Financial Minds
eBIS provides a comprehensive news portal for financial services practitioners. Sourced from over 50 news agencies and web information services, the portal parses feeds daily into news categories that are relevant to your industry role. From updates on the latest regulatory events and headline financial stories to news on industry horizontals to technology specific trends, our news portal provides information categories for your area of interest. A custom filter tool allows you to sort news by date, category or keyword. Give it a try…
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7/26/2017
More people who work in New York City are commuting two hours or more so they can live in affordable neighborhoods or have be -More- ……
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7/26/2017
Federal Reserve Chair Janet Yellen might be renominated when her term expires next year, President Donald Trump says, reversi -More- ……
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7/25/2017
Greg Davis has become Vanguard’s chief investment officer, and he is getting up to speed on the equity side of business, afte -More- ……
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7/25/2017
President Donald Trump has submitted to the Senate his nomination of Republican Hester Peirce for a seat on the Securities an -More- ……
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7/21/2017
The Senate Finance Committee has unanimously agreed to advance David Kautter’s nomination as assistant secretary for tax poli -More- ……
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7/19/2017
Hester Peirce, a researcher at the Mercatus Center at George Mason University, will be nominated a Republican member of the S -More- ……
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7/19/2017
Charles Scharf, former CEO of Visa, has been appointed CEO of BNY Mellon. -More- ……
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7/14/2017
Vanguard Chief Investment Officer Mortimer “Tim” Buckley will become CEO on Jan. 1, succeeding F. William McNabb III. -More- ……
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7/13/2017
The White House is expected to nominate Russ Behnam, an aide to Sen. -More- ……
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7/13/2017
James Clinger, President Donald Trump’s nominee to be chairman of the Federal Deposit Insurance Corp., has withdrawn his name -More- ……
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7/12/2017
Federal Reserve Chair Janet Yellen might not be nominated for a second term next year, sources say. -More- ……
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7/11/2017
President Donald Trump has nominated Randal Quarles as vice chairman of supervision at the Federal Reserve, a position Congre -More- ……
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7/06/2017
Citadel founder Ken Griffin discusses the lead-up to the financial crisis and what he had to do to keep his firm in business. -More- ……
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7/06/2017
7/06/2017
Fewer people are attending open houses for Manhattan condominiums and co-ops, brokers say. -More- ……
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7/03/2017
Six people injured in a shooting at Bronx-Lebanon Hospital Center on Friday remained hospitalized in stable condition Sunday. -More- ……
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6/30/2017
The Financial Industry Regulatory Authority’s board has elected William Heyman, vice chairman and chief investment officer at -More- ……
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6/28/2017
President Donald Trump continues to search for three people to fill seats on the Federal Reserve Board. -More- ……
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6/20/2017
Cathy Bessant, chief operations and technology officer at Bank of America, says that developments in financial technology and -More- ……
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6/20/2017
Morgan Stanley trading chief Ted Pick’s success in turning around the bond business seems secure, based on four straight quar -More- ……
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6/19/2017
Dan Ivascyn, chief investment officer at PIMCO, has ushered the company back to the top by shifting management and investment -More- ……
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6/19/2017
President Donald Trump will nominate James Clinger, a former aide to Rep. -More- ……
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6/15/2017
Robert Greifeld, former CEO of Nasdaq, will succeed Vincent Viola as chairman of Virtu Financial. -More- ……
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6/13/2017
General Electric has picked John Flannery, a longtime executive who has spent most of his career in dealmaking and finance, t -More- ……
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6/12/2017
President Donald Trump reportedly is set to nominate Dawn Stump as a member of the Commodity Futures Trading Commission. -More- ……
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6/12/2017
Brian Brooks, general counsel for Fannie Mae, will be nominated for the post of deputy Treasury secretary, sources say. -More- ……
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6/09/2017
Matt Zames, chief operating officer at JPMorgan Chase, has stepped down after 13 years with the bank and will leave in coming -More- ……
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6/09/2017
BlackRock has appointed Heather Brownlie of Goldman Sachs as US head of fixed-income exchange-traded funds, a newly created r -More- ……
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5/31/2017
5/30/2017
Securities and Exchange Commission Chairman Jay Clayton is expected to select Sullivan & Cromwell’s Steven Peikin as co-head -More- ……
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5/30/2017
Quantlab Financial’s Cameron Smith, KCG Holdings’ Daniel Coleman and Convergex Group’s Eric Noll are abandoning high-frequenc -More- ……
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5/26/2017
Liquidnet CEO Seth Merrin says his mission to make markets more efficient continues as the firm explores artificial intellige -More- ……
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5/25/2017
CME Group Chairman and CEO Terrence Duffy, who has suffered a collapsed lung but is expected to fully recover and return to w -More- ……
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5/22/2017
Goldman Sachs’ Jim Donovan has withdrawn from consideration as deputy treasury secretary, setting back Treasury Secretary Ste -More- ……
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5/22/2017
Ford is removing CEO Mark Fields and replacing him with Jim Hackett, chairman of subsidiary Ford Smart Mobility, sources say. -More- ……
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5/19/2017
5/18/2017
Robert Mueller III, a former director of the FBI, has been named special counsel to investigate Russia’s potential influence -More- ……
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5/17/2017
On Monday, Brian Duperreault was named CEO of American International Group, succeeding Peter Hancock, who was pressured by th -More- ……
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5/15/2017
The Trump administration has nominated Brian Quintenz, formerly head of an investment firm, as a Republican member of the Com -More- ……
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5/11/2017
David Humphrey, an accountant at the Securities and Exchange Commission between 1998 and 2014, has pleaded guilty to securiti -More- ……
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5/11/2017
Keith Noreika’s appointment as acting head at the Office of the Comptroller of the Currency has raised concerns with critics, -More- ……
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5/10/2017
The US Court of Appeals for the Federal Circuit has dismissed an attempt by former AIG CEO Maurice “Hank” Greenberg to prove -More- ……
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5/09/2017
Brent McIntosh might influence cybersecurity decisions concerning the banking sector if he is confirmed as general counsel of -More- ……
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5/04/2017
Comptroller of the Currency Thomas Curry will step down at the end of the week to be replaced by Simpson Thacher & Bartlett p -More- ……
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5/02/2017
The Senate has advanced Jay Clayton’s nomination as chairman of the Securities and Exchange Commission on a 60-36 vote. -More- ……
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5/01/2017
Jay Clayton’s nomination as chairman of the Securities and Exchange Commission will go to the Senate for an initial vote toda -More- ……
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4/28/2017
The Senate voted 60-38 to confirm law school dean R. Alexander Acosta, President Donald Trump’s labor secretary nominee. -More- ……
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4/26/2017
Investment Technology Group executive Jamie Selway is seen as the leading candidate to run the Securities and Exchange Commis -More- ……
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4/24/2017
Larry Fink, chairman and CEO of BlackRock, says that organizations with “one magical person” in charge struggle to overcome -More- ……
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4/17/2017
Former Treasury Department official Randal Quarles has emerged as President Donald Trump’s likely nominee for vice chairman o -More- ……
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4/14/2017
BlackRock Chairman and CEO Larry Fink received $25.5 million in compensation last year, down 1% compared with 2015, although -More- ……
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4/10/2017
Commodity Futures Trading Commission member Sharon Bowen said she will remain in her post until a fellow Democrat has been no -More- ……
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4/10/2017
A Federal Reserve spokesman said Governor Jerome Powell has been appointed to chair the supervision and regulation committee, -More- ……
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4/07/2017
CME Group Chairman and CEO Terrence Duffy was paid $9.75 million last year, a 59% increase from 2015 earnings, according to a -More- ……
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4/07/2017
A jury has unanimously acquitted former Barclays traders Ryan Reich and Stylianos Contogoulas in a retrial for conspiracy to -More- ……
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4/05/2017
The Senate banking committee voted 15-8 to support Jay Clayton, President Donald Trump’s nominee to head the Securities and E -More- ……
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4/03/2017
4/03/2017
Daniel Tarullo’s plan to leave the Federal Reserve on Wednesday has bank executives relieved and financial reform advocates c -More- ……
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3/31/2017
The Senate Health, Education, Labor and Pensions Committee has approved R. -More- ……
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3/30/2017
The Senate banking committee has said it will vote next week on whether to approve the appointment of Jay Clayton as head of -More- ……
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3/29/2017
Drugmaker Mylan has appointed Daniel Gallagher, a former member of the Securities and Exchange Commission, as chief legal off -More- ……
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3/28/2017
Sheila Bair, former head of the US Federal Deposit Insurance Corp., has been appointed a nonexecutive director at Industrial -More- ……
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3/28/2017
PIMCO co-founder Bill Gross has accepted an $81 million settlement after a dispute with the firm from which he was ousted in -More- ……
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3/24/2017
Jay Clayton, President Donald Trump’s nominee to be chairman of the Securities and Exchange Commission, said the Dodd-Frank A -More- ……
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3/24/2017
The Securities and Exchange Commission has been asked to watch for conflicts of interest in Carl Icahn’s position as an advis -More- ……
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3/23/2017
Marcus Schenck, chief financial officer at Deutsche Bank, was appointed deputy CEO this month, with several industry insiders -More- ……
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3/22/2017
Don Wilson, founder and CEO of the Chicago-based proprietary trading firm DRW, has seen a lot of changes to the markets and t -More- ……
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3/22/2017
Former US Attorney Preet Bharara will become a distinguished scholar in residence at the New York University School of Law ne -More- ……
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3/21/2017
Jay Clayton, a lawyer who is President Donald Trump’s nominee to head the Securities and Exchange Commission, is scheduled to -More- ……
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3/21/2017
Eric Bischof, a senior manager at Morgan Stanley, has moved to Bank of America, where he will be joint head of the Global Fin -More- ……
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3/20/2017
Jeff Jones, who joined Uber as president of ride-sharing in September, has resigned, criticizing the company’s leadership. -More- ……
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3/20/2017
A regulatory filing shows that Goldman Sachs Group CEO Lloyd Blankfein was paid $22 million in salary and bonuses last year, -More- ……
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3/17/2017
Former Barclays CEO Bob Diamond is reported to be establishing a presence in London by acquiring the Panmure Gordon stockbrok -More- ……
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3/16/2017
Prosecutor James McDonald is Commodity Futures Trading Commission acting Chairman J. -More- ……
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3/15/2017
President Donald Trump has nominated acting Chairman J. -More- ……
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3/15/2017
President Donald Trump plans to nominate Goldman Sachs’ Jim Donovan as deputy secretary of the Treasury Department. -More- ……
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3/14/2017
Raphael Bostic, a public-policy professor at the University of Southern California, has been chosen to succeed Dennis Lockhar -More- ……
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3/13/2017
New York City has received a flood of applications from people interested in serving on community boards since the November e -More- ……
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3/10/2017
Hester Peirce and Lisa Fairfax, nominees to the Securities and Exchange Commission from former President Barack Obama, have r -More- ……
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3/09/2017
GE Energy Financial Services CEO David Nason has withdrawn from the short list to lead bank supervision at the Federal Reserv -More- ……
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3/09/2017
Jay Clayton, President Donald Trump’s nominee to head the Securities and Exchange Commission, has represented many high-profi -More- ……
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3/08/2017
The Senate banking committee will hold Jay Clayton’s confirmation hearing for the post of Securities and Exchange Commission -More- ……
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3/07/2017
The Federal Reserve is considering bringing charges against Bruno Iksil, the “London whale” trader whose dealings incurred $6 -More- ……
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3/06/2017
Alexandra Lebenthal is about to sell her family business, Lebenthal Holdings, which has been beset by lawsuits and debt. -More- ……
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3/03/2017
Bridgewater Associates founder Ray Dalio has stepped down as co-CEO and has announced the departure of co-CEO Jon Rubinstein. -More- ……
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3/03/2017
Retired neurosurgeon Ben Carson has been confirmed as secretary of the Department of Housing and Urban Development in a 58-41 -More- ……
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3/02/2017
Yahoo CEO Marissa Mayer has lost her 2016 bonus after an investigation by the board into security breaches beginning in 2014. -More- ……
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2/28/2017
The Senate has voted 72-27 to confirm billionaire Wilbur Ross as commerce secretary. -More- ……
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2/27/2017
Details have emerged on the struggle of real estate investor Bradley Cohen, whom a website accused of running a Ponzi scheme -More- ……
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2/24/2017
Stephen R. Covey, educator, writer and speaker……
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2/23/2017
Commodity Futures Trading Commission acting Chairman J. -More- ……
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2/22/2017
Evan Spiegel, CEO of Snap, has dismissed criticism of the Snapchat parent’s forthcoming initial public offering. -More- ……
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2/20/2017
Bank of America Chairman and CEO Brian Moynihan received $20 million in compensation last year, after profit increased 13%. -More- ……
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2/20/2017
Former JPMorgan Chase executive Tim Throsby has been brought on at Barclays to revive its investment-bank business. -More- ……
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2/17/2017
Mary Jo White, who has stepped down as head of the Securities and Exchange Commission, will return to law firm Debevoise & Pl -More- ……
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2/16/2017
Andrew Puzder, a fast-food executive nominated by President Donald Trump to be labor secretary, has withdrawn from considerat -More- ……
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2/15/2017
Four Senate Republicans have not decided whether they support President Donald Trump’s nomination of fast-food executive Andr -More- ……
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2/13/2017
Lawyers for Navinder Singh Sarao — a UK trader charged with multiple counts of fraud and thought to have contributed to the -More- ……
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2/13/2017
Gary Cohn, who resigned as president of Goldman Sachs to work for the Trump administration, is emerging as a powerful voice o -More- ……
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2/10/2017
The confirmation hearing for Andrew Puzder, President Donald Trump’s nominee to be labor secretary, has been scheduled by the -More- ……
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2/07/2017
Russell Horwitz has been appointed deputy chief of staff at Goldman Sachs and secretary of the management committee. -More- ……
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2/06/2017
Tim Gunn, TV personality and fashion consultant……
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2/06/2017
A civil lawsuit has been filed against Treasury Secretary nominee Steven Mnuchin concerning his tenure as co-chairman of the -More- ……
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2/02/2017
2/02/2017
Former ExxonMobil CEO Rex Tillerson has been sworn in as US secretary of state after the Senate confirmed his appointment in -More- ……
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2/02/2017
Anthony Scaramucci might not get the appointment to be one of President Donald Trump’s highest-ranking advisers that he was w -More- ……
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2/01/2017
Tom Farley, president of the New York Stock Exchange, looks to merge respect for the exchange’s history with the need to keep -More- ……
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1/31/2017
Marc Wyatt, head of the Securities and Exchange Commission’s examination division, will step down in February. -More- ……
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1/31/2017
Acting US Attorney General Sally Yates has been fired by President Donald Trump after she announced the Justice Department wo -More- ……
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1/30/2017
Kevin Turner is stepping down as CEO of Citadel Securities after five months on the job. -More- ……
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1/25/2017
CME Group Chairman and CEO Terrence Duffy discusses deregulation, the state of liquidity, electronic trading and President Do -More- ……
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1/25/2017
A New York state appeals court reinstated the theft conviction of Sergey Aleynikov, a former Goldman Sachs Group programmer w -More- ……
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1/24/2017
BlackRock has hired George Osborne, former chancellor of the Exchequer for the UK, as a part-time senior adviser. -More- ……
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1/13/2017
President-elect Donald Trump has appointed SkyBridge Capital founder Anthony Scaramucci a leading adviser, sources say. -More- ……
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1/12/2017
Jeffrey Lacker, president of the Federal Reserve Bank of Richmond, plans to retire at the beginning of October. -More- ……
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1/11/2017
Elisha Weisel has been named chief information officer at Goldman Sachs. -More- ……
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1/11/2017
The US Department of Justice has filed charges against three former Wall Street traders for allegedly rigging foreign exchang -More- ……
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1/10/2017
Yahoo CEO Marissa Mayer will leave the board of directors after the company closes a $4.83 billion sale of its core internet -More- ……
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1/06/2017
Senate Republicans confirmed Sen. Orrin Hatch, R-Utah, as chairman of the Senate Finance Committee. -More- ……
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1/06/2017
David Malpass, a former economic adviser in the administrations of George H.W. -More- ……
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1/05/2017
Jason Katz, formerly a trader at Barclays, has pleaded guilty to US charges related to the manipulation of foreign exchange p -More- ……
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1/04/2017
Jay Clayton, a partner at law firm Sullivan & Cromwell, has emerged as a strong contender to lead the Securities and Exchange -More- ……
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1/03/2017
Cantor Fitzgerald has appointed former Deutsche Bank co-CEO Anshu Jain as president. -More- ……
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12/23/2016
CBOE Holdings Chairman William Brodsky, who was CEO from 1997 to 2013, plans to relinquish the chairmanship to CEO Edward Til -More- ……
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12/23/2016
Six executives of billion-dollar hedge fund Platinum Partners have been arrested and charged, accused of falsifying investmen -More- ……
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12/23/2016
Bridgewater Associates founder Ray Dalio says people work like machines but are hampered by emotions from achieving optimal p -More- ……
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12/20/2016
Former US attorney and Gibson, Dunn & Crutcher partner Debra Wong Yang is at the top of President-elect Donald Trump’s list t -More- ……
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12/19/2016
The New York Historical Society will preserve many of the sticky notes that people posted in the 14th Street-Union Square sub -More- ……
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12/16/2016
JPMorgan Chase CEO Jamie Dimon has earned a 62% return, or $43.1 million, this year on 500,000 shares of the bank purchased i -More- ……
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12/16/2016
The Financial Industry Regulatory Authority said Brad Bennett will step down as chief of enforcement early in 2017. -More- ……
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12/14/2016
David Solomon, co-head of investment banking at Goldman Sachs Group, and Chief Financial Officer Harvey Schwartz will be prom -More- ……
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12/13/2016
President-elect Donald Trump has appointed Goldman Sachs President Gary Cohn to be his assistant for economic policy and dire -More- ……
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12/12/2016
Gary Cohn, president of Goldman Sachs Group, has been asked to head the National Economic Council, making him the highest ran -More- ……
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12/09/2016
Andrew Ceresney will leave the Securities and Exchange Commission by year-end. -More- ……
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12/09/2016
Gary Parr will become senior managing director and management operating committee co-chairman for Apollo Global Management. -More- ……
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12/07/2016
A 391-2 House vote in favor of legislation to relax the definition of an accredited investor to let more people invest in unr -More- ……
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12/06/2016
LPL Financial Holdings CEO Mark Casady will hand over the reins to President Dan Arnold, who will wear both hats starting Jan -More- ……
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12/05/2016
Raymond James Financial CEO Paul Reilly will take on the role of board chairman when Thomas James steps down at the company’s -More- ……
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11/30/2016
President-elect Donald Trump is expected to pick financier Steven Mnuchin to be Treasury secretary, people close to the trans -More- ……
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11/30/2016
Former New York Stock Exchange CEO Duncan Niederauer will join blockchain company Paxos’ board of directors. -More- ……
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11/29/2016
Don Wilson, head of DRW, is poised to defend himself in court this week against a lawsuit brought by the Commodity Futures Tr -More- ……
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11/28/2016
Some of the people whom President-elect Donald Trump is considering for positions in his government have ties to New Jersey. -More- ……
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11/28/2016
Vanguard founder Jack Bogle revolutionized the investment industry when he introduced the first index fund in 1976, and 40 ye -More- ……
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11/23/2016
Wesley Bricker, interim chief accountant at the Securities and Exchange Commission since July, will officially fill the role -More- ……
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11/22/2016
Stephen Luparello, director of trading and markets at the Securities and Exchange Commission, announced that he is resigning -More- ……
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11/17/2016
Billionaire Wilbur Ross is most likely to be named secretary of the Commerce Department in the Trump administration, sources -More- ……
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11/16/2016
The TIAA 2016 Advice Matters Survey found that 71% of people in the US have an interest in getting financial advice. -More- ……
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11/15/2016
Adena Friedman will become CEO of Nasdaq on Jan. 1, while CEO Robert Greifeld will ascend to chairman. -More- ……
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11/15/2016
Former Morgan Stanley executive Sara Furber has joined IEX Group, where she is trying to nab listings from rival exchanges. -More- ……
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11/14/2016
President-elect Donald Trump might nominate J. -More- ……
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11/14/2016
CME Group has selected Terrence Duffy as CEO, replacing Phupinder Gill, who is retiring at year-end. -More- ……
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11/11/2016
US financial regulators are accelerating work on rules to limit Wall Street compensation, people familiar with the matter sai -More- ……
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11/11/2016
CME Group CEO Phupinder Gill plans to depart at year-end, saying it is “the right time to retire.” “Gill’s retirement comes a -More- ……
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11/10/2016
Former New York City Mayor Rudy Giuliani says people who thought he supported President-elect Donald Trump because he wanted -More- ……
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11/10/2016
Navinder Singh Sarao, the London trader whose strategies allegedly contributed to the 2010 “flash crash,” has pleaded guilty -More- ……
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11/10/2016
Steven Mnuchin, a former banker at Goldman Sachs, is under serious consideration for nomination as secretary of the US Treasu -More- ……
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11/09/2016
Mobile-wallet provider Mozido has filed a lawsuit that accuses former board member Philip Geier Jr. -More- ……
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11/08/2016
Navinder Singh Sarao, a UK futures trader accused of contributing to the 2010 “flash crash,” is set to appear today in a Chic -More- ……
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11/04/2016
Many people who contributed to New York City Mayor Bill de Blasio’s effort to put Democrats in control of the state Senate in -More- ……
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11/03/2016
Ripple, a startup that is building a bitcoin-style network that lets banks make cross-border payments, says co-founder Chris -More- ……
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11/01/2016
Bank of Mexico Governor Agustin Carstens and European Central Bank Executive Board member Benoit Coeure are the most likely c -More- ……
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10/31/2016
The federal trial of people accused of participating in the controversial closing of lanes on George Washington Bridge has pr -More- ……
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10/31/2016
Jim Rosenthal, chief operating officer at Morgan Stanley, will retire at the end of the year, according to an internal memo. -More- ……
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10/28/2016
DRW, led by Don Wilson, has filed a motion to dismiss a price-manipulation lawsuit brought by the Commodity Futures Trading C -More- ……
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10/26/2016
Bond-fund manager Bill Gross left Pacific Investment Management for Janus Capital Group more than two years ago, but Janus ha -More- ……
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10/20/2016
The Commodity Futures Trading Commission has settled a civil case against Igor Oystacher and 3Red Trading for alleged manipul -More- ……
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10/19/2016
Data collected by the US government show that people who were outside the labor market so long that they weren’t counted as u -More- ……
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10/18/2016
Charles Scharf is stepping down as Visa’s CEO after determining that he needs to be near family in New York. -More- ……
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10/17/2016
British futures trader Navinder Singh Sarao will face extradition to the US in the next 28 days to stand trial on 22 charges -More- ……
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10/17/2016
Melissa Hodgman, who joined the Securities and Exchange Commission Enforcement Division in 2008, has been appointed associate -More- ……
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10/14/2016
Tim Sloan has become CEO days before Wells Fargo releases third-quarter results. -More- ……
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10/12/2016
Steven Cohen, president of Point72 Asset Management, is increasing trader bonuses from 20% to as much as 25%, but top bonuses -More- ……
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10/11/2016
The 2016 Nobel Memorial Prize in Economic Sciences was awarded to Oliver Hart of Harvard University and the Massachusetts Ins -More- ……
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10/10/2016
Former employees are suing American International Group for deferred derivatives-trade bonuses worth more than $100 million t -More- ……
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10/07/2016
Statistics show that 94 million people in the US older than 15 don’t have a job and aren’t seeking one. -More- ……
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10/05/2016
Billionaire Steve Cohen’s company, Point72 Asset Management, recently hired Matthew Granade to oversee big data used in the f -More- ……
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9/30/2016
Judge Charles Ramos, a New York state judge, has been pushing for brevity in the civil fraud trial of former American Interna -More- ……
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9/30/2016
Harvard University has hired Nirmal Narvekar, who successfully overhauled Columbia University’s endowment, as CEO of its fund -More- ……
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9/30/2016
The official count of people living in New York City’s homeless shelters has climbed to almost 60,000. -More- ……
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9/29/2016
The Senate Agriculture Committee has unanimously approved Georgetown University professor Chris Brummer, a Democrat, and Repu -More- ……
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9/28/2016
Former Morgan Stanley mortgage-bond trader Nicholas Michael Bonacci has been fined $100,000 and has been suspended from the i -More- ……
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9/27/2016
Iconic hedge fund firm Perry Capital is shutting down its flagship hedge fund, according to a letter sent to investors Monday -More- ……
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9/22/2016
The Securities and Exchange Commission has alleged insider trading by hedge fund manager Leon Cooperman. -More- ……
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9/14/2016
Dennis Lockhart, who has served as president of the Federal Reserve Bank of Atlanta for almost a decade, plans to step down F -More- ……
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9/13/2016
The Senate agriculture committee is set to hold a hearing Thursday on two nominees, Brian Quintenz and Chris Brummer, to the -More- ……
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9/12/2016
About 8,000 people gathered Sunday at the National September 11 Memorial & Museum. -More- ……
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9/09/2016
China Zhongwang Holdings founder Liu Zhongtian has been accused by US trade group Aluminum Extruders Council of stockpiling $ -More- ……
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9/08/2016
9/08/2016
Sarah ten Siethoff has been appointed deputy associate director of the Division of Investment Management Rulemaking Office at -More- ……
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9/07/2016
Morningstar founder and CEO Joe Mansueto will transition to executive chairman Jan. 1 and will be succeeded by Kunal Kapoor. -More- ……
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9/06/2016
Barclays has recruited Tim Throsby, global head of equities at JPMorgan Chase, to run the corporate and international unit. -More- ……
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8/31/2016
The Senate will hold a confirmation hearing in September on President Barack Obama’s two nominees to the Commodity Futures Tr -More- ……
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8/30/2016
The Federal Reserve is seeking a $1.2 million fine and a permanent industry ban against former Barclays trader Christopher As -More- ……
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8/26/2016
Joseph Blauvelt, Amherst Pierpont Securities’ former chief financial officer, died of brain cancer at the age of 57 in his Nu -More- ……
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8/24/2016
Retired NBA star Kobe Bryant has teamed up with investor Jeff Stibel to launch a $100 million venture capital fund focused on -More- ……
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8/19/2016
Citigroup’s final proprietary trader, Anna Raytcheva, is departing the bank after its decision to shut down that part of its -More- ……
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8/17/2016
The Securities and Exchange Commission has fined former Goldman Sachs trader Edwin Chin $400,000 to settle civil charges of d -More- ……
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8/17/2016
8/16/2016
The Securities and Exchange Commission has charged Donald “Jay” Lathen Jr., manager of Eden Arc Capital Management, with frau -More- ……
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8/12/2016
Bill Miller is leaving Legg Mason after 35 years of service and has bought out the firm’s stake in his advisory firm, LMM. -More- ……
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8/12/2016
Warren Buffett, businessman, investor and philanthropist -More- ……
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8/12/2016
The number of people in the US filing first-time jobless claims fell by 1,000, to 266,000, last week, the Labor Department sa -More- ……
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8/11/2016
The Securities and Exchange Commission has selected Kristin Snyder as co-national associate director of its examination progr -More- ……
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8/09/2016
Central banks have adopted negative interest rates to stimulate the economy, but data show that consumers are increasing savi -More- ……
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8/04/2016
Blockchain startup Digital Asset Holdings has begun looking to the banking industry for talent, including Kelly Mathieson, JP -More- ……
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8/02/2016
Erica McGinnis is stepping down as president and CEO of Advisor Group to become executive vice president and head of transiti -More- ……
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8/01/2016
Tom Kalaris, formerly head of Barclays’ wealth-management business, has launched a wealth-management firm, Saranac Partners. -More- ……
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8/01/2016
Securities and Exchange Commission member Kara Stein cast the sole dissenting vote when the SEC reinstated former Dell Chief -More- ……
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7/29/2016
Amazon founder and CEO Jeff Bezos has become the third-richest person in the world, taking the spot from Berkshire Hathaway C -More- ……
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7/26/2016
Phil Di Iorio, head of JPMorgan Chase’s global wealth-management business, will retire at year-end, sources say. -More- ……
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7/21/2016
As banks hesitate to take part in repurchase loans, money market funds are beginning to deal directly with large investors an -More- ……
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7/21/2016
Emmanuel “Manny” Roman, chief executive officer of Man Group since 2013, has been tapped by Pacific Investment Management Co. -More- ……
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7/18/2016
The Financial Industry Regulatory Authority has selected John “Jack” Brennan, chairman emeritus and former CEO of The Vanguar -More- ……
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7/13/2016
Blythe Masters has stepped down as chairwoman of Santander Consumer USA Holdings, which provides subprime auto loans, to beco -More- ……
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7/05/2016
7/01/2016
6/22/2016
Rules for people who perform for tips in Times Square, aimed at preserving its family-friendly atmosphere, are largely being -More- ……
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6/17/2016
6/15/2016
Two people being prosecuted in connection with the closure of ramps to the George Washington Bridge want New Jersey Gov. -More- ……
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6/14/2016
Robert Cook, who was the Securities and Exchange Commission’s director of trading and markets from 2010 to 2013, has been nam -More- ……
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6/13/2016
Security has intensified in New York City in response to a shooting that killed more than 50 people at a gay nightclub in Orl -More- ……
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6/10/2016
Thomas Perkins, 84, the venture capital investor who played a key role in financing the launches of Google, Amazon and Sun Mi -More- ……
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6/02/2016
Federal Reserve Governor Daniel Tarullo, known as the Wizard of Oz by financiers for his work behind the scenes, has come to -More- ……
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6/01/2016
Office-supply retailer Staples says CEO Ron Sargent has agreed to step down after the company’s annual shareholders meeting J -More- ……
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5/27/2016
Dan Mathews, Citigroup’s senior vice president for market structure and liquidity venues in Europe, the Middle East and Afric -More- ……
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5/24/2016
Daniel Roth, CEO of the National Futures Association, is preparing for retirement. -More- ……
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5/11/2016
Craig Donohue, executive chairman of Options Clearing, is bullish on the options industry and is continuing changes to keep h -More- ……
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5/10/2016
Federal Reserve Bank of New York President William Dudley anticipates steady economic growth in the US, despite a weak first -More- ……
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5/06/2016
Former BrokerTec chief David Rutter has seen much change in the Treasury market and is focusing on developing blockchain-insp -More- ……
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5/05/2016
Nasdaq CEO Bob Greifeld keeps turtles at home in New Jersey, an ironic hobby as speed becomes a major focus of his business. -More- ……
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5/04/2016
Nine brokers and traders have been accused of persuading investors to purchase stock in a worthless LED lighting distributor, -More- ……
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5/03/2016
The US Labor Department’s fiduciary rule might encourage millennials to become financial advisers as older advisers retire or -More- ……
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5/03/2016
Donald Bollerman, one of nine co-founders of IEX Group, has left the company. -More- ……
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4/29/2016
A jury won’t hear the Commodity Futures Trading Commission’s futures market manipulation case against Igor Oystacher, co-foun -More- ……
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4/29/2016
A survey required by the federal government has determined that the number of homeless people living on New York City’s stree -More- ……
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4/27/2016
The Securities and Exchange Commission will withdraw its decision to allow former Wall Street trader Steven Rattner to return -More- ……
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4/27/2016
4/27/2016
Bank of England official Michael Hume has quit his post to become senior markets strategist for the New York hedge fund MKP. -More- ……
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4/18/2016
The New York Police Department has stopped arresting people who ask others for a free subway ride by swiping their MetroCard. -More- ……
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4/15/2016
Elm Tree Investment Advisors founder Fred Elem and Chief Operating Officer Ahmed Naqvi have been charged with securities frau -More- ……
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4/08/2016
Confirmation votes for two White House nominees for the Securities and Exchange Commission have been delayed after four Democ -More- ……
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4/06/2016
Eighteen months after a Starboard Value-led shareholder coup of Darden Restaurants’ board, the Olive Garden operator’s stock -More- ……
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4/05/2016
The full Senate banking committee is scheduled to vote Thursday on the confirmation of President Barack Obama’s nominations o -More- ……
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4/04/2016
The Securities and Exchange Commission is in early stages of an investigation of circumstances that led JPMorgan Chase to all -More- ……
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3/29/2016
International Monetary Fund Managing Director Christine Lagarde said Monday that she intends to reappoint David Lipton as fir -More- ……
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3/24/2016
A British court has ruled that trader Navinder Singh Sarao, accused of spoofing US markets and contributing to the $800 billi -More- ……
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3/23/2016
Rohit Bansal, a former Goldman Sachs worker, has avoided prison time for illegally acquiring reports from the Federal Reserve -More- ……
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3/22/2016
JPMorgan Chase Chairman and CEO Jamie Dimon surprised investors when he purchased $26.6 million worth of the bank’s stock. -More- ……
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3/15/2016
Hester Peirce, an outspoken opponent of financial regulation and a senior research fellow at the Mercatus Center, is schedule -More- ……
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3/11/2016
The new co-chief of the asset-management unit of the Securities and Exchange Commission Enforcement Division is Anthony Kelly -More- ……
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3/09/2016
Two nominees for the Securities and Exchange Commission will get confirmation hearings before the Senate banking committee Tu -More- ……
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3/08/2016
Michael Bloomberg says he won’t enter the US presidential race as an independent because he fears his candidacy would push Do -More- ……
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3/04/2016
The White House announced plans to nominate Georgetown University law professor Chris Brummer and former congressional aide B -More- ……
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3/04/2016
Senate Banking Committee Chairman Richard Shelby plans to hold a confirmation hearing this month for Securities and Exchange -More- ……
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3/03/2016
The House Financial Services Committee passed a bill allowing companies and individuals accused of misconduct to transfer the -More- ……
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3/02/2016
JPMorgan Chase CEO Jamie Dimon discusses the future of finance, Silicon Valley’s effect on Wall Street and China’s influence -More- ……
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2/22/2016
New York City’s effort to encourage people to share cabs to save money and cut congestion is getting a unenthusiastic recepti -More- ……
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2/11/2016
A former New York City technology manager, Carl Bell, who accepted $6 million in bribes in connection with the CityTime compu -More- ……
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2/09/2016
U.S. Rep. Chris Gibson, R-N.Y., has taken the first step toward a potential campaign to become the governor of New York. -More- ……
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2/08/2016
Joseph Tracy of the Federal Reserve Bank of New York has been chosen to become chairman of the Swiss-based Regulatory Oversig -More- ……
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2/02/2016
The search has begun for a successor for the Financial Industry Regulatory Authority’s CEO Richard Ketchum, who hopes to reti -More- ……
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2/01/2016
The Securities and Exchange Commission plans to shift some staff oversight from brokers to investment advisers, people famili -More- ……
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1/29/2016
The Financial Industry Regulatory Authority will focus on industry entrance-exam rules and licensing requirements for people -More- ……
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1/28/2016
Former Securities and Exchange Commission Division of Investment Management Director Norm Champ, who has been critical of the -More- ……
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1/27/2016
Intercontinental Exchange has promoted ICE Futures US President and Chief Operating Officer Ben Jackson to head ICE’s mergers -More- ……
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1/26/2016
Jeffrey Gitomer, business trainer and writer -More- ……
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1/21/2016
Daniel Gallagher, who was a member of the Securities and Exchange Commission from 2011 to 2015, has become president of Patom -More- ……
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1/18/2016
John Taft, who has served as RBC’s wealth-management chief for more than a decade, will retire in May. -More- ……
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1/15/2016
A $2 million study says Uber and similar services aren’t significantly aggravating congestion on Manhattan’s streets, people -More- ……
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1/12/2016
Morgan Stanley Chief Operating Officer Jim Rosenthal will manage the firm’s new digital platform in the wake of the departure -More- ……
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1/07/2016
Morgan Stanley CEO James Gorman has promoted Colm Kelleher, head of investment banking, to president, prompting the departure -More- ……
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1/05/2016
Michael Oxley, former Ohio congressman, House Financial Services Committee chairman and Financial Industry Regulatory Authori -More- ……
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1/04/2016
Daniel Gallagher, who stepped down from the Securities and Exchange Commission in October, is joining consulting firm Patomak -More- ……
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1/04/2016
Jamie Dimon has spent a decade as head of JPMorgan Chase, having navigated the financial crisis, avoided a government rescue -More- ……
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12/23/2015
Adam Siegel, formerly a top bond trader at Royal Bank of Scotland Group, pleaded guilty to securities fraud in federal court -More- ……
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12/16/2015
Adena Friedman, the president of Nasdaq’s corporate, information and technology solutions business, has been named to the add -More- ……
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12/15/2015
Financial-services executives, including Blythe Masters, Vikram Pandit and John Mack, are investing millions of dollars in fi -More- ……
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12/10/2015
Former Bank of England Deputy Governor Paul Tucker will work to keep policymakers committed to financial reform as chairman o -More- ……
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12/09/2015
Former US banking analyst Meredith Whitney has joined Arch Capital Group, a Bermuda-based insurance company, where she will o -More- ……
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12/09/2015
The March 2014 fraud conviction of Jesse Litvak, a former managing director at Jefferies, was overturned Tuesday. -More- ……
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12/08/2015
Pacific Investment Management has formed a global advisory board to provide perspective and insight into markets. -More- ……
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12/04/2015
The Securities and Exchange Commission has charged Chicago-based options traders Behruz Afshar, Shahryar Afshar and Richard K -More- ……
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12/03/2015
Blythe Masters, CEO at Digital Asset Holdings and a former executive at JPMorgan Chase, has repudiated a Reuters report that -More- ……
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12/02/2015
Luis Aguilar, a departing member of the Securities and Exchange Commission, has offered future members suggestions, such as c -More- ……
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11/30/2015
The Securities and Exchange Commission has dropped its ban preventing Michael Steinberg, a former SAC Capital Advisors fund m -More- ……
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11/30/2015
The Securities and Exchange Commission has charged former Goldman Sachs employee Yue Han for reaping more than $450,000 in pr -More- ……
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11/24/2015
Traders Anthony Allen and Anthony Conti have requested that a US court toss their convictions for manipulation of the London -More- ……
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11/24/2015
New York City subway passengers are facing more common delays as Metropolitan Transportation Authority personnel help people -More- ……
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11/23/2015
What happens next in the US economy depends upon what the Federal Reserve decides about interest rates next month, said CME G -More- ……
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11/17/2015
Securities and Exchange Commission member Luis Aguilar says he will leave at the end of December. -More- ……
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11/17/2015
Investment Technology Group says board Chairwoman Maureen O’Hara and board member Chris Dodds will retire Jan. 15 and Dec. -More- ……
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11/12/2015
The evolution of the stock market toward faster trading means there will be haves and have-nots, Convergex CEO Eric Noll says -More- ……
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11/10/2015
Igor Oystacher, CEO of 3Red Trading, is facing the possibility of being banned from trading following a filing by the Commodi -More- ……
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11/06/2015
Former Goldman Sachs executive Rohit Bansal entered a misdemeanor guilty plea Thursday for passing confidential documents fro -More- ……
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11/04/2015
Morgan Stanley Chairman and CEO James Gorman has been elected a Class A director of the Federal Reserve Bank of New York. -More- ……
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11/03/2015
Todd Wilemon, the former San Francisco-based New York Stock Exchange managing director, has dropped his lawsuit against NYSE -More- ……
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11/02/2015
Richard Ketchum, chairman and CEO of the Financial Industry Regulatory Authority, says he will retire during the second half -More- ……
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10/29/2015
James “Jes” Staley, formerly an executive at JPMorgan Chase, will become CEO of Barclays on Dec. 1. -More- NYSSA’s Third Annual Global Infrastructure Conference NYSSA’s 3rd Annual Global Infrastructure conference will once more bring together leading executives, analysts, portfolio manage…
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10/29/2015
The Federal Reserve Bank of New York is encouraging people to use its interactive tool to analyze what’s going on in the tri- -More- ……
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10/28/2015
Anthony Albanese, acting head of New York’s Department of Financial Services, and Matthew Anderson, the agency’s chief spokes -More- Free Webinar: Liquid Alternative Funds—A Path to Growth for Hedge Fund Managers Liquid alternative funds can provide attractive ways to increase assets…
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10/23/2015
Rep. Paul Ryan, R-Wis., says in a letter to fellow Republicans that he is officially a candidate for House speaker. -More- Free Event: An Alternative Investment Fund Manager’s Perspective on GIPS The adoption of the GIPS standards by alternative investment managers has grown in recent yea…
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10/22/2015
A majority of the conservative House Freedom Caucus says it will vote for Rep. -More- Free Event: GIPS & Investment Performance Measurement for Alternative Managers This free webinar provides an overview of some common challenges that managers of alternative investment funds, including he…
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10/20/2015
Former Rabobank trader Paul Robson told a federal court it was standard practice to set the bank’s London Interbank Offered R -More- ……
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10/19/2015
Dallas Mavericks owner Mark Cuban launched a discussion on Twitter questioning the safety of the stock market. -More- ……
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10/16/2015
Antonio Weiss, counselor to Treasury Secretary Jack Lew, is pushing for a deeper analysis of whether incidents such as the Oc -More- The CFA Institute Research Foundation’s 50th Anniversary Celebration The CFA Institute Research Foundation (RF) celebrates its 50th anniversary in 2015. As p…
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10/13/2015
Barclays reportedly will appoint former JPMorgan Chase executive Jes Staley as CEO. -More- Wilbur Ross accepts Irving Kahn Achievement Award Join us at our Annual Dinner on 10/20 to celebrate Wilbur L. Ross Jr.’s contributions to the investment industry & his achievements that have elevat…
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10/13/2015
Paul Andrews, vice president of international affairs at the US Financial Industry Regulatory Authority, has been named secre -More- ……
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10/09/2015
Bond investor Bill Gross says in a lawsuit filed in California that he was forced out of his job as head of Pacific Investmen -More- ……
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10/09/2015
9/30/2015
Nikhil Rathi, a former official at the UK Treasury, has been named CEO of the London Stock Exchange. -More- Understanding the Seismic Changes to Institutional Portfolios We are witnessing a rapidly shifting landscape where the increasing complexity and decomposition of institutional portf…
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9/28/2015
A London judge has approved a request from Navinder Singh Sarao’s attorney to reschedule until February a US extradition hear -More- NYC Multifamily Real Estate Investment Dynamics NYC is an extreme example of a high-barrier market. Whether an owner, renter, or commuter, you will want to…
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9/25/2015
Volkswagen is set to name Matthias Mueller, head of its Porsche brand, as CEO in the wake of an emissions-testing issue. -More- ……
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9/25/2015
A Madrid court has frozen €18 million worth of assets of Rodrigo Rato, a former head of the International Monetary Fund, -More- Should finance be run by gamblers, lawyers or investment professionals? NYSSA in collaboration with CFA Institute will host “Wall Street Excesses: Bad Behav…
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9/24/2015
A year after Bill Gross moved from Pacific Investment Management to Janus Capital, Gross’ mutual fund at Janus is down 2.5% w -More- ……
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9/23/2015
Mark Wetjen, a former member of the Commodity Futures Trading Commission, will join Depository Trust & Clearing Corp. -More- Join us for NYSSA’s Annual Dinner 2015 at 583 Park Avenue Attend our Annual Dinner on Tuesday, October 20, to celebrate and honor the NYSSA Award Winners for their…
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9/18/2015
William Hague, a former member of the UK Parliament and former foreign minister, has been appointed chairman of ICE Futures E -More- NIRI and NYSSA Present: Investor Insight in the Boardroom Recently, shareholders have focused on board accountability and have voiced concern about whether…
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9/17/2015
Carey Gabay, 43, a lawyer for the Cuomo administration, has died a week after being shot in the head at a public celebration. -More- NYSSA Author Series™: Anne Heller, “Ayn Rand and the World She Made” NYSSA Author Seriesâ„¢ presents an engaging and insightful conversation on one of…
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9/16/2015
Richard Sandor, a futures market pioneer, explains why he thinks this is the right time to focus on small and midsized banks -More- ……
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9/11/2015
Benjamin Wey, founder of New York Global Group, has been charged with securities fraud and other violations in relation to re -More- ……
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9/11/2015
Former Nomura Holdings traders Ross Shapiro, Michael Gramins and Tyler Peters pleaded not guilty Thursday to securities fraud -More- ……
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9/10/2015
Saeculum Capital’s Brian Quintenz, a former House aide, is expected to be nominated by the White House to fill an open Republ -More- ……
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9/09/2015
The impending departure of Daniel Gallagher from the Securities and Exchange Commission is seen as unlikely to help the regul -More- ……
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9/08/2015
Daniel Gallagher, a Republican member of the Securities and Exchange Commission, says he plans to leave the agency by Oct. -More- ……
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9/04/2015
George Washington University Law School professor Lisa Fairfax is being floated by the White House as a candidate to fill a D -More- ……
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9/03/2015
Representatives of several New York City agencies are set to visit homeless encampments to determine how people end up living -More- ……
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9/01/2015
Blythe Masters, CEO of Digital Asset Holdings and formerly an executive at JPMorgan Chase, is promoting block chain, the soft -More- ……
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9/01/2015
Maimonides Medical Center in Brooklyn, N.Y., has recruited Kenneth Gibbs, head of the municipal-bond department at Jefferies -More- ……
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8/31/2015
Many predicted Mayor Ras Baraka would be a divisive force when he took office in Newark, N.J., last summer, with anti-busines -More- Environmental Risk in the Diversified Chemicals Industry Join us for A presentation of key findings and engagement opportunities from CDP’s latest sectorial…
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8/27/2015
8/26/2015
-More- NIRI and NYSSA Present: Investor Insight in the Boardroom Recently, shareholders have focused on board accountability and investors are conducting qualitative and quantitative assessments of board composition and structure. Consequently, director tenure, diversity, how a board mea…
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8/26/2015
Nasdaq OMX Group CEO Robert Greifeld said that after recent global market volatility, exchanges should be careful about how t -More- ……
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8/25/2015
The number of people in Times Square who are on foot, on bicycles and inside vehicles who suffer traffic injuries has fallen -More- ……
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8/25/2015
Richard Schaeffer and David Greenberg, former board members of the New York Mercantile Exchange, have joined the American Can -More- Sustainable Portfolio Strategies for Financial Advisors hosted by MSCI Multiple recent surveys have confirmed surging investor interest in sustainable invest…
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8/24/2015
Sen. -More- Attend NYSSA’s Monthly ‘Investment Strategy Roundtable’ Join like-minded individuals to discuss investment strategies at the upcoming roundtable meeting on Thursday, September 17. This meeting will discuss topics important to all market participants & provides an experience th…
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8/21/2015
New York City Health Commissioner Mary Bassett says the outbreak of Legionnaires’ Disease that killed 12 people and made 128 -More- ……
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8/20/2015
Daniel Houston, previously operations chief at Principal Financial Group, has succeeded Larry Zimpleman as CEO. -More- Preorder: High Yield, Future Tense: Cracking the Code of Speculative Debt The debut book publication by NYSSA, High Yield, Future Tense: Cracking the Code of Speculative…
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8/18/2015
Robert Steven Kaplan, a professor at Harvard University and a former Goldman Sachs Group executive, has been named president -More- ……
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8/17/2015
Navinder Singh Sarao, a London trader accused of contributing to the 2010 “flash crash,” has been released on bail after four -More- ……
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8/14/2015
8/14/2015
Mike Heid, 58, is retiring as mortgage chief at Wells Fargo after 28 years with the largest home lender in the U.S. -More- ……
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8/13/2015
AQR Capital Management terminated Hitesh Mittal as head of trading as his former employer Investment Technology Group agreed -More- ……
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8/12/2015
Stocks and commodities worldwide were hit, while government bonds rose, after the People’s Bank of China devalued the yuan Tu -More- ……
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8/06/2015
Deutsche Bank has recently let go a few employees in the firm’s securitized-debt business amid an investigation into trading -More- ……
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8/05/2015
New York City is preparing a response to the problem of homeless people and panhandlers on its streets. -More- ……
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8/04/2015
Jarrett Lilien, a board member of Investment Technology Group, will succeed CEO Bob Gasser following the disclosure of a poss -More- ……
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8/04/2015
Tom Hayes, a former trader at UBS and Citigroup, has been found guilty of conspiracy to manipulate the London Interbank Offer -More- ……
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8/03/2015
An outbreak of Legionnaires’ disease that involved 71 people by Sunday is being investigated by New York City health official -More- ……
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7/31/2015
Kovack Securities President Brian Kovack beat out a candidate nominated by a FINRA committee for a midsize-firm seat on the b -More- ……
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7/31/2015
A $4 billion overhaul is planned for La Guardia Airport, but the people who live near the airport aren’t worried about the ef -More- ……
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7/30/2015
In the future, successful financial advice will call for a “bionic” approach that combines technology and the best of human j -More- Experts to Discuss the Investment Decision-Making Process at #NYSSAMF15 In a world characterized by asynchronous growth rates, international investing has n…
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7/29/2015
Hillary Clinton’s campaign for president has significant Wall Street support despite the reform rhetoric she uses to appeal t -More- 25th Annual High Yield Bond Conference and Master Class The two-day event led by high yield legend Martin Fridson, CFA will feature leading experts discussi…
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7/23/2015
Chief Financial Officer Bruce Thompson is leaving Bank of America, and David Darnell, a vice chairman responsible for the wea -More- Do You Want to Increase Your Competitive Advantage at Work? On July 29, executive coach, Sonya M. Stoklosa, MS, PCC, will speak at NYSSA to help leaders inc…
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7/22/2015
Daniel McNeill of JPMorgan Chase has been hired by Credit Suisse Group to head the equity-derivatives unit for the Americas, -More- ……
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7/21/2015
Leda Braga, an algorithmic trader who started Systematica Investments, says humans still have a role in trading, but it’s get -More- ……
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7/20/2015
Former Sen. -More- Greece: What’s Next? What is the current political landscape in Greece? What is the future of the Euro and the European Monetary Union? What can be learned from the Greece debt crisis? Discuss these topics and more at our event on Monday July 27; this event is one for t…
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7/17/2015
Paul Andrews, a vice president at the Financial Industry Regulatory Authority, is the leading candidate to become secretary g -More- ……
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7/16/2015
Blythe Masters, former head of global commodities at JPMorgan Chase, has been appointed nonexecutive chair of Santander Consu -More- ……
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7/09/2015
Former UBS trader Tom Hayes has told a London court that his boss, Mike Pieri, warned him in August 2009 not to e-mail about -More- ……
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7/08/2015
Jon Corzine, former CEO of MF Global, and nine colleagues have agreed to pay $64.5 million to settle a lawsuit brought by the -More- The New Economics of Liquidity and Financial Frictions David Adler wrote the literature review titled The New Economics of Liquidity and Financial Frictions…
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7/07/2015
Marcel Pagnol, novelist, playwright and filmmaker -More- ……
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7/07/2015
A New York judge has dismissed a criminal conviction against Sergey Aleynikov, a former Goldman Sachs Group programmer of hig -More- Do you want to be more compelling and self-assured at work? Don’t present timid forecasts to CIOs or shy away from telling clients the hard truth: Let NYSSA…
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7/06/2015
An improved culture at banks proves prosecutors have been right to pursue record-setting penalties against institutions, rath -More- ……
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7/02/2015
Federal Housing Finance Agency Director Mel Watt approved significant pay raises for Fannie Mae CEO Timothy Mayopoulos and Fr -More- ……
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7/01/2015
Legislation and lawsuits may have made it harder for regulators and central bankers to respond to the next financial crisis, -More- ……
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6/29/2015
Nonprofit group Opportunity Network helps young people from low-income families who are high achievers in school cope with co -More- ……
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6/26/2015
Digital Asset Holdings, the startup led by former JPMorgan Chase executive Blythe Masters, has acquired two companies. -More- ……
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6/19/2015
Former Rep. -More- NYSSA Market Forecast™: Investing In A Multi Speed World In a world characterized by asynchronous growth rates, international investing has never been more complex. On August 6th, NYSSA will gather key investment strategists, economists, asset managers, and other…
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6/18/2015
The death on Wednesday of Jimmy Lee, an important dealmaker at JPMorgan Chase, has shocked colleagues. -More- ……
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Ron Levi has left his position as chief operating officer at GFI Group in the wake of the finalization of the firm’s acquisit -More- What is the Current Scope and Growth in the Liquid Alternatives Space? Liquid alternatives are one of the fastest-growing segments among investment vehicles,…
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Republican presidential hopefuls are attacking the financial services system. Former Texas Gov. Rick Perry, Sen. -More- ……
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Mary Schapiro, former head of the Securities and Exchange Commission, is joining the board of London Stock Exchange Group as -More- ……
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6/10/2015
State Farm Chief Operating Officer Michael Tipsord will become the company’s CEO in September as Ed Rust Jr. retires. -More- ……
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6/08/2015
Deutsche Bank says John Cryan, a member of the Supervisory Board, will replace Juergen Fitschen and Anshu Jain as CEO. -More- ……
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6/05/2015
Bosses who started working in the 1970s must learn to adjust to the changing nature of the modern workforce, says David Mader -More- Do You Want to Stand out and Increase your Professional Network? Laura Virili, National Marketing Consultant, will help you build your network and enhance jo…
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5/29/2015
Andrew Donohue is leaving his job as top lawyer at Goldman Sachs Group’s asset-management unit to become the chief aide to Ma -More- 16th Annual Metals and Mining Conference Join our industry expert, Dr. Raymond Goldie, as he gives us an overview of how he perceives metal & mining companie…
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5/28/2015
Pension funds and insurers are being harmed by low interest rates intended to boost global economic growth, said Larry Fink, -More- Do You Want a Deeper Understanding of ETFs, Especially in Global Markets? More than $2 trillion of financial assets are managed through Exchange Traded Funds…
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5/28/2015
Creative people could be more prone to crossing ethical lines, but only when they’re conducting imaginative work, research su -More- ……
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The banking industry remains creative and dynamic, committed to its goals of “helping issuers and investors come together,” s -More- ……
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Jean-Francois Theodore formed Euronext NV in 2000 by joining stock exchanges in Amsterdam, Brussels and Paris, and then merge -More- ……
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Broadridge President and CEO Rich Daly cites challenges facing financial utilities, concerns related to cybersecurity, shorte -More- ……
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5/18/2015
Citadel, which faced near-ruin in the financial crisis, now has a record $26 billion under management, up 170% from early 201 -More- ……
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5/15/2015
A combination of issues, including a poor showing in a Federal Reserve stress test in March, are testing Bank of America’s ch -More- ……
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5/14/2015
The foremost concern of bank privacy officers is keeping data private. -More- Do You Want to Advance Your Career and Become a Leader? Learn how three women achieved their success and accomplishments in the present financial world. They will discuss what it takes to make it on Wall Street,…
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5/13/2015
Daniel Gallagher, a Republican member of the Securities and Exchange Commission, plans to resign but will remain until a succ -More- ……
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5/12/2015
Frank DiPascali, Bernard Madoff’s former finance chief, died Thursday of lung cancer at age 58. -More- ……
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5/11/2015
The Securities and Exchange Commission has appointed David Grim director of the Division of Investment Management. -More- ……
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Navinder Singh Sarao, a London trader charged with fraud and market manipulation that allegedly contributed to the 2010 “flas -More- ……
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4/30/2015
Former Federal Reserve Chairman Ben Bernanke announced he will join Pacific Investment Management, which is not regulated by -More- ……
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4/29/2015
Civil liberties lawyers are expressing concern about the questioning by police of people arrested during protests related to -More- ……
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4/29/2015
The lawyer for Sergey Aleynikov, a former Goldman Sachs Group programmer, has requested a mistrial after two jurors expressed -More- NYSSA Celebrates Ben Graham’s 121st Birthday On May 6, celebrate the 121st birthday of NYSSA Founder Benjamin Graham by exploring the many ways the value inv…
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4/28/2015
Mary Pat Christie, wife of New Jersey Gov. -More- ……
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4/27/2015
Futex Global, a trading arcade that employed Navinder Sarao from 2003 to 2008, said the trader “worked hard and traded dilige -More- ……
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4/24/2015
Navinder Sarao, the trader accused of manipulating the U.S. futures market in the 2010 “flash crash,” told U.K. -More- Coming Late to Real Estate Real estate has arguably been the best performing—and most under-allocated—institutional asset class. Should capital still be depl…
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4/23/2015
A day trader with a reputation for making millions while being distant from fellow traders has appeared in London court to co -More- More Volatility = Less Sleep The chief lesson of Davos 2015? Volatility is the ‘New Normal’ for the global market. Learn to navigate a jittery market by ide…
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4/21/2015
Bill Gates, businessman and philanthropist -More- ……
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4/21/2015
David Woodcock, leader of the Securities and Exchange Commission’s accounting-fraud task force, is planning to leave the agen -More- ……
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4/20/2015
Jon Corzine, former CEO of MF Global Holdings, has been discussing starting a hedge fund with a handful of investors, sources -More- ……
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4/17/2015
Former Federal Reserve Chairman Ben Bernanke will take the senior adviser position at Citadel, providing the hedge fund’s inv -More- ……
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4/15/2015
Ronald O’Hanley has taken over as CEO of State Street Global Advisors. -More- Think (Like a Client) Before You Invest Wealth Management Unwrapped author Charlotte Beyer will distill decades of wealth management knowledge down to a simple maxim: ‘Think like an adviser AND a client’. Click…
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4/14/2015
Laurence Fink, CEO at BlackRock, is telling 500 other CEOs that too many are harming the creation of value by returning money -More- ESG Factors in Managing Equity Portfolio Investment strategies that rely on environmental, social and governance (ESG) factors have grown in popularity over…
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4/14/2015
Some talented people will only be discovered when leaders make the effort, says John Baldoni in this blog post and video. -More- ……
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4/10/2015
Marc Wyatt has been appointed acting director of the Securities and Exchange Commission’s office of compliance inspections an -More- VIX vs. Alpha Gen: The SkyBridge Way Join Anthony Scaramucci, of alternative asset manager SkyBridge Capital, to explore the current market volatility and d…
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4/09/2015
The Securities and Exchange Commission official who investigated what caused the May 2010 “flash crash” is set to leave this -More- ……
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4/08/2015
Andrew Bowden, director of the Securities and Exchange Commission Office of Compliance Inspections and Examinations, plans to -More- ……
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4/03/2015
Michael Lewis, author of “Liar’s Poker,” “Flash Boys” and other books, discusses his work and how it has reflected on and aff -More- ……
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4/01/2015
Former Fidelity Investments executive Ron O’Hanley has been appointed by State Street to lead its asset-management business. -More- ……
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3/31/2015
The Securities and Exchange Commission on Monday accused New York financier Lynn Tilton and several of her Patriarch Partners -More- 3rd Annual Investing in Mongolia Conference Due to its immense natural resources and location next to the biggest consumer in the World – China, Mongolia has…
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Bob Greifeld, CEO at Nasdaq, announced at a conference plans to roll out an energy-focused futures exchange. -More- ……
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3/24/2015
Duncan Niederauer, former CEO of the New York Stock Exchange, has joined Tera Group, parent company of a derivatives-trading -More- Become a Part of the Premier Finance & Networking Forum for Wall Street By becoming a member of NYSSA you will have the opportunity to expand your professio…
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3/23/2015
Igor Oystacher, a co-founder of 3Red Group who has been accused of manipulative trading strategies, faces new allegations tha -More- Spring 2015 ETP Forum NYC ETPs are a valuable component for investors’ portfolios ranging from the most experienced to novice investors. Attend this forum o…
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3/13/2015
Muhtar Kent, CEO of Coca-Cola, was eligible for a $2.5 million bonus, but he declined after the firm failed to hit its profit -More- Continue your Education at NYSSA NYSSA provides many options and opportunities to further your education. Attend a NYSSA course to invest in your career, imp…
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3/11/2015
Digital Asset Holdings, which is set to launch today, announced that former JPMorgan Chase executive Blythe Masters, known fo -More- ……
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3/09/2015
David Hammer, formerly a senior vice president at Pacific Investment Management, has rejoined PIMCO as executive vice preside -More- 19th Annual Insurance Conference Solid growth is expected in 2015/2016 in the life insurance investment sector. The non-life sector will face some headwinds…
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3/09/2015
The new test for people who want a New York City taxi driver’s license contains more technology and less geography than previ -More- ……
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3/05/2015
Robert Moore, president of LPL Financial, has become the latest executive to depart the firm. -More- Learn to Detect Accounting Gimmicks & Fraud Would you like to be able to make the best business decisions possible? Don’t get tricked again by companies attempting to overstate their finan…
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3/04/2015
A former CEO of TMX Group, Thomas Kloet, has taken a seat on the board of directors of Nasdaq OMX Group, the international bo -More- ……
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3/02/2015
A former commissioner of the Bureau of Labor Statistics has been selected by Republicans on the House and Senate Budget commi -More- ……
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2/27/2015
Bill Winters, former head of investment banking at JPMorgan Chase, has been named CEO of Standard Chartered, effective in Jun -More- Host your Next Conference or Event at NYSSA Need space for a meeting, conference, or other event? Look no further. NYSSA’s fully-equipped, flexible meeting s…
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2/25/2015
Chris Concannon will be CEO of BATS Global Markets, current CEO Joseph Ratterman says. -More- ……
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2/24/2015
Jefferies Group has appointed Alex Kelloff and Craig Mineard to succeed Prem Parameswaran as global joint heads of media and -More- ……
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2/23/2015
Paul McCulley, who returned to Pacific Investment Management in May to assure investors jolted by the departure of firm co-fo -More- NYSSA Author Series™: William Cohan Please join us for an engaging discussion with noted author William Cohan on a variety of topics covered in his boo…
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2/20/2015
Ivers Riley, the progenitor of exchange-traded funds, died Thursday. -More- ……
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2/20/2015
Christopher Hehmeyer, chairman of the National Futures Association, was elected to the one-year role for the fifth time Thurs -More- ……
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2/18/2015
BATS Global Markets is preparing to launch an initial public offering again, three years after a software problem forced a ha -More- Catapult your Career Forward by Using Persuasive Communication Do you wish you could be more influential at work? Do you want to know how to negotiate your n…
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2/17/2015
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The Wall Street task force, part of U.S. -More- Build Confidence with NYSSA Toastmasters Do you have to give presentations for work? Would you like to be more confident when speaking to your clients? Toastmasters offers a proven way to hone your communication skills. By participating in o…
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2/13/2015
A former programmer at Goldman Sachs Group whose federal conviction on charges he stole the bank’s high-speed-trading code wa -More- ……
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2/12/2015
The Financial Industry Regulatory Authority has hired a Securities and Exchange Commission official to head a new office inte -More- Discuss the Outlook for Natural Gas with the American Gas Association Attend the American Gas Association’s Luncheon and Presentation on Thursday, February…
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2/12/2015
CBS News correspondent Bob Simon, 73, who appeared for years on “60 Minutes,” died from injuries suffered as a passenger in a -More- ……
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2/11/2015
Pacific Investment Management has recruited Joachim Fels, formerly chief economist at Morgan Stanley, as global economic advi -More- 19th Annual Insurance Conference Solid growth is expected in 2015/2016 in the life insurance investment sector. The non-life sector will face some headwinds…
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2/04/2015
David Grim has been appointed acting director of the Securities and Exchange Commission Division of Investment Management, re -More- ……
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2/04/2015
Seven people were killed and a dozen injured when a Metro-North Railroad commuter train struck a sport-utility vehicle on the -More- ……
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1/29/2015
New York Assembly Speaker Sheldon Silver, who is facing federal corruption charges, said he is taking a leave of absence from -More- ……
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1/27/2015
Fellow Democrats are telling Sheldon Silver, speaker of the New York Assembly, that he will be forced out of his leadership p -More- The Flattening of Wall Street Research The investment research landscape of today includes a broader mix of providers that deliver analytic tools, data, besp…
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1/26/2015
Sen. Elizabeth Warren will now be the top Democrat on a key subcommittee of the Senate banking committee. -More- ……
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1/23/2015
The newest member of the Commodity Futures Trading Commission has potential conflicts that may require him to avoid issues in -More- ……
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1/22/2015
The speaker of the New York Assembly, Sheldon Silver, is expected to be arrested by federal authorities on corruption charges -More- ……
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1/22/2015
The Securities and Exchange Commission says Norm Champ, its director of investment management, will step down sometime in Jan -More- NYSSA Career Chat: How to Prepare for Your Next Job Attend NYSSA’s upcoming Career Chat on Wednesday, January 28, to discuss overall Job Market Intelligen…
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1/21/2015
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1/21/2015
Senate Finance Committee Chairman Orrin Hatch, R-Utah, says enacting tax reform is a priority. Hatch told the U.S. -More- Discuss the Outlook for Natural Gas with AGA Attend the American Gas Association’s Luncheon and Presentation on Wednesday, January 28, to explore various issues regar…
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1/20/2015
Pershing Square Capital Management is set to announce the hiring of Stephen Fraidin, a veteran merger lawyer. -More- Join us for a FREE 2015 Investment Outlook on January 28 How will changes in the global market environment effect your investments this year? The Market Technicians Associ…
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1/14/2015
Martin Gruenberg, chairman of the Federal Deposit Insurance Corp., has selected Charles Yi as general counsel, pending board -More- ……
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1/13/2015
Former Lazard investment banker Antonio Weiss has withdrawn from consideration to become a senior official in the Treasury De -More- ……
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1/09/2015
Republicans on the Senate banking committee have selected Sen. Richard Shelby, R-Ala., as chairman. -More- ……
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1/07/2015
New York City’s school system is set to bring its ban on cellphones to an end, people familiar with the matter said. -More- ……
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1/07/2015
President Barack Obama has designated a former Bank of Hawaii CEO to be a Federal Reserve governor. -More- ……
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1/07/2015
A Federal Reserve staff economist has been promoted to director of monetary affairs. -More- ……
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1/06/2015
New York police have arrested the son of Thomas Gilbert, the founder of Wainscott Capital Partners and biotech private equity -More- ……
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1/05/2015
Stanley Fischer, the Federal Reserve’s No. -More- NYSSA Market Forecast™: To Infinity and Beyond! Will gravity bring stocks back to earth? Or will the gravity of the economic situation suggested by near zero % interest rates turn out to be a red herring? On January 8th, NYSSA will c…
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1/05/2015
A former chief risk officer at Royal Bank of Scotland Group and Fannie Mae has been appointed to a similar job at the Treasur -More- ……
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1/02/2015
Mario Cuomo, who was elected to three terms as New York governor and is the father of current Gov. -More- ……
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12/08/2014
Robert Okin, head of Oppenheimer’s retail brokerage division, has stepped down, according to a memo. -More- ……
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12/04/2014
The global chief for coffee at Louis Dreyfus Commodities, Trishul Mandana, has resigned for personal reasons. -More- ……
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12/03/2014
Dispute has broken out within the Democratic Party over President Barack Obama’s nomination of Wall Street banker Antonio Wei -More- ……
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12/01/2014
Louis Dreyfus Commodities has hired the former head of Viterra, a Canadian grain handler, to be its CEO. -More- ……
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11/25/2014
New York City has provided public housing for hundreds of homeless families but more people keep showing up at shelters seeki -More- ……
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11/20/2014
George Painter, an administrative law judge with the Commodity Futures Trading Commission who criticized the agency for inade -More- ……
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11/18/2014
Many leaders say they aim to surround themselves with people who are smarter, but few believe that principle or its incoheren -More- ……
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10/23/2014
The chief operating officer of the Federal Reserve Bank of New York said Wednesday that she plans to retire in June. -More- ……
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10/22/2014
Assistant Labor Secretary Phyllis Borzi, who has been heading the department’s work on a uniform fiduciary rule for financial -More- ……
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10/22/2014
The Securities and Exchange Commission’s first overseer of regulation for municipal bonds will step down in November to take -More- ……
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10/21/2014
A growing company means the chance to hire people who are smarter than you, but that brings its own challenge, says Erik Seve -More- ……
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10/20/2014
A New York law that simplified the procedure for taking firearms away from people who have been deemed unstable is “sensible -More- ……
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10/14/2014
Fidelity Investments says Abigail Johnson will be CEO, succeeding her father, Edward Johnson III, to become the highest-ranki -More- ……
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10/09/2014
The Federal Reserve wants to change guidance on interest rates it has promised to keep low for a “considerable time” after ha -More- ……
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9/08/2014
The Securities and Exchange Commission has announced its first ombudsman, as required by the Dodd-Frank Act, to work with ret -More- ……
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9/08/2014
BATS Global Markets is looking for a new president, sources say. -More- ……
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9/05/2014
Edward DeMarco, former acting director of the Federal Housing Finance Administration, is taking a job as senior fellow at an -More- ……
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9/05/2014
The Financial Industry Regulatory Authority is looking for a successor for Linda Fienberg, head of arbitration and disciplina -More- ……
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9/04/2014
Former New York City Mayor Michael Bloomberg, 72, will return to the helm of his eponymous firm, in a surprise replacement of -More- ……
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9/04/2014
Andrew Madoff, 48, son of Bernard Madoff, died at the Memorial Sloan Kettering Cancer Center on Wednesday from mantle cell ly -More- ……
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9/02/2014
Eric Cantor, formerly majority leader of the House, will become vice chairman and a board member at Moelis & Co. -More- Crisis, Sanctions and Russian Investing Defiant despite heavy condemnation from the West, Russia is now facing the threat of a sanction-induced recession and economic ne…
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8/28/2014
John Pietrowicz was named chief financial officer of CME Group, replacing his boss, Jamie Parisi. -More- ……
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8/27/2014
The Securities and Exchange Commission has appointed a former Deloitte vice chairman as chief accountant. -More- ……
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8/25/2014
Industry veteran Bill Harts was named CEO of Modern Markets Initiative, a high-frequency-trading group with four member firms -More- Crisis, Sanctions and Russian Investing Defiant despite heavy condemnation from the West, Russia is now facing the threat of a sanction-induced recession and…
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8/21/2014
8/21/2014
Steve Ballmer, former CEO at Microsoft, has resigned as a director after buying the Los Angeles Clippers basketball franchise -More- ……
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8/20/2014
Albert Einstein, German-American theoretical physicist -More- ……
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8/20/2014
Tom Montag has been named sole chief operating officer at Bank of America. -More- ……
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8/19/2014
Financial companies talk about the importance of compliance, but most don’t spend enough money or employ enough people to bac -More- ……
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8/19/2014
Deutsche Bank has hired Richard Shannon from Goldman Sachs and Scott Marcar from Royal Bank of Scotland to improve IT securit -More- ……
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8/08/2014
Matthew Rutherford, assistant Treasury secretary for financial markets, will leave the department in mid-September, according -More- ……
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8/04/2014
Larry Schwartz, the top aide of New York Gov. -More- NYSSA Market Forecast™: Swept Away LiveStream Can’t make it to NYC on August 7th? Register for this LiveStream to hear an expert panel discuss the forces at work in the global economy and markets, and help identify the most effect…
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8/04/2014
The People’s Bank of China has become an important shareholder of Italian-based carmaker Fiat Chrysler. -More- ……
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7/24/2014
The International Monetary Fund has revised its forecast for U.S. growth to 1.7%, down from June’s forecast of 2%. -More- ……
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7/23/2014
William O’Brien has stepped down as president of BATS Global Markets, effective immediately. -More- ……
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7/22/2014
Scott O’Malia, a member of the Commodity Futures Trading Commission, plans to step down Aug. 8. -More- ……
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7/14/2014
JPMorgan Chase CEO and Chairman Jamie Dimon’s decision to go public with his cancer diagnosis has won praise as a contrast to -More- ……
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7/11/2014
The Senate confirmed President Barack Obama’s nominee, Shaun Donovan, as director of the White House Office of Management and -More- ……
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7/10/2014
San Antonio Mayor Julian Castro has been confirmed by the Senate to head the U.S. -More- ……
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7/03/2014
Tradebot Systems Chairman Dave Cummings announced Tuesday that he is taking on the role of CEO for the company again. -More- ……
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6/26/2014
Julian Castro, the mayor of San Antonio and President Barack Obama’s choice to be the secretary of Housing and Urban Developm -More- ……
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6/06/2014
Nonbank commodity traders aren’t a meaningful threat to the commodity businesses of banks, said Stuart Staley, Citi’s head of -More- ……
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6/06/2014
One of BNP Paribas’ three chief operating officers might have to step down or retire as part of a settlement with U.S. -More- ……
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6/05/2014
Douglas Cifu, CEO of Virtu Financial, says high-frequency traders should face accountability for their effects on markets. -More- ……
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6/04/2014
Treasury Department official Timothy Massad has earned Senate approval to become chairman of the Commodity Futures Trading Co -More- ……
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5/28/2014
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The Senate voted 68-27 to confirm Stanley Fischer, former governor of the Bank of Israel, to a seat on the Federal Reserve Bo -More- ……
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5/13/2014
Mayor Bill de Blasio is pressing for New York City to use some of the approaches used in Sweden to prevent people from being -More- ……
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5/07/2014
An internal JPMorgan Chase memo said that John Anderson and Michael Camacho will take over the remainder of the bank’s global -More- ……
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4/30/2014
Stanley Fischer, Lael Brainard and Jerome Powell have earned unanimous approval from the Senate banking committee to sit on t -More- ……
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4/29/2014
Robert Greifeld, chief executive officer at Nasdaq OMX, has increased revenue at the firm from $600 million a decade ago, to -More- ……
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4/28/2014
The Federal Emergency Management Agency said rent payments that have helped people whose homes were damaged by Superstorm San -More- ……
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4/25/2014
The Senate banking committee is set to vote Tuesday on the nominations of Stanley Fischer, Lael Brainard and Jerome Powell to -More- ……
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4/18/2014
New York Mayor Bill de Blasio announced reforms aimed at speeding up help for people who suffered losses from superstorm Sand -More- ……
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4/16/2014
Alibaba Group Holding will file papers next week for its initial public offering in the U.S., people familiar with the matter -More- ……
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4/10/2014
Tim Massad, President Barack Obama’s nominee to lead the Commodity Futures Trading Commission, testified at Senate hearings i -More- ……
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4/07/2014
The BlackRock board of directors is making changes to its senior management ranks as it prepares for the eventual resignation -More- ……
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4/04/2014
Jeremy Stein, a Federal Reserve governor, says he will leave the central bank May 28 to return to Harvard University to teach -More- ……
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3/26/2014
It’s important to “close the loop” at the workplace so clients and managers are up to date on a project’s progress, writes St -More- ……
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3/26/2014
Michael Cavanagh, co-head of the corporate and investment bank at JPMorgan Chase, is poised to join Carlyle Group as its co-p -More- ……
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3/25/2014
Bart Chilton, whose Commodity Futures Trading Commission term ended Friday, said that one of his biggest disappointments was -More- ……
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3/19/2014
Benefitfocus CEO Shawn Jenkins says that when he messed up during a flying test, his instructor made him continue, then gave -More- ……
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3/14/2014
New Jersey Gov. Chris Christie was confronted by people who shouted criticism at a town meeting in Mount Laurel. -More- ……
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3/12/2014
Labor Secretary Thomas Perez says his department is continuing due diligence on a revised fiduciary rule for people who give -More- ……
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3/11/2014
Benjamin Lawsky, superintendent of New York’s Department of Financial Services, is working to hold individuals and institutio -More- ……
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3/10/2014
Duncan Niederauer, CEO of NYSE Euronext, draws on lessons from his past to keep moving forward as he sells the New York Stock -More- ……
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3/10/2014
Employers added 175,000 people to payrolls last month, double the December number, according to the Labor Department. -More- ……
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3/07/2014
Creative people are different — or, at least, they’ve learned to act differently, writes Carolyn Gregoire. -More- ……
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3/07/2014
JPMorgan Chase reportedly is negotiating with Swiss trading house Mercuria Energy Group to spin off the bank’s physical commo -More- ……
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3/06/2014
The NBC 4 New York/Wall Street Journal/Marist College poll shows Gov. -More- Where’s the Insurance Market Heading in 2014-2015? Attend NYSSA’s 18th Annual Insurance Conference on 3/17-3/18 in NYC to gain forward-looking insights and discover trends and opportunities from leading insurance…
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3/05/2014
Frigid weather in Washington, D.C., has forced the Senate banking committee to reschedule a confirmation hearing to March 13 -More- ……
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2/27/2014
The Senate agriculture committee has set March 6 as the day it will open confirmation hearings on three nominees for the Comm -More- ……
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2/26/2014
CEOs can hire people to take care of most elements of their business, but not whom to hire, says 1stdibs CEO David Rosenblatt -More- ……
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Effective writing, speaking, listening and engaging with other people can be used in a professional setting to get a stalled -More- ……
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2/13/2014
The Securities and Exchange Commission has appointed Rick Fleming, deputy general counsel for the North American Securities A -More- ……
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2/10/2014
President Barack Obama’s nominee to be Federal Reserve vice chairman, Stanley Fischer, will go before a Senate committee this -More- ……
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2/10/2014
Three people who have criticized the Federal Reserve’s quantitative easing will speak before the House Financial Services Com -More- ……
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2/07/2014
Blythe Masters, who built JPMorgan Chase’s physical-commodity business into the largest on Wall Street, was named Thursday to -More- ……
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2/04/2014
Janet Yellen on Monday took charge as head of the Federal Reserve, becoming the first woman to lead the central bank. -More- ……
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1/31/2014
Mary Schapiro, former chair of the Securities and Exchange Commission, is shifting from her full-time position at Promontory -More- ……
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1/27/2014
Some fencing will be removed from the World Trade Center site this year to allow people to move freely between the 9/11 memor -More- ……
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As an exchange, Nasdaq OMX Group is a natural advocate for transparency and is fully prepared for all the new global transpar -More- ……
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1/23/2014
New York Mayor Bill de Blasio said people from the Upper East Side who complained about inadequate snow removal this week mad -More- ……
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1/23/2014
Portfolios of people who didn’t pay for investment advice fared better last year than those managed by paid financial adviser -More- ……
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1/22/2014
The Senate agriculture committee is said to be in favor of Timothy Massad as chairman of the Commodity Futures Trading Commis -More- ……
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1/22/2014
Many people saving for retirement are dangerously uninformed about bond investment, according to a survey by State Street Glo -More- ……
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1/17/2014
When people fail to use up the balances left on MetroCards they have purchased from New York City Transit, the money eventual -More- ……
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1/15/2014
Francis Bacon, British writer and statesman -More- ……
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1/13/2014
Stanley Fischer is President Barack Obama’s choice to be vice chairman of the Federal Reserve, the White House announced. -More- ……
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1/08/2014
The Manhattan District Attorney’s Office unsealed an indictment charging 106 people with cheating the government out of about -More- ……
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1/07/2014
The Securities and Exchange Commission has promoted Michael Osnato Jr. -More- ……
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1/06/2014
George Canellos, co-director of the enforcement division at the Securities and Exchange Commission, is leaving the agency thi -More- ……
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12/27/2013
One prominent central banker whose bank didn’t want him identified has given thought to how experiences of the past decade ha -More- ……
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12/27/2013
A lawsuit by investors in the Empire State Building says they were shortchanged by $300 million because the people managing t -More- ……
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12/20/2013
President Barack Obama has nominated securities lawyer Sharon Bowen to serve on the Commodity Futures Trading Commission. -More- ……
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12/19/2013
President Barack Obama plans to nominate Sen. Max Baucus, D-Mont., chairman of the Senate Finance Committee, to be U.S. -More- ……
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12/17/2013
The Commodity Futures Trading Commission has selected Democratic member Mark Wetjen to become acting chairman. -More- What Leading Analysts Are Predicting for 2014 Start 2014 off with insights from leading economists, investment strategists and geopolitical experts. Join us in NYC on Janu…
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12/16/2013
The Senate Finance Committee has approved the nomination of Federal Reserve Gov. Sarah Bloom Raskin to become the No. -More- ……
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12/05/2013
Private employers hired 215,000 people in November, significantly more than the 170,000 that most economists had anticipated, -More- ……
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12/03/2013
The number of people on payrolls in the U.S. -More- ……
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12/03/2013
Alberto Musalem, managing director and partner at Tudor Investment, will become head of the Federal Reserve Bank of New York’ -More- ……
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11/26/2013
William Cohan, a Bloomberg View columnist, discusses whether Mary Jo White, head of the Securities and Exchange Commission, w -More- ……
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11/26/2013
Christy Romero, special inspector general for the Troubled Asset Relief Program, continues to search for abuse in the program -More- ……
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11/25/2013
Stephen Cutler, JPMorgan Chase’s top lawyer, challenged regulators during a panel discussion Friday. -More- ……
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11/21/2013
New York City’s mayor-elect, Bill de Blasio, said he has had conversations with three people under consideration to be police -More- ……
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11/14/2013
Senators are raising questions about whether Timothy Massad has the experience or the resolve to run the Commodity Futures Tr -More- ……
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11/13/2013
The role of a boss is to help people to take control of their lives, says Katia Beauchamp, co-founder and co-CEO of Birchbox. -More- ……
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11/11/2013
The Securities and Exchange Commission has named LeeAnn Gaunt to head its enforcement division’s municipal securities and pub -More- ……
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11/08/2013
The Senate banking committee says it will consider on Thursday the nomination of Janet Yellen, vice chairwoman of the Federal -More- ……
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11/08/2013
President Barack Obama plans to nominate Timothy Massad, a Treasury Department official, to be the next chairman of the Commo -More- ……
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11/06/2013
The U.S. Treasury Department is losing its undersecretary for international affairs at week’s end. -More- ……
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11/06/2013
Bart Chilton, a member of the Commodity Futures Trading Commission, is planning to leave the agency. -More- ……
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10/30/2013
As co-founder of Atari, Nolan Bushnell was one of the few people to be Steve Jobs’ boss. -More- ……
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10/28/2013
The New York Stock Exchange opened up its trading floor for a small group of people Saturday to test its systems and make sur -More- ……
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10/22/2013
IntercontinentalExchange CEO Jeffrey Sprecher said it’s important for the New York Stock Exchange, which ICE is in the proces -More- ……
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10/15/2013
In September 2008, The Hartford accepted nearly $3.4 billion from the Troubled Asset Relief Program to manage its annuity ris -More- ……
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10/15/2013
University of Chicago professor Lars Peter Hansen is among three people awarded this year’s Nobel Prize in economics, for his -More- ……
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10/11/2013
Meredith Whitney, a banking analyst who gained renown for a call on Citigroup in 2007, is establishing an investment fund aft -More- ……
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10/08/2013
Goldman Sachs Group announced that Robert Zoellick, former World Bank Group president, will return to the investment bank and -More- ……
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10/07/2013
The list of potential replacements for Commodity Futures Trading Commission Chairman Gary Gensler, who is expected to depart -More- ……
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10/04/2013
JPMorgan Chase’s new internal policy on multiple roles has prompted Jamie Dimon, chairman and CEO of the firm, to forgo his r -More- ……
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10/03/2013
The House is likely to take up a bill aimed at preventing the Department of Labor from requiring people who help individual i -More- ……
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10/01/2013
Rep. Spencer Bachus, R-Ala., announced that he will retire at the end of 2014 after more than 20 years in Congress. -More- ……
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9/18/2013
Mary Jo White, head of the Securities and Exchange Commission, has had to recuse herself from a number of high-profile cases -More- ……
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9/17/2013
Margaret Chase Smith, American politician -More- ……
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9/17/2013
Mary Callahan Erdoes leads JPMorgan Asset Management, overseeing $2.2 trillion in assets. -More- ……
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9/16/2013
JPMorgan Chase’s head of commodities trading, Blythe Masters, has been at the center of many of the largest financial stories -More- ……
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9/11/2013
Sheila Bair, former head of the Federal Deposit Insurance Corp., says not enough has been done to strengthen the banking syst -More- ……
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9/11/2013
An AARP survey says 78% of people saving for retirement are “very concerned” or “somewhat concerned” that advice provided thr -More- ……
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9/10/2013
JPMorgan Chase appointed Lee Raymond as lead independent director, giving the former presiding director additional supervisor -More- ……
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9/03/2013
Mary Miller will become the acting deputy Treasury secretary after Neal Wolin steps down, according to an unidentified Treasu -More- ……
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8/27/2013
Michael Coyne, one of JPMorgan Chase’s two top litigators, reportedly is set to leave the bank. -More- ……
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8/12/2013
The Securities and Exchange Commission announced Friday that it had sworn in Kara Stein as its new Democratic commissioner. -More- ……
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8/12/2013
Lawrence Summers, one of the leading candidates to replace Ben Bernanke as chairman of the Federal Reserve, has the most Wall -More- ……
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8/07/2013
Companies need to take technology seriously and have people and structures in place to ensure they aren’t caught off-guard by -More- ……
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8/02/2013
New York Attorney General Eric Schneiderman is investigating the practice by some major banks of refusing to allow people to -More- ……
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8/01/2013
Sarah Bloom Raskin is President Barack Obama’s nominee to become deputy secretary of the Treasury Department, replacing Neal -More- ……
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7/26/2013
A letter supporting Janet Yellen as the next head of the Federal Reserve is being circulated by Senate Democrats. -More- ……
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7/25/2013
The Financial Accounting Standards Board announced that James Kroeker, former chief accountant at the Securities and Exchange -More- ……
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7/24/2013
Recent calls from Treasury Secretary Jack Lew to finish Dodd-Frank Act implementation by the end of the year are encouraging, -More- ……
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7/23/2013
As more people work in New York City in jobs that don’t follow the traditional work day, subway ridership is surging at a var -More- ……
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7/23/2013
Treasury Deputy Secretary Neal Wolin, an official heavily involved in shaping the Obama administration’s regulatory policies, -More- ……
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7/22/2013
If your workers are never ticked off at you, you’re doing something wrong, according to Colin Powell. -More- ……
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7/19/2013
The Senate banking committee voted unanimously to confirm Kara Stein and Michael Piwowar, President Barack Obama’s nominees t -More- ……
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7/18/2013
Century Payments founder Robert Wechsler tried his hand as a pharmacy stocker, a lawyer, a cook and a bartender before findin -More- ……
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7/17/2013
The Securities and Exchange Commission’s most vocal supporter for a self-regulatory organization to oversee financial adviser -More- ……
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7/12/2013
The Senate banking committee is set to vote Tuesday on five White House nominees for regulatory and economic posts. -More- ……
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7/09/2013
Will.i.am has been all over the world and has hung out with leaders from all walks of life, but the Black Eyed Peas musician -More- ……
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7/05/2013
The inspector general for the Commodity Futures Trading Commission has determined that the agency’s chairman, Gary Gensler, d -More- ……
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6/28/2013
Good leaders recognize that their workers aren’t automatons and don’t try to make every single decision for them, writes Mary -More- ……
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6/27/2013
Kara Stein and Mike Piwowar, President Barack Obama’s nominees for the Securities and Exchange Commission, are expected to be -More- ……
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6/26/2013
Despite rankings that say being a financial adviser is one of the best careers, people are leaving the industry faster than t -More- ……
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6/21/2013
6/18/2013
Being a good leader is about knowing where you want to go, and then hiring the people who can get you there, says Wize Commer -More- ……
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6/12/2013
In about four years, Tracy Britt has parlayed a fresh-out-of-school interview with Warren Buffett into an office next to his -More- ……
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5/17/2013
Leading regular employees is hard enough, but what about when you find yourself with a team of people who are used to being i -More- ……
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5/16/2013
New York Judge Margaret Chan ruled that New York City can’t close its program that provides shelter in hotels for 913 people -More- ……
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5/15/2013
Mary Jo White, chairwoman of the Securities and Exchange Commission, has her sights on Charles Schwab executive Jeff Brown fo -More- ……
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5/14/2013
Norm Champ, the director of the Securities and Exchange Commission’s investment management division, held a range of jobs in -More- ……
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5/14/2013
Janet Yellen, one of the candidates to take over as head of the Federal Reserve should Ben Bernanke step down, will face the -More- ……
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5/08/2013
Proxy advisory firm Glass, Lewis & Co. -More- ……
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5/06/2013
Warren Buffett, 82, gave the most detailed explanation yet of how Berkshire Hathaway will run after he leaves the company. -More- ……
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5/03/2013
President Barack Obama nominated longtime associate Michael Froman to serve as the U.S. trade representative. -More- ……
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5/03/2013
President Barack Obama has named Chicago investor and executive Penny Pritzker, a key fundraiser in his 2008 and 2012 campaig -More- ……
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4/30/2013
4/23/2013
The Securities and Exchange Commission on Monday appointed Andrew Ceresney and George Canellos co-directors of enforcement. -More- ……
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4/19/2013
New Securities and Exchange Commission Chairwoman Mary Jo White reportedly is set to appoint Andrew Ceresney as the SEC’s enf -More- ……
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4/19/2013
A drop in New York City’s unemployment in March, bringing the number below 9%, was caused in large part by people leaving the -More- ……
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4/15/2013
A onetime adviser to then-Securities and Exchange Commission Chairman Arthur Levitt is a candidate for a key post in the SEC’ -More- ……
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4/12/2013
Good leadership and effective negotiation starts with simply being kind and respectful to those around you — even your drive -More- ……
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4/12/2013
Chris Concannon, an executive at Virtu Financial, reportedly met this week with Securities and Exchange Commission Chairwoman -More- ……
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4/08/2013
Because New Jersey doesn’t require political candidates to report the names of people who contribute $300 or less to them, th -More- ……
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4/05/2013
Goldman Sachs says Stephen Friedman has reached the company’s age limit and will retire from its board of directors. -More- ……
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4/02/2013
Sallie Krawcheck has held senior positions at Citigroup, Bank of America and Sanford C. Bernstein & Co. -More- ……
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3/28/2013
The experience, qualifications, liberal view and position of Federal Reserve Vice Chairwoman Janet Yellen make her the obviou -More- ……
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3/25/2013
The board of JPMorgan Chase has indicated it wants Jamie Dimon to continue as both chairman and CEO. -More- ……
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3/22/2013
Federal Reserve Chairman Ben Bernanke is sending signals that he may step down, Hans Nichols writes. -More- ……
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3/21/2013
IntercontinentalExchange’s move to acquire NYSE Euronext has placed a spotlight on one man: Jeff Sprecher. -More- ……
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3/19/2013
Michael Piwowar, the Senate banking committee’s head Republican economist, reportedly is being vetted for a spot on the Secur -More- ……
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3/15/2013
For the first time since 1950, the number of people moving to New York City has outnumbered the people leaving it. -More- ……
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3/12/2013
In testimony prepared for a confirmation hearing, Mary Jo White, nominated to head the Securities and Exchange Commission, hi -More- ……
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3/11/2013
The Commodity Futures Trading Commission’s top lawyer, Dan Berkovitz, has announced that he will leave the agency at the end -More- ……
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3/06/2013
The end of a New York state rental-subsidy program is the reason for a sharp rise in people spending the night in New York Ci -More- ……
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3/06/2013
The White House is in talks with Gary Gensler about a second term as chairman of the Commodity Futures Trading Commission, so -More- ……
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3/01/2013
The wealth accumulated by the people on Wall Street is largely explained by two charts showing the relationship between the n -More- ……
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2/19/2013
Securities and Exchange Commission chief Elisse Walter says she has no interest in acting like an interim leader. -More- ……
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2/18/2013
Republican Troy Paredes reportedly wants to leave the Securities and Exchange Commission at the end of his term in June, alth -More- ……
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2/15/2013
Albert Einstein,German-born theoretical physicist -More- ……
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2/13/2013
New Jersey Democrat Frank Lautenberg, 89, is the oldest member of the U.S. -More- ……
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2/13/2013
Lloyd Blankfein, CEO of Goldman Sachs Group, says he isn’t going anywhere. -More- ……
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2/12/2013
Jack Lew’s work at Citigroup, before he joined the State Department in 2009, reportedly will be Republicans’ focus during Sen -More- ……
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2/11/2013
Jack Lew received a bonus of nearly $1 million while at Citibank, just before the bank got a federal bailout. -More- ……
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2/11/2013
Mary Jo White, the nominee to lead the Securities and Exchange Commission, has promised to avoid participation in any cases i -More- ……
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2/08/2013
Mary Jo White’s history as a lawyer for Wall Street firms is likely to make her too soft on the financial industry, despite h -More- ……
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2/08/2013
Jeremy Stein, who joined the Federal Reserve last year, says he considers spotting and preventing bubbles a top priority. -More- ……
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2/06/2013
2/06/2013
New York City Council members are urging city officials to do more to help people who were displaced by superstorm Sandy to m -More- ……
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2/04/2013
Elisse Walter, chair of the Securities and Exchange Commission, says she isn’t sure what she’ll do after the Senate confirms -More- ……
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1/30/2013
Three people familiar with JPMorgan Chase’s “London Whale” trading debacle, which cost the bank $6.2 billion, say there’s a n -More- ……
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1/29/2013
More than two-thirds of the people who participated in the “Occupy Wall Street” protests held professional jobs and one-third -More- ……
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1/25/2013
The regulatory demands faced by financial institutions in the U.S. -More- ……
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1/16/2013
Gregg Berman, who had been working with the Securities and Exchange Commission on a temporary basis to help improve electroni -More- ……
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1/16/2013
Over the course of her time as the Securities and Exchange Commission chairman, Mary Schapiro oversaw an average of 680 settl -More- ……
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1/14/2013
Outgoing Treasury Secretary Timothy Geithner had extensive international experience. -More- ……
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1/10/2013
Securities and Exchange Commission enforcement director Robert Khuzami is stepping down, the latest in a line of top official -More- ……
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1/08/2013
Geoffrey Aronow, a former enforcement chief for the Commodity Futures Trading Commission, has been tapped as the lead lawyer -More- ……
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1/07/2013
After former Citigroup chief Vikram Pandit failed to win the go-ahead from U.S. -More- ……
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1/02/2013
12/31/2012
Secretary of State Hillary Clinton was admitted to New York-Presbyterian Hospital after doctors discovered a blood clot durin -More- ……
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12/28/2012
12/28/2012
Lloyd Blankfein of Goldman Sachs Group, Jamie Dimon of JPMorgan Chase and Brady Dougan of Credit Suisse Group all survived th -More- ……
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12/27/2012
William Butler Yeats,Irish poet and playwright -More- ……
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12/27/2012
President Barack Obama named Pimco CEO and frequent CNBC contributor Mohamed El-Erian to lead his Global Development Council. -More- ……
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12/27/2012
Former Financial Services Authority chief Hector Sants will be charged with reducing pay in his new job as head of compliance -More- ……
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12/26/2012
Bernie Madoff wrote in a letter to CNBC that recent cases of insider trading may be fresh in the news, but the practice has g -More- ……
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12/21/2012
Robert Khuzami, head of the Security and Exchange Commission’s enforcement unit since 2009, is planning to leave the agency a -More- ……
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12/17/2012
“Tickled pink” is how Sen.-elect Elizabeth Warren, D-Mass., describes her Senate committee assignments, including one to the -More- ……
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12/17/2012
JPMorgan Chase lost a bundle on the trades placed by the “London whale,” but few people know how the bank eventually unwound -More- ……
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12/14/2012
Gary Gensler, chairman of the Commodity Futures Trading Commission, has emerged as a leader of the regulatory crackdown after -More- ……
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12/13/2012
The Democratic Steering Committee approved Sen.-elect Elizabeth Warren’s assignment to the Senate Banking Committee. -More- ……
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12/11/2012
Four years have passed since the mammoth Ponzi scheme of Bernard Madoff collapsed and became big news worldwide. -More- ……
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12/10/2012
When Duncan Niederauer took over as CEO at NYSE Euronext on Dec. -More- ……
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12/06/2012
Berkshire Hathaway’s Warren Buffett says Wall Street is dominated by a trading culture, rather than an investing culture, and -More- ……
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11/26/2012
Marianne Moore,American poet and writer -More- ……
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11/06/2012
The search for new housing for people made homeless by Hurricane Sandy is beginning. -More- ……
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11/01/2012
Dorothy Thompson,American journalist and radio broadcaster -More- ……
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10/31/2012
Most banking regulators leave their positions quietly, but Sheila Bair, former chairwoman of the Federal Deposit Insurance Co -More- ……
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10/19/2012
President Barack Obama appointed Mary Schapiro as chairman of the Securities and Exchange Commission four years ago. -More- ……
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10/10/2012
Harvey M. Schwartz is poised to succeed David A. Viniar as chief financial officer of Goldman Sachs Group. -More- ……
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10/09/2012
Last year’s pessimism on Wall Street is fading and almost half of the people working there expect to get a bigger bonus at th -More- ……
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10/08/2012
John D. Rockefeller,American industrialist and philanthropist -More- ……
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9/28/2012
Terry Duffy, executive chairman of the board of CME Group, tells CNBC that high-frequency traders are providing markets with -More- ……
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9/26/2012
Larry Fink, chairman and CEO of BlackRock, says he is “still a student” as he describes his approach to leadership. -More- ……
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9/12/2012
9/04/2012
8/30/2012
Antony Jenkins, head of retail and business banking at Barclays, was named CEO of the banking giant. -More- ……
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8/30/2012
Mark Adelson, who was brought in by Standard & Poor’s in 2008 to restore the credibility of its credit ratings, has left the -More- ……
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8/29/2012
Gary DeWaal, a senior executive in Newedge Group’s legal division, will retire at the end of the year, although he will remai -More- ……
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8/14/2012
Jamie Dimon, CEO at JPMorgan Chase, acknowledges that bankers make mistakes, but says they are not responsible for every issu -More- ……
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8/13/2012
When Mitt Romney announced Rep. Paul Ryan, R-Wis., was his running mate, New Jersey Gov. -More- ……
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8/03/2012
True innovation is about changing the way people act, not just coming up with new technological developments, Thomas Koulopou -More- ……
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7/31/2012
Hannah Arendt,German-American political theorist -More- ……
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7/30/2012
Congress had good reasons for giving the Securities and Exchange Commission sovereign immunity, but it went too far in exempt -More- ……
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7/27/2012
Banks recovered their influence and confidence remarkably quickly after the financial crisis, but the latest round of scandal -More- ……
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7/26/2012
Caterpillar CEO Doug Oberhelman, whose company reported strong earnings, says he is optimistic about the economy in the long -More- ……
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7/25/2012
7/24/2012
Citigroup’s new chairman, Michael O’Neill, is gaining a reputation for taking a hands-on approach to understanding the detail -More- ……
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7/24/2012
At least one big bank will likely face criminal charges for its role in the London Interbank Offered Rate scandal, the Justic -More- ……
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7/06/2012
Private-sector employers in the U.S. hired 176,000 people last month, according a report from Automatic Data Processing. -More- ……
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7/03/2012
John Kemp spotlights Commodity Futures Trading Commission member Scott O’Malia, writing that he “has emerged as the most cons -More- ……
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7/02/2012
Thomas Curry began as comptroller of the currency as banking regulators were beginning to understand the significance of bets -More- ……
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6/22/2012
Simon Potter, 51, has been named head of the Federal Reserve Bank of New York’s markets group, which deals directly with Wall -More- ……
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6/21/2012
Unfortunately, some people feel the need to be rude to their co-workers and others while on the job, Joyce E.A. -More- ……
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6/21/2012
Steve Bartlett has a simple explanation for why he is leaving his job as head of the Financial Services Roundtable where he s -More- ……
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6/20/2012
6/18/2012
Citigroup CEO Vikram Pandit is working to make the bank safer, “operating with the full awareness that it owes something not -More- ……
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6/13/2012
Debt analyst Gregory Winans Bauer and his team at Moody’s Investors Service could cost bank shareholders billions. -More- ……
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6/11/2012
William James,American psychologist and philosopher -More- ……
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6/08/2012
Charles Dallara, head of the Institute of International Finance, announced Thursday he would be stepping down soon from the o -More- ……
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6/07/2012
Tracey Weber, Citigroup’s managing director of consumer and Internet mobile banking in North America, utilizes her ability to -More- ……
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6/06/2012
Bob Doll, BlackRock’s chief equity strategist, will retire. -More- ……
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5/31/2012
Dennis M. Kelleher, president of Better Markets, is striving to prevent a repeat of the 2008 global financial crisis. -More- ……
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5/25/2012
Sallie Krawcheck, Bank of America’s former president of global wealth and investment management, offers four ways to repair t -More- ……
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5/24/2012
5/24/2012
Matt Zames was recently appointed as head of JPMorgan Chase’s chief investment office. -More- ……
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5/23/2012
Direct Edge CEO William O’Brien discusses his take on the controversy surrounding high-frequency trading and the structure of -More- ……
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5/21/2012
Ray Dalio, head of Bridgewater Associates, calls the current phase of deleveraging in the U.S. -More- ……
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5/17/2012
The date is drawing near for the Department of Labor to publish its next draft of a proposed rule redefining fiduciary under -More- ……
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5/15/2012
Tom Nally is prepared to take on his next challenge as president of TD Ameritrade Institutional. -More- ……
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5/14/2012
Jamie Dimon, CEO at JPMorgan Chase, has earned considerable clout in the financial services industry and beyond largely due t -More- ……
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5/11/2012
Tash Elwyn, president of Raymond James & Associates Private Client Group, discusses the integration of Morgan Keegan, which w -More- ……
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5/10/2012
Depository Trust and Clearing has named Michael Dunn, a former member of the Commodity Futures Trading Commission, as head of -More- ……
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5/10/2012
This article offers mini-profiles of five of the most influential women in the hedge fund world, including Mina Gerowin, mana -More- ……
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5/09/2012
Peg Henry, general counsel at the Municipal Securities Rulemaking Board, is planning to leave her post next month to become s -More- ……
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5/08/2012
Since the beginning of the global financial crisis, the idea of improving the quality of and consolidating bank data has gain -More- ……
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5/08/2012
Beth Mooney, chairwoman and CEO of KeyCorp, met resistance in her climb to the top and faced criticism for being “too prepare -More- ……
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5/07/2012
As CEO at Wells Fargo, John Stumpf has transformed the bank into a home-loan giant and has built on its tradition of cross-se -More- ……
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5/04/2012
John Bogle, founder of Vanguard, says he has seen movement toward a more client-focused financial services industry. -More- ……
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4/30/2012
Jim Sinclair has been hailed as the largest gold trader in the world, but there is more to this gold bug than a focus on the -More- ……
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4/27/2012
Craig Donohue, CEO at CME Group, has decided to leave next month rather than at the end of the year as planned. -More- ……
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