/02/2011
Michel Barnier, the EU internal-market commissioner, plans to discuss with U.S. -More- ……
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6/01/2011
NYSE Euronext CEO Duncan Niederauer said feedback from European regulators on the exchange operator’s proposed merger with De -More- ……
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6/01/2011
China’s accelerating inflation and Europe’s sovereign-debt crisis caused commodities to fall the most in one month during the -More- ……
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6/01/2011
TransUnion, a credit agency, has released a report that finds a decline in auto loan delinquency rates, suggesting that motor -More- ……
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5/31/2011
Rick Rieder, BlackRock’s chief investment officer of fundamental fixed-income portfolios, has taken a bullish stance on Treas -More- ……
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5/31/2011
All across America at social occasions, on message boards and in formal hearings, people keep asking why none of the CEOs of -More- ……
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5/31/2011
Successful bosses must command the respect of the people they’re trying to lead, says Avery Johnson, coach of the New Jersey -More- ……
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5/27/2011
Republican senators are trying to use a tactical procedure to keep President Barack Obama from using a recess appointment to -More- ……
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5/26/2011
Jill Sommers, a member of the Commodity Futures Trading Commission, said that the U.S. -More- ……
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5/26/2011
Jefferson County, Ala., landed in fiscal purgatory a few years ago after bond and derivatives deals it made went sour. Rep. -More- ……
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5/25/2011
Brian Moynihan, chief executive of Bank of America, said he is in no rush to meet proposed additional capital requirements fo -More- ……
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5/25/2011
Sallie Krawcheck, president of global wealth investment at Bank of America, said wealth-management companies should reconside -More- ……
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5/25/2011
Thomas Hoenig, president of the Federal Reserve Bank of Kansas City, said that to prevent another global financial crisis, ba -More- ……
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5/24/2011
A number of top regulatory positions are opening up, with Jean-Claude Trichet stepping down as president of the European Cent -More- ……
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5/23/2011
JPMorgan Chase CEO Jamie Dimon said that if the U.S. -More- ……
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5/23/2011
Portraying former Treasury Secretary Henry Paulson as a stoic savior of America’s financial system worked as a dramatic devic -More- ……
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5/20/2011
Banking analyst Meredith Whitney said the $2.93 trillion municipal bond market will face a “waterfall” of credit rating down -More- ……
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5/20/2011
Bart Chilton, a member of the Commodity Futures Trading Commission, is striving to rein in speculative trading in the commodi -More- ……
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5/17/2011
The Department of Justice’s swift rejection of a proposed takeover bid from Nasdaq OMX Group and IntercontinentalExchange for -More- ……
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5/17/2011
Mohamed El-Erian, co-chief executive officer at PIMCO, said that as policymakers deal with the effects of the global financia -More- ……
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5/16/2011
Smart companies throw command-and-control leadership systems and hierarchical management structures out the window, says Delo -More- ……
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5/13/2011
Laurence Fink, chief executive officer at BlackRock, said lawmakers need to be careful when considering adjustments to the de -More- ……
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5/12/2011
Gary Gensler, chairman of the Commodity Futures Trading Commission, is encouraging lawmakers to allow new rules for the deriv -More- ……
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5/09/2011
The Financial Accounting Standards Board supports efforts to develop generally accepted accounting principles for private com -More- ……
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5/09/2011
Senate Republicans have vowed to block any nominee for the director of the Consumer Financial Protection Bureau, giving Presi -More- ……
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5/03/2011
Marc Menchel, executive vice president and general counsel of the Financial Industry Regulatory Authority, explained to parti -More- ……
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5/03/2011
Panelists at the Milken Global Conference in Los Angeles questioned the practicality, implementation and enforcement of new f -More- ……
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5/02/2011
It doesn’t fix the broken hearts of families who lost loved ones in the Sept. -More- ……
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5/02/2011
Elisse Walter, a member of the Securities and Exchange Commission, said the agency will return to work on the 12b-1 fees this -More- ……
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4/29/2011
After returning from a trip to China, U.S. Sen. -More- ……
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4/28/2011
Legg Mason fund manager Bill Miller joined others who are urging the NYSE Euronext board to meet with representatives of Nasd -More- CFA® Level I Schweser 3-Day Intensive Review — Bring your study efforts into focus with this weekend review. Schweser’s enhanced technical present…
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4/28/2011
Elizabeth Warren, special adviser to the president who has been tapped to set up the Consumer Financial Protection Bureau, de -More- ……
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4/27/2011
Eraj Shirvani, outgoing chairman of the International Swaps and Derivatives Association, said that increased regulation of th -More- ……
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4/26/2011
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4/25/2011
Sen. Pat Toomey, R-Pa., said Treasury Secretary Timothy Geithner would be to blame if the U.S. -More- ……
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4/22/2011
In a departure from previous Federal Reserve chiefs, Ben Bernanke will follow the central bank’s policy meeting next week by -More- ……
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4/22/2011
Commentator Al Lewis explains how Elizabeth Warren, the special adviser to the White House who is setting up the Consumer Fin -More- ……
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4/21/2011
HSBC Holdings CEO Stuart Gulliver is working on a restructuring that includes changing the bank’s culture. -More- ……
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4/20/2011
The sad truth is that excellence makes people nervous. -More- ……
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4/20/2011
The inspector general for the Commodity Futures Trading Commission failed to meet government standards in several areas from -More- ……
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4/19/2011
Commissioner Bart Chilton of the Commodity Futures Trading Commission, rejected a plan from congressional Republicans to dela -More- ……
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4/19/2011
The Federal Reserve’s loose monetary policies make it difficult for bond investors to make money, said Bill Gross of Pacific -More- ……
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4/18/2011
Sheila Bair, chairman of the Federal Deposit Insurance Corp., said that the largest financial institutions should ringfence t -More- ……
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4/15/2011
As Nasdaq OMX Group continues its pursuit of NYSE Euronext, the exchange operator has named Lee Shavel, an investment banker -More- ……
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4/14/2011
Several candidates have rejected the Obama administration’s suggestion that they run the Consumer Financial Protection Bureau -More- ……
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4/13/2011
The Securities and Exchange Commission sent a Wells notice to Michael Llodra, formerly global head of structured product coll -More- CFA® Level I Schweser 3-Day Intensive Review — Bring your study efforts into focus with this weekend review. Schweser’s enhanced technical present…
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4/13/2011
Since becoming chief executive officer at Morgan Stanley in 2010, James Gorman has been working to turn around the former Wal -More- ……
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4/12/2011
As an ethnic Hakka Chinese raised in Calcutta’s Tangra slums, Dan Chu is an unlikely titan of Wall Street. -More- ……
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4/11/2011
The only people who claim that money is not important are people who have enough money so that they are relieved of the ugly -More- ……
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4/11/2011
JPMorgan Chase acquired Washington Mutual during the height of the financial crisis in 2008. -More- ……
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4/11/2011
Convicted swindler Bernard Madoff said in a prison interview that he’d like to teach college students about business ethics. -More- ……
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4/11/2011
George Soros, the billionaire investor, said the Dodd-Frank Act gave regulators tools to deal with financial institutions dee -More- ……
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4/08/2011
Karen Weise explains how when lawmakers were debating the overhaul of financial regulations, they maintained that they would -More- ……
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4/08/2011
Neel Kashkari, managing director at Pacific Investment Management Co. -More- ……
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4/05/2011
John Stumpf, chairman and CEO at Wells Fargo, offers some background and insight into how the mortgage market got into the me -More- ……
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4/05/2011
Judd Gregg, a former governor and senator from New Hampshire, said that Congress’ “social-justice agenda” was the root cause -More- ……
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4/04/2011
Warren Buffett’s hands-off leadership style doesn’t often get called into question — but the Oracle of Omaha found himself u -More- ……
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4/01/2011
You can’t lead peers in the same way you lead the people who report to you, writes John Baldoni. -More- ……
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4/01/2011
Dave Pequet, president of MPI Investment Management, said the Federal Reserve and Treasury are quietly taking steps toward i -More- ……
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4/01/2011
Gary Perlin, chief financial officer at Capital One Financial, said that capital management at banks requires stress testing, -More- ……
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3/31/2011
Lewis Ranieri, chairman of Ranieri Partners and a pioneer of mortgage bonds, said that the risk-retention rules proposed by r -More- ……
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3/31/2011
JPMorgan Chase CEO Jamie Dimon and White House adviser Elizabeth Warren, two of the highest profile players in U.S. -More- ……
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3/30/2011
HSBC Holdings Chairman Douglas Flint said more than 80 banks should be considered systemically important. -More- ……
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3/29/2011
The presidents of Federal Reserve regional banks in Boston and Chicago said the central bank’s bond-purchase program should c -More- ……
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3/28/2011
Barron’s released its annual list of the world’s top 30 chief executive officers. -More- ……
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3/25/2011
Persistently high unemployment is making home-equity losses a “top concern” for John Stumpf, chief executive at Wells Fargo, -More- ……
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3/24/2011
Bill Miller, chairman and chief investment officer at Legg Mason Capital Management, said he’s bullish on the market, estimat -More- ……
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3/23/2011
David Miller, chief investment officer of the Treasury’s Troubled Asset Relief Program, has spent the past several years deve -More- ……
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3/23/2011
Elizabeth Warren, the White House adviser tasked with setting up the Consumer Financial Protection Bureau, defended the agenc -More- ……
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3/22/2011
Moral responsibility is not just a matter of avoiding harm to others; it also means helping people in need. -More- ……
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3/22/2011
Michael Oxley, who as a congressman helped write the Sarbanes-Oxley Act, is planning to push for self-regulation of investmen -More- ……
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3/22/2011
Robert Wilmers, chairman and chief executive officer at M&T Bank, wrote in his annual message to shareholders that systemic r -More- ……
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3/21/2011
The White House is vetting Mark Wetjen, a staff member of Sen. -More- ……
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3/21/2011
Joseph Stiglitz, the Nobel Prize-winning economist, was in Japan after the earthquake and tsunami. -More- ……
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3/18/2011
Michael Dunn, a member of the Commodity Futures Trading Commission, said the industry should be scrutinizing rules proposed b -More- ……
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3/17/2011
Overcome people’s resistance to having a boss who is younger than they are by actively asking more-experienced workers for th -More- ……
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3/16/2011
Elizabeth Warren is poised to make her first appearance before Congress since being tapped as a special adviser to the White -More- ……
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3/15/2011
During the global financial crisis, Federal Reserve Chairman Ben Bernanke had an inner circle of trusted colleagues that incl -More- CFA Level I Condensed Review — We know you’re busy. That’s why we created the 5-Week Condensed Review for those whose weeknight schedules are already f…
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3/15/2011
If you or your company, organization or group want to help the Japanese people recover from last week’s earthquake and tsunam -More- ……
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3/14/2011
If you or your company, organization or group want to help the Japanese people recover from last week’s devastating earthquak -More- ……
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3/14/2011
Jeff Immelt, chief executive officer at General Electric, said the company plans to pursue acquisitions and is aiming for rev -More- ……
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3/11/2011
John Stumpf, chief executive officer at Wells Fargo, said the San Francisco-based bank wants to expand through acquisitions o -More- ……
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3/11/2011
The different definitions of banks’ Tier 1 capital, a crucial measure of a company’s strength, have emerged as a key concern -More- ……
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3/10/2011
Bill Miller of Legg Mason is confident that the Federal Reserve will discontinue its bond-buying program. -More- ……
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3/09/2011
Peter Diamond, a nominee to the Federal Reserve Board, told the Senate banking committee that he could use his experience to -More- ……
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3/07/2011
Sallie Krawcheck, head of the Global Wealth and Investment Management division of Bank of America-Merrill Lynch, realizes tha -More- ……
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3/04/2011
NYSE Euronext and Deutsche Boerse are planning to merge, but speculation is mounting that a counterbid for NYSE is possible. -More- ……
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3/03/2011
John Williams, the newly appointed president of the Federal Reserve Bank of San Francisco, is widely viewed by fellow economi -More- ……
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3/02/2011
Gregory Mocek, formerly an enforcement director at the Commodity Futures Trading Commission, said the regulator has to clarif -More- ……
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3/01/2011
Roger Liddell, chief executive officer at LCH.Clearnet, is optimistic that European regulators will soon allow the region’s c -More- ……
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2/28/2011
Mark Zandi, chief economist at Moody’s Analytics, said dire warnings of municipal bond defaults are overblown and that the r -More- ……
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2/28/2011
Warren Buffett repeatedly refers to the strength of the American people in his annual letter, which was released over the wee -More- ……
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2/25/2011
Chris Nagy, an executive at TD Ameritrade, explains some of the potential risks for individual investors that could result fr -More- ……
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2/25/2011
Psychologists believe that people are hard-wired to shrug off responsibility for their mistakes, even as they exaggerate thei -More- ……
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2/25/2011
Brian Clarkson, formerly president at Moody’s Investors Service, gave private testimony to the Financial Crisis Inquiry Commi -More- ……
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2/24/2011
Thomas Hoenig, president of the Federal Reserve Bank of Kansas City, said the Fed’s easy-money policies risk creating a finan -More- ……
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2/24/2011
James Millstein, the chief restructuring officer at the Treasury Department, says that now that the “heavy lifting” on the re -More- ……
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2/24/2011
The latest New York state tax forms include a line asking people who own homes in New York City how many days during the year -More- ……
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2/23/2011
Economists expect that sales of previously owned homes in the U.S. -More- ……
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2/23/2011
Gregory McGreevey, chief investment officer at Hartford Financial Services Group, is expanding the company’s real estate fina -More- ……
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2/22/2011
Jamie Dimon, chairman and chief executive officer of JPMorgan Chase, said businesses have plenty of capital and are starting -More- ……
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2/22/2011
Some might say that bond-fund manager Jeffrey Gundlach has an overdeveloped ego after having outperformed most of his rivals. -More- ……
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2/21/2011
Financial Stability Board Chairman Mario Draghi said the largest financial institutions in the world likely will be subjected -More- ……
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2/21/2011
Ben Bernanke, chairman of the Federal Reserve, scrutinized criticism that loose monetary policy maintained by the U.S. -More- ……
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2/18/2011
Many bankers and industry insiders, including JPMorgan CEO Jamie Dimon, blame Fannie Mae and Freddie Mac for much of the glo -More- ……
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2/16/2011
Citigroup CEO Vikram Pandit said the banks future centers on financing trade flows worldwide and consumer spending overseas. -More- ……
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2/16/2011
Craig Donohue, chief executive officer of the Chicago Mercantile Exchange Group, said the proposed stricter regulations on po -More- ……
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2/15/2011
Cautious, careful people always casting about to preserve their reputation or social standards never can bring about reform. -More- ……
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2/15/2011
Neil Barofsky, special inspector general of the Troubled Asset Relief Program, is stepping down from the post effective March -More- ……
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2/14/2011
The Financial Crisis Inquiry Commission interviewed former Merrill Lynch CEO John Thain and Berkshire Hathaway Chairman Warr -More- ……
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2/11/2011
As chairman of the Commodity Futures Trading Commission, Gary Gensler has a lot on his plate. -More- ……
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2/11/2011
Kevin Warsh, a governor of the Federal Reserve and one of Chairman Ben Bernanke’s closest advisers, is planning to leave “on -More- ……
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2/10/2011
Federal Reserve Chairman Ben Bernanke told a House committee that the central bank will act to ensure that inflation does not -More- ……
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2/10/2011
Howard Atkins’ resignation as chief financial officer of Wells Fargo surprised many industry insiders for how out of characte -More- ……
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2/09/2011
Sally Dewar, former head of risk at the U.K. -More- ……
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2/09/2011
Howard I. Atkins, chief financial officer at Wells Fargo, is stepping down for personal reasons. Timothy J. -More- ……
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2/08/2011
Mark Zandi, chief economist at Moody’s Analytics, argues that it is time to replace Fannie Mae and Freddie Mac with a new pub -More- ……
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2/07/2011
Jamie Dimon, chief executive officer at JPMorgan Chase, lashed out at lawmakers and the media at the recent World Economic Fo -More- ……
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2/04/2011
John Bates, chief technology officer at Progress Software, warned of a market meltdown that would go beyond the May 6 “flash -More- ……
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2/04/2011
As a professor, former National Economic Council Director Larry Summers can speak more frankly about the state of the economy -More- ……
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2/03/2011
Jon Corzine, former chairman at Goldman Sachs Group and former governor of New Jersey, took the reins of MF Global Holdings a -More- ……
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2/03/2011
John Arnold, formerly an Enron trader who went on to become a hedge fund billionaire, lost money in 2010. -More- ……
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2/01/2011
Elizabeth Warren, a Treasury adviser who was tapped to set up the new Consumer Financial Protection Bureau, explains the goal -More- ……
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2/01/2011
Vice President Joe Biden and Treasury Secretary Timothy Geithner met with former Sen. Bill Bradley. -More- ……
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2/01/2011
President Barack Obama is ready to make serious fiscal reforms but needs Congress to go along, National Economic Council Dire -More- ……
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1/31/2011
Morgan Stanley CEO James Gorman had a challenging year, but he remains optimistic and confident that he can turn around the i -More- ……
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1/31/2011
Simply hiring people from varied backgrounds isn’t enough, experts say. -More- ……
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1/31/2011
The global financial crisis and ensuing economic downturn has changed the way people look at homeownership. -More- ……
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1/28/2011
Whenever people say we mustn’t be sentimental, you can take it they are about to do something cruel. -More- ……
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1/28/2011
Vikram Pandit, CEO at Citigroup, called capital-market conditions “very robust,” noting strong and stable client flow and imp -More- ……
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1/28/2011
French President Nicolas Sarkozy and JPMorgan Chase CEO Jamie Dimon traded jabs about regulation and the economy at the World -More- ……
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1/28/2011
Speaking from Davos, Switzerland, Rep. -More- ……
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1/26/2011
Ralph Nader, author of “Only the Super-Rich Can Save Us,” criticizes the treatment of shareholders in Fannie Mae and Freddie -More- ……
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1/26/2011
In his State of the Union address, President Barack Obama focused on the economy, innovation and health care. -More- ……
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1/25/2011
Fifty-three percent of investors have a favorable view of President Barack Obama, an increase from 49% in November, according -More- ……
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1/21/2011
William Brodsky, chairman and CEO at CBOE Holdings, said regulators should review activity in private, off-exchange trading p -More- ……
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1/21/2011
General Electric CEO Jeffrey Immelt has been tapped to lead a new White House board that will focus on fostering growth in th -More- ……
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1/20/2011
Paul Volcker, former chairman of the Federal Reserve, welcomed the study released by regulators offering recommendations for -More- ……
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1/20/2011
Citigroup is undergoing a structural reorganization that includes promoting John Havens to president and chief operating offi -More- ……
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1/19/2011
It takes people a long time to learn the difference between talent and genius, especially ambitious young men and women. -More- ……
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1/19/2011
Citigroup posted a fourth-quarter profit of $1.3 billion and revenue of $18.4 billion, but both figures were short of Wall S -More- ……
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1/18/2011
Edmund O’Connor, a trader who helped develop derivatives and was a founder of the Chicago Board Options Exchange, died Monday -More- ……
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1/17/2011
Walter Lukken, chief executive officer at New York Portfolio Clearing and the former chairman of the Commodity Futures Tradin -More- ……
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1/14/2011
Several critical indicators are signaling an increasing risk of investors losing confidence in U.S. -More- ……
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1/13/2011
Senate Majority Whip Dick Durbin, D-Ill., is becoming one of the biggest defenders of the Dodd-Frank Act at a critical time. -More- ……
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1/12/2011
The Securities and Exchange Commission recruited Sharon Pichler, a former portfolio manager at Janus Capital Group, to overs -More- ……
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1/12/2011
Timothy Geithner has faced repeated calls to step down as U.S. -More- ……
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1/10/2011
The Securities and Exchange Commission named James R. -More- ……
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1/10/2011
The Republic of India is the world’s second most populous country with more than 1.18 billion people and is the largest democ -More- ……
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1/10/2011
Narayana Kocherlakota, president of the Federal Reserve Bank of Minneapolis, will become a voting member of the Fed this mont -More- ……
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1/07/2011
President Barack Obama named William Daley, an executive at JPMorgan Chase, as his new chief of staff. -More- ……
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1/06/2011
President Barack Obama is reportedly considering Bill Daley, a Wall Street executive and a U.S. -More- ……
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1/05/2011
Congress must investigate why the Federal Reserve and the Treasury Department meted out unequal treatment to AIG compared wit -More- ……
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1/04/2011
During his first year as chief executive officer at Bank of America, Brian Moynihan dealt with issues stemming from the globa -More- ……
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1/03/2011
Many people make New Year’s resolutions, but fewer follow through. -More- ……
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1/03/2011
The Treasury Department recently released its November meetings agenda on the Dodd-Frank Act. -More- ……
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1/03/2011
Richard Davis, chief executive officer at U.S. -More- ……
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